United States v. Darryl Rollins
2016 U.S. App. LEXIS 15960
| 7th Cir. | 2016Background
- Rollins pleaded guilty to selling crack cocaine; district court sentenced him to 84 months after classifying him as a career offender under U.S.S.G. § 4B1.1 based on two prior felonies: a 2005 drug conviction and a conviction for possession of a sawed-off shotgun.
- The career-offender designation relied on § 4B1.2(a)’s definition of “crime of violence,” which includes an elements clause and a residual clause; application note 1 listed possession of a sawed-off shotgun as a qualifying offense.
- Earlier Seventh Circuit precedent (Raupp) had given controlling deference to application note 1 as an interpretation of the guideline’s residual clause; Miller had held a sawed-off shotgun possession was not a predicate violent felony under the ACCA’s equivalent residual clause.
- After the Supreme Court’s decision in Johnson invalidated the ACCA residual clause as unconstitutionally vague, the government conceded Johnson’s holding applies to § 4B1.2(a)(2) and urged overruling of Tichenor (which had barred vagueness challenges to the Guidelines).
- The en banc Seventh Circuit held the guideline residual clause unconstitutional (following Hurlburt), concluded application note 1 has no independent legal force apart from the residual clause (per Stinson), overruled Raupp, and vacated Rollins’s sentence; case remanded for resentencing.
Issues
| Issue | Rollins's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether § 4B1.2(a)(2) (the residual clause) is void under Johnson | Johnson’s vagueness holding applies to the guideline residual clause; thus it is invalid | Initially defended Tichenor (guidelines not subject to vagueness attack), later conceded Johnson applies | Held: residual clause is unconstitutionally vague (en banc decision applies) |
| Whether possession of a sawed-off shotgun qualifies as a "crime of violence" via application note 1 if the residual clause is invalid | Miller compels that sawed-off shotgun is not a predicate under similar residual clauses; Rollins argued application note cannot save the classification | Government argued application note independently classifies the offense as a crime of violence | Held: application note is only an interpretation of the residual clause and has no independent force; thus it cannot supply a predicate once the residual clause is invalid |
| Whether Raupp remains controlling (i.e., deference to application note to include offenses not textually in guideline) | Rollins argued Raupp cannot stand post-Johnson because its premise depended on a valid residual clause | Government relied on Raupp to uphold career-offender designation | Held: Raupp overruled — its premise undone by Johnson and the invalidity of the residual clause |
| Whether the error warrants relief on plain-error review / prejudice from incorrect Guidelines range | Rollins argued the career-offender error inflated his Guidelines range and affected his sentence | Government did not contest that error is plain after concession; argued sentence still reasonable | Held: Error was plain and affected substantial rights; vacated sentence and remanded for resentencing (Molina‑Martinez presumption that an incorrect Guidelines range likely affected outcome applies) |
Key Cases Cited
- United States v. Miller, 721 F.3d 435 (7th Cir.) (addressed sawed-off shotgun under ACCA residual clause)
- United States v. Raupp, 677 F.3d 756 (7th Cir.) (deferred to application note as interpretation of guideline residual clause)
- United States v. Tichenor, 683 F.3d 358 (7th Cir.) (had foreclosed vagueness challenges to the Guidelines)
- Johnson v. United States, 135 S. Ct. 2551 (2015) (invalidated ACCA residual clause as unconstitutionally vague)
- Stinson v. United States, 508 U.S. 36 (1993) (application notes are agency interpretations entitled to Auer deference but have no independent force)
- Molina‑Martinez v. United States, 136 S. Ct. 1338 (2016) (presumption that an incorrect Guidelines range will often show a reasonable probability of a different outcome)
