United States v. BowenUnited States v. Bowen
A grand jury issued a Second Superseding Indictment charging Defendant Aaron Bowen with (1) Aiding and Abetting the Retaliation Against a Witness, in violation of
I.
We review the sufficiency of the evidence in the light most favorable to the Government.
See United States v. Castorena-Jaime,
Clifford Cline worked as a truck driver and dispatcher. Cline befriended his coworker Dawnese Yingling (Yingling), who introduced him to the use of methamphet-amines. When Cline fell on hard times, Yingling allowed him to move into her home. Yingling resided in a mobile home situated in a mobile home park outside
While living with Yingling, Cline met and formed a relationship with Holly Siltz, another resident of the mobile home park. Cline eventually moved in with Siltz, who shared a mobile home with her daughter, Laray, and several other persons. Joshua Hall (Hall), Laray’s boyfriend, was one of the individuals periodically living in Siltz’s home. During the time in which Cline lived with Siltz, Cline witnessed several of Hall’s associates visiting Hall at the mobile home park. These associates included Defendant Aaron Bowen, Lenny Gooden, and Hall’s brother, Michael Hall.
In partial payment for his board, Cline gave Hall and Laray the use of his second vehicle, a station wagon. Hall, in turn, lent the station wagon to his brother Michael. Police stopped Michael Hall while he was driving the station wagon and arrested him, impounding the car. Officials phoned Cline to inform him of his car’s location and explained to him how he could retrieve it. Hall, Laray, and Cline then pooled their money and reacquired the station wagon. Subsequently, Cline returned the vehicle to Hall and Laray.
A month later, Cline received a phone call from an agent with the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) regarding a sawed-off shot gun officers had found in his vehicle. Cline disclaimed any knowledge of the gun and, at the agent’s request, agreed to give ATF a statement to that effect. Hall, the subject of several outstanding arrest warrants, was present during this conversation, which took place in Siltz’s mobile home. Because Hall did not want his name involved in ATF’s investigation, he and Cline agreed that Cline would tell ATF he lent the station wagon directly to Michael Hall.
To ensure Cline stuck to this story, Hall asked Siltz to accompany Cline when he visited ATF’s office. ATF personnel, however, separated Siltz from Cline during his interview. This angered Siltz because she was unable to hear what Cline told government officials. On Cline and Siltz’s return to the mobile home park, Hall extensively questioned Cline as to the content of his statement. Cline assured him that he told ATF agents he had lent the station wagon directly to Michael Hall.
Thereafter, Hall periodically sought reassurances from Cline that he had, in fact, stuck to their agreed upon tale. One day, while Cline was watching television with Siltz, Hall approached Cline from behind and struck him over the head several times, without apparent provocation. Hall accused Cline of breaking their agreement and threatened to harm Cline’s father and children, who were in foster care. Cline responded by contacting ATF and informing an agent that Hall and his associates were stealing money from drug dealers. Subsequently, Cline began to distance himself from his acquaintances at the mobile home park, often choosing to stay, instead, with his father.
Some time later, Winbush and Hall checked into a motel for a few days. During the second day of their stay, Winbush commented to Hall that she had received a phone message from Cline. Hall asked Winbush to ask Cline to come to the motel. Hall wished to question Cline about what he told ATF regarding his brother Michael. Hall indicated that if he didn’t “do something about Cline” his brother might
At this point, Hall emerged from the bathroom holding a gun and instructed Cline to sit on the bed. Cline complied and Hall situated himself on a chair placed between Cline and the door. During this encounter, Hall pulled the clip out of his gun two to three times and then pushed it back in — revealing the clip was fully loaded. Hall proceeded to question Cline about his involvement with ATF, implying that Cline was a law enforcement “snitch.” When Cline denied working for ATF, Win-bush called him a liar and Hall struck him with his fists and the gun.
Subsequently, Hall used Winbush’s cell phone to make a call to an unknown associate. Hall requested that this individual come to the motel, explaining “we have another one, hostage, remember that guy Cliff?” 2 Shortly thereafter, Defendant Aaron Bowen, Lenny Gooden, and Travis Miller appeared at the motel room. After they had entered the room, Hall mentioned ATF. Bowen then pointed to Cline and asked “is that the guy?” Hall responded in the affirmative. Cline testified that Bowen, Gooden, and Miller appeared angry and that they did not seem surprised to find him in a captive state. 3
After the arrival of his associates, Hall again accused Cline of being a law enforcement snitch. When Cline denied this charge, Defendant Bowen struck Cline with his fists and feet. Hall joined in, striking Cline with his fists. Cline testified that he was “90 percent” certain that Hall also used the pistol to strike him at some point after Bowen entered the hotel room. The volume of Cline’s screaming eventually began to concern his assailants. An unknown individual placed a pillow over Cline’s face and told him to be quiet, as the beating continued. Periodically, Hall also gave methamphetamines to Cline in order to calm him.
Cline eventually tried to escape by hurling himself at a window. But the window held, bouncing an injured Cline back into the motel room. For this attempt at escape, Hall and Bowen administered an additional beating to Cline. Still concerned that the noise resulting from Cline’s cries may have attracted unwanted attention, Hall and his associates decided to leave the motel. Bowen and Miller left first, followed by Gooden. Then Winbush, Cline, and Hall exited the motel room with Hall positioning himself behind Cline. Cline and his captors then entered the parking lot.
Defendant Bowen and Miller proceeded to situate themselves in Cline’s truck. Hall had unintentionally broken a key off in the ignition of Cline’s truck a month earlier. Hence, one had to start the truck in a peculiar way. Despite this oddity, Cline noted that Bowen and Miller had no difficulty starting and driving away in his vehicle. Subsequently, Gooden, Winbush, Cline, and Hall entered Gooden’s car. Hall placed Cline in the front passenger seat and sat directly behind him. Gooden sat in the driver’s seat and Winbush situat
About fifteen minutes later, Gooden, Cline, Hall, and Winbush arrived at a mobile home belonging to Gooden’s parents. They walked past Gooden’s mother and into a living area in the rear of the trailer, in which they found Gooden’s half-brother Dathan. A short time later, Defendant Bowen and Miller also appeared. Asked again whether he was working with ATF, Cline continued to proclaim his innocence. This resulted in several additional beatings in which Hall, Bowen, and Dathan struck Cline. Hall also periodically used his gun to bludgeon Cline during these assaults. Eventually, Gooden put an end to the beating. At this point, Defendant Bowen inquired as to what Hall would like to do with Cline. Both Winbush and Cline testified that the import of Bowen’s question was whether Hall wished to kill Cline. Hall declined.
Cline’s captors then fabricated a story involving an attempted car jacking, which they instructed Cline to use as an explanation for his injuries. They placed a new shirt on Cline, started his truck, placed him in it, and told him to leave. Cline managed to drive to his father’s home. Subsequently, an ambulance transported Cline to the hospital, where he was treated for a popped lung and rib fractures, among other injuries. Officials later obtained blood samples from the back room of the Goodens’ trailer. Expert testimony presented at Bowen’s trial linked the DNA derived from these blood samples to Cline. Ultimately, a jury convicted Defendant Bowen on three counts based on his participation in Cline’s beatings.
II.
We first consider whether use of a firearm as a club may constitute “brand-ishment” of a firearm under
Under the terms of the statute, the question of whether a defendant has committed the substantive offense of using, carrying, or possessing a firearm is for the jury.
See United States v. Nava-Sotelo,
Bowen claims the district court, in ruling that the use of a firearm as a club may satisfy
We disagree. Given that
In other words, “brandishing” constitutes a particular form of “use.”
See id.
Of course, we do not mean to suggest that these terms completely overlap. While one necessarily “uses” a firearm while “brandishing” such a weapon, the converse is not true.
See id.; see also Bailey,
Here, Bowen has presented no evidence to support his contention that the district court confused the terms of
We now turn to Bowen’s assertion that, under the facts of this case, Hall did not “brandish” a firearm within the meaning of
Bowen suggests that because Hall predominantly used the firearm in this case as a “club” it was not used to intimidate Cline as a “firearm.” We find Bowen’s emphasis on the fact that Hall used the gun as a club — rather than merely displayed in a threatening manner — entirely misplaced. A firearm’s capacity for intimidation is
greater
when its deadly potential is displayed
and
its metal casing is used to pummel the victim, not less.
See McLaughlin,
III.
We next consider whether the Government presented sufficient evidence at trial to support Bowen’s conviction for aiding and abetting the use of a firearm during and in relation to a federal crime of violence. Bowen does not dispute that he participated in retaliating against a witness. Nor does he contest that retaliating against a witness is a crime of violence. Consequently, we examine only whether the Government presented sufficient evidence at trial to convict Bowen of aiding and abetting Hall’s use of a firearm.
We review the sufficiency of the evidence supporting a criminal conviction de novo.
See United States v. Triana,
477
Of course, we do ensure that inferences made by the jury to support a conviction amount to more than mere speculation.
See Triana,
A.
Because Bowen may only be held vicariously liable for the firearms conviction at issue, and
A defendant may not escape liability under a firearms charge, however, simply by imposing a false label on a firearm.
9
The fact that a gun is used as a club does not make it any less a gun.
See McLaughlin,
Next, we must determine whether Hall used a firearm “during and in relation to” a federal crime of violence.
B.
We now turn to Bowen’s argument that the evidence presented at trial was insufficient to establish that he aided and abetted Hall’s use of a firearm. Aiding and abetting and
Pinkerton
co-conspir-ator liability are alternative theories “by which the Government may prove joint criminal liability for a substantive offense.”
10
United States v. Zackery,
494
The federal aiding and abetting statute does not create an independent crime; instead, it simply abolishes the common law distinction between principals and accessories. See
United States v. Cooper,
To be liable for aiding and abetting, a defendant must (1) willfully associate himself with the criminal venture, and (2) seek to make the venture succeed through some action of his own.
See United States v. Isaac-Sigala,
We have established that a defendant is liable of aiding and abetting the use of a firearm during a crime of violence if he (1) knows his cohort used a firearm in the underlying crime, and (2) knowingly and actively participates in that underlying crime.
See United States v. Vallejos,
Bowen correctly points out that our standard for determining whether a defendant has aided and abetted another’s use of a firearm during and in relation to a crime of a violence differs from the rules established by other courts. Indeed, many of our sister circuits require the Government prove not only (1) that an aider and abetter have knowledge that a cohort used a firearm in a crime of violence, but also that he (2) intentionally take some action to facilitate or encourage the use of the firearm.
11
We currently require only that an aider and abetter (1) know a cohort used a firearm in an underlying crime of violence, and (2) knowingly and actively participate in that underlying crime.
See Vallejos,
As discussed above, the evidence presented at trial was more than sufficient to establish that Bowen knew Hall used a firearm during and in relation to the underlying crime in this case. Under the approach taken by the vast majority of our sister circuits, the only additional prerequisite to aider and abetter liability, in this context, is that a defendant intentionally facilitate or encourage another’s use of a gun. Little is required to satisfy the element of facilitation.
See United States v. Taylor,
IV.
Finally, Bowen requests that we remand so the district court may modify its written judgment to accurately reflect the sentence it announced at Bowen’s sentencing hearing. At that hearing, the district court stated that Bowen would receive an 84 month consecutive sentence on his conviction under
For the reasons stated above, we AFFIRM Bowen’s conviction under
Notes
. In its briefs, the Government refers to Ms. Winbush as "Ms. Windbush.” Because the trial transcript indicates that the witness in question spells her own name as "Winbush,” we adopt that spelling here.
. Hall’s reference to a previous hostage refers to an unrelated occurrence in which Hall and Travis Miller apparently traveled to Utah to kidnap Miller's former girlfriend.
. Additional evidence established that Hall often carried a firearm. Cline testified that he had seen Hall with a gun "dozens of times.” Bowen also admitted to Agent Kopeck that Hall "always carrie[d] a firearm.” Agent Kopeck discussed Bowen's statement in his testimony at trial.
. In this case, the district court erroneously presented the question of whether Bowen aid
. Section
Except to the extent that a greater minimum sentence is otherwise provided by this subsection or by any other provision of law, any person who, during and in relation to any crime of violence or drug trafficking crime ... for which the person may be prosecuted in a court of the United States, uses or carries a firearm, or who, in furtherance of any such crime, possesses a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime -
(i) be sentenced to a term of imprisonment of not less than 5 years;
(ii) if the firearm is brandished, be sentenced to a term of imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to a term of imprisonment of not less than 10 years.
. See, e.g., Appellant’s Op. Br. at 26 (“The indictment charged only the retaliation offense. Thus, according to the jury’s verdict [Hall’s] use of the gun was not as display 'in order to intimidate,’ but as a club to retaliate.”).
. In
Hairis,
the Supreme Court affirmed a district court’s application of a brandishing
. A grand jury indicted Bowen for "possessing” and "brandishing” a firearm. Subsequently, the district court erroneously presented the question of whether Bowen aided and abetted the "brandishing” of a firearm to the jury.
See supra
Part II (explaining that
. Abraham Lincoln once posed the following riddle: "How many legs does a dog have if you call the tail a leg?” The answer is, of course, “four” because "calling a tail a leg doesn’t make it a leg.” Lincoln's observation seems particularly apt here: Calling a firearm a club doesn't make it a club.
. In
Pinkerton v. United States,
.
See, e.g., United States v. Otero-Mendez,