16 F.4th 1213
5th Cir.2021Background
- Jose Garza‑De La Cruz pleaded guilty to illegal reentry under 8 U.S.C. § 1326.
- The base § 1326 offense carries a 2‑year statutory maximum; a prior felony conviction raises the statutory maximum to 10 years under § 1326(b)(1).
- At sentencing the district court applied the 10‑year maximum based on a prior felony and sentenced Garza‑De La Cruz to 50 months’ imprisonment.
- Garza‑De La Cruz argued the higher statutory maximum is unconstitutional under Apprendi because the fact of a prior conviction increasing the penalty was not alleged in the indictment or proved to a jury beyond a reasonable doubt.
- He conceded the issue is foreclosed in the Fifth Circuit by Almendarez‑Torres; the Government moved for summary affirmance and the court granted it, affirming the sentence.
- Concurring judges issued a separate opinion defending litigants’ choice to preserve constitutional claims for potential Supreme Court review and declining to admonish counsel for doing so.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a prior‑conviction enhancement that raises the statutory maximum must be alleged in the indictment and proved to a jury (Apprendi issue) | Government: Enhancement is permissible under the Almendarez‑Torres exception; prior conviction can be found at sentencing | Garza‑De La Cruz: Enhancement unconstitutional because not alleged in indictment or proved to a jury beyond a reasonable doubt | Court: Issue foreclosed by Almendarez‑Torres; summary affirmance and sentence affirmed |
| Whether preserving and litigating such Apprendi‑style claims is improper when precedent forecloses relief | Government sought summary affirmance and urged disposition | Garza‑De La Cruz preserved the claim for possible Supreme Court reconsideration | Concurring judges: Preservation is reasonable and appropriate; counsel should not be admonished for preserving claims |
Key Cases Cited
- Almendarez‑Torres v. United States, 523 U.S. 224 (1998) (holds prior‑conviction exception to Apprendi requirement)
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (requires jury proof beyond a reasonable doubt for any fact that increases statutory maximum)
- United States v. Wallace, 759 F.3d 486 (5th Cir. 2014) (Fifth Circuit precedent recognizing Almendarez‑Torres)
- United States v. Rojas‑Luna, 522 F.3d 502 (5th Cir. 2008) (Fifth Circuit decision applying Almendarez‑Torres)
- Groendyke Transp., Inc. v. Davis, 406 F.2d 1158 (5th Cir. 1969) (standard for summary affirmance motions)
- United States v. Pineda‑Arrellano, 492 F.3d 624 (5th Cir. 2007) (discusses litigants preserving claims foreclosed by binding precedent)
- Jackson Women’s Health Org. v. Dobbs, 945 F.3d 265 (5th Cir. 2019) (recognizes litigating in anticipation of legal change)
- Reed v. Farley, 512 U.S. 339 (1994) (habeas principles on failure to raise claims on direct review)
