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34 F.4th 789
9th Cir.
2022
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Background

  • In July 2020 James Allen was arrested after police found him in a stolen car and an inventory search uncovered a loaded AR-15; he was indicted under 18 U.S.C. § 922(g)(1).
  • During the COVID‑19 pandemic, the district judge prohibited public in‑person attendance at Allen’s suppression hearing and trial and permitted only an internet audio stream; the court denied a request for video streaming.
  • The district court treated audio access as a partial closure but found an overriding public‑health interest in limiting courthouse occupancy and concluded audio was constitutionally adequate.
  • Allen objected that audio streaming is not an adequate substitute for visual public access and proposed video streaming or limited in‑court spectators as less restrictive alternatives.
  • The trial proceeded under the court’s COVID protocols, Allen was convicted and sentenced, and he appealed the Sixth Amendment public‑trial claim; the Ninth Circuit reviewed the claim de novo.

Issues

Issue Allen's Argument District Court/Government Argument Held
Whether exclusion of the public (audio‑only access) was a total or partial closure The audio‑only rule effectively closed the courtroom to the public (total closure) Court treated it as a partial closure Ninth Circuit: it was a total closure (all persons other than participants excluded)
Whether the total closure was justified and narrowly tailored to the government’s COVID‑related interests Audio is an inadequate substitute; video streaming or limited in‑person attendance could protect health while preserving public‑trial rights Limiting courthouse occupancy was a compelling interest; audio sufficed; video risks unauthorized recording and does not reach everyone Acknowledged COVID as compelling but held the order was not narrowly tailored; other courts used less restrictive visual access and the district court failed to consider reasonable alternatives
Appropriate remedy for a Sixth Amendment public‑trial violation New public suppression hearing and, if necessary, a new trial Argued closure was justified so no new proceedings needed Remedy: conviction vacated; remanded for a new suppression hearing and a new trial

Key Cases Cited

  • Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (public trial right rooted in common law and First Amendment interests)
  • In re Oliver, 333 U.S. 257 (secret or closed trials undermine public‑trial guarantees; transcripts are inadequate)
  • Press‑Enterprise Co. v. Superior Court, 464 U.S. 501 (public observation promotes public confidence and accountability)
  • Waller v. Georgia, 467 U.S. 39 (closure requires overriding interest and narrow tailoring; remedy principles)
  • McCullen v. Coakley, 573 U.S. 464 (narrow tailoring requires consideration of less intrusive alternatives and practices in other jurisdictions)
  • Holt v. Hobbs, 574 U.S. 352 (comparison to other institutions’ practices informs narrow‑tailoring analysis)
  • Presley v. Georgia, 558 U.S. 209 (courts must sua sponte consider alternatives to closure)
  • United States v. Rivera, 682 F.3d 1223 (definition and treatment of total courtroom closure)
  • United States v. Yazzie, 743 F.3d 1278 (distinguishing partial vs. total closures and tailoring requirements)
Read the full case

Case Details

Case Name: United States v. James Allen, II
Court Name: Court of Appeals for the Ninth Circuit
Date Published: May 16, 2022
Citations: 34 F.4th 789; 21-10060
Docket Number: 21-10060
Court Abbreviation: 9th Cir.
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    United States v. James Allen, II, 34 F.4th 789