United States v. Hernandez
711 F.3d 1194
10th Cir.2013Background
- Defendants Rosalez, Ruelas, and Hernandez, all federal inmates, were tried for conspiracy to assault and second-degree murder in connection with Zuniga-Garcia’s death.
- Zuniga-Garcia was a Sureños gang member; Hernandez allegedly led the attack plan, with Rosalez as Hernandez’s lieutenant.
- Attack occurred in Zuniga-Garcia’s prison cell after an agreement among Sureños members; multiple attackers used padlocks as weapons.
- Video and physical/DNA evidence tied the attackers to the crime and to the victim; several inmates sustained injuries during the events.
- Count 1 charged conspiracy; Count 2 charged second-degree murder; trial ended with guilty verdicts on Counts 1–2 for several defendants; sentences varied, with some consecutive terms.
- The appeals follow Rosalez’s, Ruelas’s, and Hernandez’s challenges to jury instructions, evidentiary rulings, and confrontation rights.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Conspiracy/accomplice liability instructions for murder | Rosalez argues the court erred in Instructions 19 and 20, misstating liability. | Rosalez contends instructions allowed Pinkerton liability without proper scope/intent. | No reversible error; instructions correctly stated governing law. |
| Constructive amendment/fatal variance to Count 2 | Rosalez claims Pinkerton theory constructively amended the indictment. | Government urged Pinkerton theory was permitted as alternate theory. | No constructive amendment or fatal variance; Pinkerton theory permitted. |
| Admission of suppression hearing testimony (self-incrimination) | Ruelas argues admission violated Fifth Amendment rights. | District court properly admitted testimony under applicable rules. | Harmless error; admission did not affect substantial rights given other evidence. |
| Confrontation rights regarding Ocon testimony | Hernandez asserts denial of right to cross-examine Ocon violated Sixth Amendment. | Court improperly restricted cross-examination against a witness called by another defendant. | Harmless error; testimony was not pivotal and corroborated by other witnesses. |
Key Cases Cited
- Pinkerton v. United States, 328 U.S. 640 (1946) (establishes conspirator liability for crimes within scope or reasonably foreseeable)
- United States v. Evans, 970 F.2d 663 (10th Cir. 1992) ( Pinkerton-based liability for conspirators; scope/foreseeability)
- United States v. Russell, 963 F.2d 1320 (10th Cir. 1992) (conspirators liable for acts within scope or reasonably foreseeable)
- United States v. Comeaux, 955 F.2d 586 (8th Cir. 1992) (Pinkerton liability; indictment need not plead government’s theory)
- United States v. Bowen, 527 F.3d 1065 (10th Cir. 2008) (Aiding and abetting and Pinkerton liability are alternative theories)
- United States v. Zackery, 494 F.3d 644 (8th Cir. 2007) (indictments can omit government’s theory of liability; Pinkerton theory valid)
- Nye & Nissen v. United States, 336 U.S. 613 (1949) (establishes aiding-and-abetting standard; intent required)
