United States v. Dwayne Head
422 U.S. App. D.C. 8
D.C. Cir.2016Background
- Dwayne Head pled guilty in 1989 to federal drug charges and was sentenced to 235 months' imprisonment plus five years of supervised release.
- Head began supervised release in 2006; while on release he was convicted in D.C. Superior Court (2010) for felony threats and sentenced to 48 months.
- The federal district court revoked Head’s supervised release in January 2012 and imposed a 30‑month revocation prison term to run consecutive to the D.C. sentence, stating the Guidelines “require” consecutiveness.
- The Sentencing Guidelines in effect when Head committed the underlying offense (1988) were silent on whether revocation terms must run consecutively; a 1990 amendment (USSG §7B1.3(f)) later directed that revocation terms be consecutive.
- Head contended (now on appeal) that the district court applied the post‑offense Guidelines, creating an Ex Post Facto violation; he did not raise that claim in the district court, so the appellate court reviewed for plain error.
Issues
| Issue | Plaintiff's Argument (Head) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether the district court relied on post‑offense Sentencing Guidelines (USSG §7B1.3(f)) requiring consecutive revocation sentences, in violation of the Ex Post Facto Clause | The court appears to have applied the 2011/1990 Guidelines requiring consecutiveness, unlawfully increasing punishment relative to the law at the time of the offense | The court exercised legitimate discretion and would have imposed a consecutive sentence regardless, so no ex post facto violation | The record indicates the judge likely invoked the later consecutiveness rule; that created a substantial risk of increased punishment and implicates the Ex Post Facto Clause — error is present |
| Whether the forfeited Ex Post Facto claim warrants relief under plain‑error review | The error was plain, affected substantial rights (risk of nearly three extra years), and undermined fairness — resentencing required | Any error was harmless or reflected an independent discretionary decision, so plain‑error relief is unwarranted | The court applied Olano: the error was legal and plain, affected substantial rights, and seriously affected the proceedings’ integrity — vacated and remanded for resentencing under Guidelines in effect at the time of the offense |
Key Cases Cited
- Peugh v. United States, 569 U.S. 530 (2013) (post‑offense increased Guidelines can violate the Ex Post Facto Clause when they create a significant risk of greater punishment)
- United States v. Turner, 548 F.3d 1094 (D.C. Cir. 2008) (use of later Guidelines creating substantial risk of harsher sentence violates Ex Post Facto)
- Johnson v. United States, 529 U.S. 694 (2000) (revocation sentence is part of penalty for original offense)
- United States v. Olano, 507 U.S. 725 (1993) (plain‑error review framework)
- United States v. Booker, 543 U.S. 220 (2005) (discussion of Guidelines, departures, and sentencing discretion)
- Puckett v. United States, 556 U.S. 129 (2009) (plain‑error remedial discretion where error affects fairness, integrity, or public reputation)
