United States v. Fields
2016 U.S. App. LEXIS 8834
1st Cir.2016Background
- Fields was indicted under 18 U.S.C. § 922(g)(1) for being a felon in possession of a firearm and ammunition after Boston officers found a gun during a pat-frisk on Sept. 12, 2012.
- Initial encounter: Officer Fisher approached Fields conversationally after Fields separated from a group; Fields became agitated and Fisher radioed for backup. Four officers arrived within about a minute.
- No commands, weapon displays, or physical contact occurred before the knife was revealed; officers positioned near a cruiser but, per testimony, did not block Fields’ path.
- Officers began a frisk only after Fields lifted his shirt and a knife was seen; Fields resisted and officers subdued him, recovered the firearm and ammunition.
- Fields moved to suppress the evidence, arguing he was seized when backup arrived (Terry stop requiring reasonable suspicion). District Court denied suppression and later sentenced Fields using a Guidelines base offense level (BOL) increased under the career-offender-related enhancement; Fields preserved suppression appeal and appealed sentence.
- On appeal the First Circuit affirmed denial of suppression (no show of authority/seizure when backup arrived) but vacated and remanded for resentencing because one prior conviction (resisting arrest) could not support the career-offender enhancement; the court held the July 2010 ADW conviction qualifies as a "crime of violence" under the force clause, supporting a lesser enhancement on remand.
Issues
| Issue | Fields' Argument | Government's Argument | Held |
|---|---|---|---|
| Whether Fields was "seized" when four backup officers arrived (triggering Terry protections) | Arrival/formation of five officers + call for backup objectively conveyed he was not free to leave, so seizure occurred and the later frisk was unlawful | No seizure: encounter remained consensual until officers physically subdued Fields after the knife appeared; backup arrival without commands, weapon display, or blocking did not amount to a show of authority | Affirmed District Court: no show of authority when backup arrived; no unlawful seizure prior to the knife being revealed |
| Whether career-offender enhancement under U.S.S.G. § 2K2.1(a)(2) (BOL 24) was properly applied based on Fields' prior convictions | Prior convictions did not qualify as crimes of violence so BOL should be 14 | Conceded one prior (resisting arrest) cannot support §2K2.1(a)(2); argues ADW conviction qualifies so §2K2.1(a)(4)(A) (BOL 20) applies | Vacated and remanded for resentencing; court held July 2010 ADW conviction qualifies under the force clause, so remand for application of §2K2.1(a)(4)(A) (BOL 20) rather than §2K2.1(a)(2) |
Key Cases Cited
- Mendenhall v. United States, 446 U.S. 544 (show of authority/seizure test)
- California v. Hodari D., 499 U.S. 621 (submission required for show of authority to effect seizure)
- Drayton v. Minnesota, 536 U.S. 194 (consensual encounters; no seizure absent coercion)
- Michigan v. Chesternut, 486 U.S. 567 (no seizure where officer did not block course of travel)
- Johnson v. United States, 559 U.S. 133 (definition of "physical force" in force clause)
- Johnson v. United States, 135 S. Ct. 2551 (holding voiding residual clause; discussed for career-offender residual clause context)
- United States v. Whindleton, 797 F.3d 105 (1st Cir. 2015) (Massachusetts ADW qualifies under force clause)
- United States v. Smith, 423 F.3d 25 (officer positioning and whether defendant was surrounded)
- Descamps v. United States, 133 S. Ct. 2276 (categorical/modified categorical approach)
