997 F.3d 812
8th Cir.2021Background
- Oct. 5, 2008: Joseph Van Hoe died of heroin and alcohol intoxication; investigators traced the heroin to Harrington via an intermediary.
- Harrington was indicted on multiple counts, including Count One (conspiracy to distribute heroin resulting in death) and Count Seven (distribution resulting in death).
- At trial the jury was instructed under the then-controlling “contributing cause” standard and returned special verdicts finding Harrington guilty of the resulting-in-death elements; he received mandatory life terms on Counts One and Seven.
- The Supreme Court’s decision in Burrage changed the law to a but-for causation standard; Harrington obtained habeas relief after the Government stipulated that the trial evidence was insufficient under Burrage and the district court entered an agreed order vacating his life sentences.
- The original trial court later concluded the agreed order vacated only the sentences (not the convictions) and permitted the Government to retry the resulting-in-death elements; Harrington moved to dismiss on double-jeopardy grounds and the district court denied the motion.
- Harrington appealed interlocutorily; the Eighth Circuit held his double-jeopardy claim was colorable and affirmed that retrial does not violate the Double Jeopardy Clause.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Eighth Circuit has jurisdiction to hear interlocutory appeal of denial of double-jeopardy dismissal | Harrington: claim is colorable because jeopardy attached at trial and vacatur of death-elements equates to acquittal | Government: district court properly denied but interlocutory review allowed only if claim is colorable | Court: claim is colorable (jeopardy attached and claim non-frivolous); jurisdiction exists |
| Whether retrial on resulting-in-death elements is barred by the Double Jeopardy Clause | Harrington: Government’s habeas stipulation and unchanged facts mean the vacatur is equivalent to an acquittal under Burks, so retrial is barred | Government: vacatur resulted from post-conviction change in law (Burrage) and is akin to a trial-error reversal, so retrial is permitted | Court: affirmed—retrial does not violate Double Jeopardy because vacatur flowed from a change in law, not government failure to prove its case |
Key Cases Cited
- Burrage v. United States, 571 U.S. 204 (2014) (adopted but-for causation for drug-distribution resulting-in-death element)
- Burks v. United States, 437 U.S. 1 (1978) (setting-aside for insufficiency can be equivalent to acquittal; narrow exception to retrial rule)
- United States v. Davies, 942 F.3d 871 (8th Cir. 2019) (post-conviction change in law vacatur treated like trial-error; retrial permitted)
- United States v. Weems, 49 F.3d 528 (9th Cir. 1995) (vacatur due to post-conviction law change is a trial-error reversal, not acquittal)
- United States v. Ellyson, 326 F.3d 522 (4th Cir. 2003) (same: jury instructed under incorrect law; vacatur akin to trial error)
- United States v. Monnier, 412 F.3d 859 (8th Cir. 2005) (applied contributing-cause standard pre-Burrage)
- United States v. Harrington, 617 F.3d 1063 (8th Cir. 2010) (Harrington’s direct-appeal decision affirming convictions/sentences)
