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United States v. Eddie Roberts
763 F.3d 947
8th Cir.
2014
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Background

  • Roberts was convicted of two counts of bank robbery under 18 U.S.C. § 2113(a) and sentenced to life imprisonment based on two prior serious violent felonies.
  • Roberts had a 1993 sequence of four bank robberies; three involved threats to shoot bank tellers; the 1999 robbery involved driving and no bank entry, with suspicion about a gun in Mitchell’s glove box.
  • In 1999, Roberts’s conviction was affirmed; this court noted Mitchell stated threat components in the robbery.
  • In May 2012, Roberts was charged with two counts of bank robbery and the government sought mandatory life sentences under § 3559(c)(1) based on two or more prior serious violent felonies.
  • Section 3559(c)(1) defines life imprisonment for serious violent felonies; § 3559(c)(3) provides an affirmative defense allowing nonqualifying prior robberies if the defendant proves no firearm use or threat.
  • At sentencing in December 2012, the parties counted Roberts’s 1993 convictions as a single predicate and treated at least one as qualifying; Roberts argued the 1999 conviction was nonqualifying because he did not use a gun, and no threat occurred.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Must a jury find prior convictions when they raise a higher penalty? Roberts relies on Alleyne to require jury findings for facts increasing penalty. Almendarez-Torres remains controlling; recidivism is not an element requiring jury determination. No reversal; prior-conviction findings need not be jury-found; recidivism not element.
Is § 3559(c)(3)’s burden shifting constitutional for nonqualifying predicates? Statute burdens defendant to prove nonqualifying status, potentially violating Fifth/Sixth Amendments. Burden shifting is constitutional as a non-essential element affirmative defense; Alleyne not to the contrary. Constitutional; burden-shifting defense preserved.

Key Cases Cited

  • Almendarez-Torres v. United States, 523 U.S. 224 (1998) (recidivism not element requiring jury determination)
  • Alleyne v. United States, 133 S. Ct. 2151 (2013) (not revisiting recidivist-element rule; jury requirement not extended here)
  • United States v. Davis, 260 F.3d 965 (8th Cir. 2001) (burden-shifting affirmative defense for nonqualifying felonies constitutional)
  • United States v. Williams, 308 F.3d 833 (8th Cir. 2002) (support for affirmative-defense framework)
  • United States v. Abrahamson, 731 F.3d 751 (8th Cir. 2013) (reiterates interpretation of prior-conviction issues post-Alleyne)
  • United States v. Harris, 741 F.3d 1245 (11th Cir. 2014) (reviews interplay of Alleyne and recidivist determinations)
  • United States v. Lucas, 542 F. App’x 510 (6th Cir. 2013) (per curiam view on nonrevisit of jury requirement)
Read the full case

Case Details

Case Name: United States v. Eddie Roberts
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Aug 14, 2014
Citation: 763 F.3d 947
Docket Number: 13-3275
Court Abbreviation: 8th Cir.