United States v. Hawkins
37 F.4th 854
2d Cir.2022Background
- At ~8:51 p.m. police received a ShotSpotter report of a gunshot from a building rooftop on Reverend James A. Polite Avenue in the Bronx; officers arrived within ~2 minutes.
- Officers observed Michael Hawkins and Caesar Diaz exit the six‑story building and enter a fenced vestibule near the reported rooftop; officers noted slight pivoting/hurrying and both had hands in their pockets.
- Officer Bonczyk asked them to remove their hands; when Diaz did, Bonczyk observed a bulge at Diaz’s waistband and tension in his sweatshirt. Consent to search was refused.
- An eyewitness told officers he heard a gunshot and saw the defendants come down from the rooftop; officers recovered a spent casing from the rooftop.
- A frisk of Diaz produced a plastic bag containing an unloaded firearm; both were arrested. Hawkins was later found to possess a firearm at the precinct that ballistically matched the rooftop casing.
- Hawkins and Diaz pled guilty to being felons in possession of firearms while reserving the right to appeal the denial of their joint suppression motion; the Second Circuit affirmed the district court’s denial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| 1) Whether officers had reasonable suspicion to stop/detain Hawkins and Diaz | ShotSpotter report of a nearby rooftop shot, defendants leaving the building shortly after, in a high‑crime area, plus evasive body movements, justified a Terry stop | The observations (body movements, hands in pockets) and ShotSpotter were insufficient to create reasonable suspicion | Court held reasonable suspicion existed to effectuate the initial stop |
| 2) Whether officers had reasonable suspicion to frisk Diaz (Terry frisk) | Bulge at Diaz’s waistline on removal of hands, eyewitness report of descending from rooftop, and spent casing justified a frisk for weapons | Bulge and movement evidence were unreliable/insufficient and partly contradicted by video/testimony | Court held officers had specific and articulable facts to frisk Diaz |
| 3) Whether officers had probable cause to arrest Hawkins | Recovery of a firearm on Diaz, matching spent casing on the rooftop, eyewitness that both came down from rooftop, and evasive behavior supported probable cause as to Hawkins | Hawkins was a mere bystander without individualized probable cause; evidence did not link him to the shooting | Court held probable cause existed to arrest Hawkins |
Key Cases Cited
- Terry v. Ohio, 392 U.S. 1 (established standard for stop-and-frisk requiring reasonable suspicion)
- United States v. Padilla, 548 F.3d 179 (articulable facts and inferences for reasonable suspicion)
- Illinois v. Wardlow, 528 U.S. 119 (nervous/evasive behavior and high‑crime area relevant to reasonable suspicion)
- Navarette v. California, 572 U.S. 393 (totality of the circumstances for reasonable suspicion from reports)
- United States v. Lucky, 569 F.3d 101 (deference to district court factual findings on credibility in suppression rulings)
- United States v. Patrick, 899 F.2d 169 (probable cause standard for arrest)
- Brinegar v. United States, 338 U.S. 160 (probable cause as fair probability)
- Florida v. Harris, 568 U.S. 237 (probable cause assessment under totality of circumstances)
- Brown v. City of Oneonta, 221 F.3d 329 (seizure is a legal question reviewed de novo)
- United States v. Tehrani, 49 F.3d 54 (Terry stop reasonable suspicion requirement)
