United States v. Figueroa
2012 U.S. App. LEXIS 12992
| 3rd Cir. | 2012Background
- Figueroa sold drugs to an undercover officer on two occasions, and a gun was observed by the officer during the second sale.
- Police later recovered a handgun from the glove compartment of a car linked to Figueroa’s girlfriend; both denied ownership.
- Indictment charged Counts One–Four, with Count Four (felon in possession) bifurcated from the others.
- Trial began December 14, 2009; Counts One and Two proceeded first, Count Three was tried separately, and Count Four was later added after jury outcomes.
- Jury reported inability to reach a verdict on Count Three; the court decided to reconvene the same jury to consider Count Four despite a prior partial verdict and contemplated mistrial on Count Three.
- Figueroa was convicted on Counts One, Two, and Four after the belated presentation and instruction on Count Four; sentence imposed accordingly.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court’s handling of the mistrial and reassembly violated Double Jeopardy and due process. | Figueroa argues re-presenting Count Four after a partial discharge impermissibly subjected him to double jeopardy and due process concerns. | The district court acted within permissible bounds by reconvening the jury to consider Count Four after determining manifest necessity for Count Three. | No plain error; district court did not violate Double Jeopardy or due process. |
| Whether the discharge/reassembly of the jury created outside influence risk. | Discharging jurors poses risk of outside influence and undermines protective shield of trial. | Jurors remained under court control; they did not disperse and were not exposed to outside influence. | No improper discharge; reconvening the jury was permissible. |
| Whether there was manifest necessity to declare a mistrial on Count Three and whether that affects retrial on Count Four. | Count Three required mistrial due to deadlock with manifest necessity; Count Four remained undefined. | The government’s desire to resolve all charges supports retrial; manifest necessity for Count Four was not clearly shown. | Figueroa could have been retried on Count Three; the district court’s actions to address Count Four did not violate Double Jeopardy. |
| Whether the bifurcated trial structure impacted rights and outcome. | Affirmed conviction; bifurcation did not violate rights. |
Key Cases Cited
- United States v. Corso, 549 F.3d 921 (3d Cir. 2008) (plain-error review standard for unpreserved errors)
- Richardson v. United States, 468 U.S. 317 (U.S. 1984) (reprosecution after mistrial following hung jury permitted under Double Jeopardy)
- United States v. Rivera, 384 F.3d 49 (3d Cir. 2004) (mistrial declarations and necessity principles)
- Summers v. United States, 11 F.2d 583 (4th Cir. 1926) (discharge timing and recallability of jurors before dispersal)
- United States v. Marinari, 32 F.3d 1209 (7th Cir. 1994) (jurors not dispersed after partial discharge may be recalled)
- Rojas v. United States, 617 F.3d 669 (2d Cir. 2010) (recallability of undischarged juries after partial discharge)
- Perez, 22 U.S. 579 (1824) (concept of manifest necessity for mistrial and retrial)
