34 F.4th 789
9th Cir.2022Background
- In July 2020 James Allen was arrested after police found him in a stolen car and an inventory search uncovered a loaded AR-15; he was indicted under 18 U.S.C. § 922(g)(1).
- During the COVID‑19 pandemic, the district judge prohibited public in‑person attendance at Allen’s suppression hearing and trial and permitted only an internet audio stream; the court denied a request for video streaming.
- The district court treated audio access as a partial closure but found an overriding public‑health interest in limiting courthouse occupancy and concluded audio was constitutionally adequate.
- Allen objected that audio streaming is not an adequate substitute for visual public access and proposed video streaming or limited in‑court spectators as less restrictive alternatives.
- The trial proceeded under the court’s COVID protocols, Allen was convicted and sentenced, and he appealed the Sixth Amendment public‑trial claim; the Ninth Circuit reviewed the claim de novo.
Issues
| Issue | Allen's Argument | District Court/Government Argument | Held |
|---|---|---|---|
| Whether exclusion of the public (audio‑only access) was a total or partial closure | The audio‑only rule effectively closed the courtroom to the public (total closure) | Court treated it as a partial closure | Ninth Circuit: it was a total closure (all persons other than participants excluded) |
| Whether the total closure was justified and narrowly tailored to the government’s COVID‑related interests | Audio is an inadequate substitute; video streaming or limited in‑person attendance could protect health while preserving public‑trial rights | Limiting courthouse occupancy was a compelling interest; audio sufficed; video risks unauthorized recording and does not reach everyone | Acknowledged COVID as compelling but held the order was not narrowly tailored; other courts used less restrictive visual access and the district court failed to consider reasonable alternatives |
| Appropriate remedy for a Sixth Amendment public‑trial violation | New public suppression hearing and, if necessary, a new trial | Argued closure was justified so no new proceedings needed | Remedy: conviction vacated; remanded for a new suppression hearing and a new trial |
Key Cases Cited
- Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (public trial right rooted in common law and First Amendment interests)
- In re Oliver, 333 U.S. 257 (secret or closed trials undermine public‑trial guarantees; transcripts are inadequate)
- Press‑Enterprise Co. v. Superior Court, 464 U.S. 501 (public observation promotes public confidence and accountability)
- Waller v. Georgia, 467 U.S. 39 (closure requires overriding interest and narrow tailoring; remedy principles)
- McCullen v. Coakley, 573 U.S. 464 (narrow tailoring requires consideration of less intrusive alternatives and practices in other jurisdictions)
- Holt v. Hobbs, 574 U.S. 352 (comparison to other institutions’ practices informs narrow‑tailoring analysis)
- Presley v. Georgia, 558 U.S. 209 (courts must sua sponte consider alternatives to closure)
- United States v. Rivera, 682 F.3d 1223 (definition and treatment of total courtroom closure)
- United States v. Yazzie, 743 F.3d 1278 (distinguishing partial vs. total closures and tailoring requirements)
