United States v. Larry Kelly, Jr.
875 F.3d 781
| 5th Cir. | 2017Background
- Defendant Larry W. Kelly, Jr. convicted after two-day trial for being a felon in possession of a firearm and ammunition (18 U.S.C. § 922(g)(1)).
- After closing and instructions the court erroneously failed to dismiss the alternate juror; she returned to the jury room with the twelve jurors and deliberations began.
- The error was discovered ~30 minutes later; the court removed and discharged the alternate, instructed the jurors to "begin anew," and apologized.
- The court later individually questioned each juror out of earshot of others; each juror said they followed the instruction and that the verdict was reached solely by the twelve regular jurors.
- Kelly moved for a mistrial and for a new trial under Fed. R. Crim. P. 24(c); the district court denied relief, citing the curative instruction, juror assurances, brevity of the alternate’s presence, and overwhelming evidence.
- The Fifth Circuit affirmed, holding the Rule 24(c) violation was not per se reversible and the district court did not abuse its discretion in denying relief.
Issues
| Issue | Plaintiff's Argument (Kelly) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether the district court’s failure to dismiss an alternate and permitting her presence during deliberations violated Rule 24(c) | Presence of alternate juror in jury room constituted a Rule 24(c) violation that prejudiced Kelly and requires mistrial/new trial | Error occurred but was curable; no reasonable possibility of prejudice given curative steps | Rule 24(c) was violated but not per se prejudicial; no abuse of discretion in denying mistrial/new trial |
| Whether an alternate’s mere presence requires automatic reversal | Alternate’s participation taints deliberations and cannot be "unheard" after comments are made | Presence alone is not inherently prejudicial; harmlessness depends on circumstances and curative measures | Presence is not per se reversible; prejudice must be shown |
| Whether the district court’s curative measures (instruction and individual juror questioning) were sufficient | Curative measures cannot erase influence of alternate once heard | Curative instruction plus individual polling can cure potential prejudice | Curative instruction and individual juror assurances were adequate here |
| Appropriate standard of review for denial of mistrial/new trial | N/A (argues district court abused discretion) | N/A (argues discretion not abused) | Abuse-of-discretion review; court did not abuse discretion |
Key Cases Cited
- United States v. Olano, 507 U.S. 725 (1993) (presence of alternates during deliberations is error but not automatically reversible)
- United States v. Acevedo, 141 F.3d 1421 (11th Cir. 1998) (curative "clean slate" instruction can cure alternates' participation)
- United States v. Myers, 280 F.3d 407 (4th Cir. 2002) (alternate presence during deliberations deviates from Rule 24(c))
- United States v. Aguilar, 743 F.3d 1144 (8th Cir. 2014) (alternate’s presence during deliberations violates Rule 24(c)(3))
- United States v. Houlihan, 92 F.3d 1271 (1st Cir. 1996) (pre-amendment authority treating presence of alternates as prohibited)
