United States v. Harkey
20-30705
| 5th Cir. | Aug 3, 2021Background
- John Jackson Harkey pleaded guilty to receipt/possession of an unregistered firearm and was sentenced to 70 months imprisonment (within the Guidelines).
- The district court treated Harkey as a “prohibited person” under 18 U.S.C. § 922(g)(3) based on a history of marijuana use and applied a base offense level of 20 under U.S.S.G. § 2K2.1(a)(4)(B); a six‑level enhancement under § 2K2.1(b)(1)(C) was also referenced.
- PSR and prosecutor evidence: Harkey admitted marijuana use from age 18 through arrest at 33; prior convictions and arrests for marijuana offenses; search of his residence found ~22.4 g marijuana and $3,873.
- Harkey did not object to the PSR information at sentencing; he raised (on appeal) that the court erred in treating him as a prohibited person and in guideline calculations, and that counsel was ineffective for failing to object.
- Because Harkey did not object below, the Fifth Circuit reviewed unpreserved claims for plain error and declined to resolve the ineffective‑assistance claim on direct appeal (allowing collateral review).
- The Fifth Circuit affirmed the sentence as substantively reasonable, applying the presumption of reasonableness for within‑Guidelines sentences and finding Harkey failed to rebut it.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| District court erred in finding Harkey a “prohibited person” under § 922(g)(3) and applying base offense level 20 | Gov't relied on Harkey's admissions, convictions, arrests, and PSR/search evidence to support "unlawful user" finding | Harkey argued his drug use did not make him a prohibited person or justify the higher base level | No plain error; PSR evidence unrebutted, supports finding of regular, extended marijuana use (affirmed) |
| Six‑level §2K2.1(b)(1)(C) enhancement | Gov't relied on PSR/search evidence to support enhancements | Harkey challenged enhancement on appeal | Issue treated as abandoned on appeal for inadequate briefing |
| Ineffective assistance of counsel for failing to object to guideline calculations | Gov't: claim not raised below; record undeveloped | Harkey: counsel rendered ineffective assistance at sentencing | Fifth Circuit declined to resolve on direct appeal; allowed raised on collateral review |
| Substantive reasonableness of 70‑month within‑Guidelines sentence | Gov't: district court properly weighed §3553(a) factors; within‑Guidelines sentence presumptively reasonable | Harkey: sentence excessive, misweighed factors, sentencing disparity | Affirmed: presumption applies; Harkey failed to show clear error or rebut presumption |
Key Cases Cited
- United States v. Mondragon‑Santiago, 564 F.3d 357 (5th Cir. 2009) (plain‑error review where objections not raised below)
- Puckett v. United States, 556 U.S. 129 (2009) (standard for plain error and waiver)
- United States v. Nava, 624 F.3d 226 (5th Cir. 2010) (defendant must rebut PSR facts with competent evidence to prevent court reliance)
- United States v. Rodriguez, 602 F.3d 346 (5th Cir. 2010) (district court may rely on PSR absent competent rebuttal)
- United States v. McCowan, 469 F.3d 386 (5th Cir. 2006) ("unlawful user" requires regularity and extended period of drug use)
- United States v. Isgar, 739 F.3d 829 (5th Cir. 2014) (ineffective‑assistance claims often deferred to collateral review when record is undeveloped)
- United States v. Alonzo, 435 F.3d 551 (5th Cir. 2006) (within‑Guidelines sentence entitled to presumption of reasonableness)
- United States v. Koss, 812 F.3d 460 (5th Cir. 2016) (defendant must rebut presumption by showing court misweighed §3553(a) factors)
- United States v. Cooks, 589 F.3d 173 (5th Cir. 2009) (standards for substantive reasonableness and sentencing balancing)
- United States v. Hernandez, 633 F.3d 370 (5th Cir. 2011) (sentencing‑disparity argument alone insufficient to show unreasonableness)
- United States v. Tomblin, 46 F.3d 1369 (5th Cir. 1995) (failure to brief issues adequately results in abandonment)
- Yohey v. Collins, 985 F.2d 222 (5th Cir. 1993) (inadequate briefing constitutes abandonment)
