18 F.4th 1105
9th Cir.2021Background
- Franklin financed a heroin purchase; victims returned with less/bad product, prompting Franklin to demand double his money and to plan a recovery.
- Franklin, Cowser, Hiler, and Pitsch executed a home-entry robbery; Hiler and Pitsch were armed; minor property and about a gram of heroin were taken.
- Franklin initially resisted admitting the planned robbery at a first change-of-plea hearing, claiming he intended only to recover money and did not know others were armed; the plea was rejected and he pleaded not guilty.
- After co-defendants pled, Hiler and Pitsch told an FBI agent that Franklin had sent a note asking for favorable testimony and had threatened or warned them; Hiler reported being assaulted after disclosing the note; Pitsch sought a transfer after being warned he would be "on paper."
- Franklin later pleaded guilty to Hobbs Act robbery and to possession of a firearm in furtherance of a crime of violence; at sentencing the district court applied a two-level obstruction enhancement based on hearsay statements relayed through the FBI agent.
- Franklin appealed, arguing (1) Hobbs Act robbery is not a categorical "crime of violence" under § 924(c)(3)(A), and (2) the district court violated due process by relying on unreliable hearsay at sentencing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Hobbs Act robbery is a "crime of violence" under § 924(c)(3)(A) | Franklin: Hobbs Act robbery does not categorically qualify under the elements clause | Government: Binding Ninth Circuit precedent treats §1951 robbery as a crime of violence | Court: Affirmed; Mendez and Dominguez bind the panel—Hobbs Act robbery is a crime of violence under the elements clause |
| Whether district court violated due process by relying on coconspirator hearsay at sentencing (obstruction enhancement) | Franklin: Sentencing relied on unsworn, secondhand statements lacking minimal indicia of reliability, denying ability to confront accusers | Government: Agent testified; government introduced corroborating, nonhearsay evidence (note copy, agent’s observation of injuries, plea-hearing transcript); co-defendants’ statements corroborate each other | Court: No due-process violation. Clarified review: determinations of procedural reliability are legal (de novo); substantive reliability is factual (clear error). Here corroboration and opportunity to challenge satisfied due process |
| Whether appeal waiver barred review of sentencing challenge | Franklin: Appellate waiver should not preclude review of due-process claim | Government: (did not press waiver on appeal) | Court: Government forfeited waiver argument; court addressed the merits |
Key Cases Cited
- United States v. Mendez, 992 F.2d 1488 (9th Cir. 1993) (held Hobbs Act robbery involves force and is a crime of violence)
- United States v. Dominguez, 954 F.3d 1251 (9th Cir. 2020) (reaffirmed Mendez and held attempted Hobbs Act robbery is a crime of violence)
- United States v. Davis, 139 S. Ct. 2319 (2019) (invalidated the residual clause relied on in some §924(c) analyses)
- Townsend v. Burke, 334 U.S. 736 (1948) (due process forbids sentencing based on materially false or untested information)
- United States v. Weston, 448 F.2d 626 (9th Cir. 1971) (sentencing cannot rest on unverified informer reports that shift burden to defendant)
- United States v. Petty, 982 F.2d 1365 (9th Cir. 1993) (hearsay at sentencing may be admissible if corroborated; minimal indicia of reliability satisfied by corroboration)
- United States v. Huckins, 53 F.3d 276 (9th Cir. 1995) (a coconspirator’s unsworn statements are presumptively unreliable absent corroboration)
- United States v. Berry, 258 F.3d 971 (9th Cir. 2001) (consistent coconspirator statements may supply minimal indicia of reliability)
- United States v. Chee, 110 F.3d 1489 (9th Cir. 1997) (intrinsically reliable victim statements made contemporaneously and corroborated may be used at sentencing)
- United States v. Hinkson, 585 F.3d 1247 (9th Cir. 2009) (en banc) (distinguishes legal questions from factual ones for standards of appellate review)
