28 F.4th 883
8th Cir.2022Background
- Jonathan Berrier pleaded guilty (Sept. 25, 2020) to enticing a 13‑year‑old in violation of 18 U.S.C. § 2422(b); government dismissed a related travel count.
- The initial PSR (Nov. 18, 2020) contained victim statements (FaceTime exposure, nude photos); Berrier objected to specific factual allegations.
- A revised PSR (Dec. 9, 2020), delivered to defense on Dec. 13, added Paragraph 13 alleging multiple trips from North Carolina to Arkansas in Feb.–Mar. 2018 with repeated intercourse; the Probation Office recommended a § 4B1.5 five‑level enhancement.
- The government filed a Motion for Upward Variance on the sentencing day relying on exhibits summarized in the revised PSR (recorded forensic interviews not in the appellate record); defense lacked time to review and counsel mistakenly said the substance hadn’t changed.
- The district court admitted the exhibits, made no explicit findings on disputed PSR facts, and granted a 50% upward variance to 180 months (above the 120‑month advisory/mandatory minimum).
- On appeal the Eighth Circuit found Rule 32(g) violations and that the court relied on contested PSR facts without required findings or proof of reliability; it vacated and remanded for resentencing, allowing the government discretion to reoffer proof.
Issues
| Issue | Government's Argument | Berrier's Argument | Held |
|---|---|---|---|
| 1) Timeliness under Fed. R. Crim. P. 32(g) | Late revised PSR was harmless; hearing could proceed | Rule 32(g) violated; prejudiced defense—remand required | Court: Rule 32(g) violation was plain error and remand for resentencing is required (prejudice likely) |
| 2) Use of contested PSR facts without findings | Court may rely on PSR and exhibits; defense had opportunity | Court must make explicit findings or disregard contested PSR facts | Court: When defendant objects, district court must make findings by preponderance or disregard; here court failed to do so |
| 3) Reliance on hearsay/video interviews at sentencing | Hearsay interviews admissible; Probation summary sufficed | Government failed to prove "sufficient indicia of reliability" by preponderance | Court: Hearsay may be used only if proven reliable; government did not carry that burden here; remand allows government to attempt proper proof |
| 4) Substantive reasonableness / double counting | Upward variance justified by broader conduct; guidelines need not fully account for harm | Variance improperly based on conduct already producing statutory mandatory minimum; sentence substantively unreasonable | Court: Did not find per se substantive error; but because variance relied on contested facts, cannot determine whether same sentence would be imposed—vacated and remanded |
Key Cases Cited
- United States v. Lovelace, 565 F.3d 1080 (8th Cir. 2009) (plain‑error standard for unpreserved sentencing claims)
- United States v. Wise, 976 F.2d 393 (8th Cir. 1992) (PSR is not evidence and cannot suffice for contested material facts)
- United States v. Webster, 788 F.3d 891 (8th Cir. 2015) (court must make findings on contested PSR facts or disregard them)
- United States v. Holt, 969 F.2d 685 (8th Cir. 1992) (adopting PSR alone is insufficient for factual findings)
- United States v. Sheridan, 859 F.3d 579 (8th Cir. 2017) (sentencing hearsay admissible if it has sufficient indicia of reliability)
- United States v. Bastian, 603 F.3d 460 (8th Cir. 2010) (video interviews of minors may be admissible at sentencing with proper reliability showing)
- United States v. Fiorito, 640 F.3d 338 (8th Cir. 2011) (district court may vary based on facts reflected in guidelines where guidelines do not fully account for them)
- United States v. Feemster, 572 F.3d 455 (8th Cir. 2009) (no need for "extraordinary" circumstances to justify an outside‑Guidelines sentence)
- United States v. Thorne, 896 F.3d 861 (8th Cir. 2018) (caution against double‑counting guideline considerations)
- Tapia v. United States, 564 U.S. 319 (2011) (discussing permissible consideration of rehabilitation when sentencing)
