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United States v. Flores-Martinez
2012 U.S. App. LEXIS 7583
| 5th Cir. | 2012
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Background

  • Flores-Martinez, Honduran citizen, was deported for weapon possession and later reentered illegally after deportation with a felony conviction.
  • During proceedings, Flores-Martinez was disruptive and hostile toward counsel, with defense hoping for a court-ordered mental health evaluation.
  • Defense moved for a court-ordered evaluation; district court declined, and later refused to sua sponte hold a competency hearing absent clear medical opinion.
  • Trial proceeded; Dr. Morón's prior evaluation was inconclusive due to refusal to cooperate; court found no competency concerns and proceeded to trial.
  • During trial, Flores-Martinez was removed for disruptive conduct; he later testified (or attempted to testify) only on topics related to an in limine ruling.
  • Jury convicted Flores-Martinez; district court sentenced within guidelines to 16 months and three years of supervised release.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Duty to conduct competency hearing Flores-Martinez argues district court failed to sua sponte hold a competency hearing. Flores-Martinez contends the court should have ordered competency evaluation and hearing. No reversible error; court did not abuse discretion.
Right to testify Flores-Martinez claims denial of right to testify deprived him of a defense. Defense asserts right to testify was improperly curtailed by limine and court rulings. No reversible error; trial court properly limited testimony and right to testify was not violated.

Key Cases Cited

  • Drope v. Missouri, 420 U.S. 162 (Supreme Court 1975) (establishes competency standards and due process necessity)
  • Dusky v. United States, 362 U.S. 402 (Supreme Court 1960) (standard for competency to stand trial)
  • Pate v. Robinson, 383 U.S. 375 (Supreme Court 1966) (conviction while incompetent violates due process)
  • Ruston, 565 F.3d 892 (5th Cir. 2009) (abuse of discretion standard for sua sponte competency hearing)
  • Messervey, 317 F.3d 457 (5th Cir. 2002) (trial episodes alone can establish incompetence only if manifest)
  • Davis, 61 F.3d 291 (5th Cir. 1995) (reasonable cause standard for competency inquiry)
  • Curry v. Estelle, 531 F.2d 766 (5th Cir. 1976) (due process does not require full hearings for every hint of incompetence)
  • Horovitz, 584 F.2d 682 (5th Cir. 1978) (procedural due process requires adequate resolution of competency issue)
  • United States v. Simpson, 645 F.3d 300 (5th Cir. 2011) (voluntary cooperation determines competence interpretation)
  • United States v. Joseph, 333 F.3d 587 (5th Cir. 2003) (defendant's cooperation with counsel matters to competency assessments)
  • United States v. Olano, 507 U.S. 725 (Supreme Court 1993) (plain error review framework for unpreserved constitutional rights)
  • Phipps, 319 F.3d 177 (5th Cir. 2003) (plain error standard governs unpreserved constitutional challenges)
  • Shunk, 113 F.3d 31 (5th Cir. 1997) (clarifies application of plain error review for rights to testify)
Read the full case

Case Details

Case Name: United States v. Flores-Martinez
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Apr 16, 2012
Citation: 2012 U.S. App. LEXIS 7583
Docket Number: 11-40376
Court Abbreviation: 5th Cir.