United States v. Frazier-LeFear
665 F. App'x 727
| 10th Cir. | 2016Background
- Tanya Lea Frazier-LeFear pleaded guilty to distributing cocaine base; her plea agreement contained an express waiver of the right to appeal or collaterally challenge any sentence within or below the Guidelines range determined by the court.
- The PSR designated her as a career offender under USSG § 4B1.1 based on prior convictions (including an escape conviction), producing a Guidelines range of 151–188 months; the court varied downward and imposed 96 months.
- After Johnson v. United States (invalidating the ACCA residual clause), Frazier-LeFear filed a § 2255 motion alleging ineffective assistance for counsel’s failure to challenge the career-offender enhancement, arguing her escape conviction rested solely on the same residual clause language.
- The government invoked the collateral-challenge waiver; the district court stayed the § 2255 petition pending Welch (which confirmed Johnson’s retroactivity) and later dismissed the § 2255 motion enforcing the waiver.
- Conflicting district-court decisions on whether Johnson-based sentencing claims fall within Hahn’s “miscarriage-of-justice” exception prompted this COA and the Tenth Circuit's review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether enforcement of the collateral-challenge waiver bars a Johnson-based § 2255 sentencing claim under Hahn’s miscarriage-of-justice exception | Frazier-LeFear: waiver should not bar a constitutional Johnson claim; counsel was ineffective for failing to anticipate Johnson | Government: waiver is enforceable; the Johnson claim attacks the sentence, not the waiver itself, and thus does not meet Hahn’s exceptions | The court held the waiver is enforceable; the Johnson-based claim does not fall within Hahn’s fourth "otherwise unlawful" miscarriage-of-justice exception |
| Whether a post-plea change in law (Johnson) or constitutional dimension of the claim alters the waiver analysis | Frazier-LeFear: constitutional error and changed law should except the claim from the waiver | Government: changes-in-law and constitutional claims do not by themselves invalidate waivers | The court held neither a later change in law nor constitutional gravity removes the claim from the waiver’s scope |
| Whether the fourth Hahn exception should be applied by asking only whether the alleged error satisfies Olano plain-error prejudice | Frazier-LeFear: district courts (e.g., Daugherty) applied Olano and found miscarriage | Government: Olano analysis is incomplete if the error does not make the waiver itself unlawful | The court held the Olano/plain-error inquiry is insufficient unless the error concerns the waiver’s lawfulness itself |
| Whether precedent permits recognizing a special "minimum procedure" or similar non-waivable constitutional baseline that would save the claim | Frazier-LeFear: some constitutional minima should be non-waivable | Government: Tenth Circuit precedent enforces waivers even for constitutional claims unless waiver itself is unlawful | The court refused to create such an exception and enforced the waiver under existing Tenth Circuit precedent |
Key Cases Cited
- United States v. Cockerham, 237 F.3d 1179 (10th Cir. 2001) (waiver of § 2255 rights generally enforceable if knowing and voluntary)
- United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (enumerates four miscarriage-of-justice exceptions to appellate waivers)
- United States v. Madrid, 805 F.3d 1204 (10th Cir. 2015) (applied Johnson reasoning to career-offender guideline residual clause)
- Johnson v. United States, 135 S. Ct. 2551 (U.S. 2015) (ACCA residual clause unconstitutional for vagueness)
- Welch v. United States, 136 S. Ct. 1257 (U.S. 2016) (Johnson held retroactive on collateral review)
- United States v. Polly, 630 F.3d 991 (10th Cir. 2011) (limits Hahn’s fourth exception to errors that make the waiver unlawful)
- United States v. Shockey, 538 F.3d 1355 (10th Cir. 2008) (rejects using non-waiver legal errors to render waiver unlawful)
- United States v. Sandoval, 477 F.3d 1204 (10th Cir. 2007) (same limitation on the fourth Hahn exception)
- United States v. Olano, 507 U.S. 725 (U.S. 1993) (plain-error standard: affects fairness, integrity, or public reputation of proceedings)
- United States v. Porter, 405 F.3d 1136 (10th Cir. 2005) (defendants assume risk of unfavorable changes in law when entering plea agreements)
