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United States v. Francisco Colorado Cessa
626 F. App'x 464
5th Cir.
2015
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Background

  • Colorado and two co-defendants entered global plea agreements; Colorado pleaded guilty to conspiracy to bribe a public official before a magistrate judge by consent, with acceptance "subject to the approval of the [district] court."
  • The magistrate judge conducted the Rule 11 colloquy and issued a report recommending the district court accept the pleas; Colorado did not object to the report.
  • The district court accepted and sentenced the co-defendants at a later hearing but took no action or statements regarding Colorado’s plea before he moved to withdraw.
  • Colorado moved to withdraw his guilty plea under Fed. R. Crim. P. 11(d)(1) (pre-acceptance absolute right); the Government initially agreed below but later opposed on appeal.
  • The district court denied the withdrawal, reasoning it had implicitly accepted the plea; Colorado was later sentenced to 60 months and appealed.
  • The Fifth Circuit reversed and remanded, holding the district court had not accepted the plea before Colorado’s withdrawal motion and therefore erred in denying it; the error was not harmless.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Rule 11(d)(1) gives an absolute right to withdraw a plea before district court acceptance Colorado: Rule 11(d)(1) is absolute; no discretion to deny pre-acceptance withdrawal Government: District court implicitly accepted plea, so Rule 11(d)(1) inapplicable Held for Colorado: Rule 11(d)(1) provides an absolute right; district court had not accepted plea before motion
Whether the district court implicitly accepted Colorado’s plea by magistrate’s report or by accepting co-defendants’ pleas Colorado: No — magistrate only recommended; referral left acceptance to district court Government: Acceptance of co-defendants and silence show implicit acceptance of Colorado’s plea Held for Colorado: No implicit acceptance—no affirmative district court action regarding Colorado’s plea occurred
Standard of review for denial of Rule 11(d)(1) motion Colorado: De novo for legal question whether plea was accepted Government: Abuse of discretion Held: Legal questions reviewed de novo; Fifth Circuit follows Arami and reviews underlying law de novo
Whether district court’s error was harmless under Rule 11(h) Colorado: Not harmless — denial deprived him of absolute pre-acceptance right to withdraw and go to trial Government: Any error harmless because plea decision was not affected Held for Colorado: Not harmless; denial affected substantial rights and barred right to trial

Key Cases Cited

  • United States v. Arami, 536 F.3d 479 (5th Cir.) (establishes absolute right under Rule 11(d)(1) to withdraw plea before district court acceptance)
  • United States v. McKnight, 570 F.3d 641 (5th Cir.) (standard for reviewing post-acceptance plea-withdrawal denials)
  • United States v. Head, 340 F.3d 628 (8th Cir.) (discusses implicit acceptance and deferring acceptance until sentencing)
  • United States v. Byrum, 567 F.3d 1255 (10th Cir.) (recognizes implicit acceptance where district court conducts colloquy)
  • United States v. Battle, 499 F.3d 315 (4th Cir.) (addresses presumption of acceptance after Rule 11 colloquy)
  • United States v. Dávila-Ruiz, 790 F.3d 249 (1st Cir.) (magistrate-only colloquy without defendant consenting to magistrate acceptance does not mean district court accepted plea)
  • United States v. Escobedo, 757 F.3d 229 (5th Cir.) (reaffirms Arami’s unqualified right under Rule 11(d)(1))
  • United States v. Hemphill, 748 F.3d 666 (5th Cir.) (government bears burden to show harmless error under Rule 11(h))
  • Olano v. United States, 507 U.S. 725 (U.S. 1993) (harmless/plain-error framework)
  • Hyde v. United States, 520 U.S. 670 (U.S. 1997) (acceptance of plea and acceptance of plea agreement can be separated in time)
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Case Details

Case Name: United States v. Francisco Colorado Cessa
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Sep 22, 2015
Citation: 626 F. App'x 464
Docket Number: 15-50102, 15-50058
Court Abbreviation: 5th Cir.