United States v. Cedrin Farodd Carter
969 F.3d 1239
11th Cir.2020Background
- In 2009 Carter pleaded guilty in Alabama state court to two counts of distributing controlled substances: one count for cocaine and one for marijuana.
- The marijuana count alone alleged location-based sentencing enhancements for sales within three miles of a school and of public housing; the cocaine count lacked those enhancements.
- During the plea colloquy the prosecutor narrated a factual basis (stating sales in March and April), but that narration came after Carter pleaded guilty and contained at least one factual mismatch with the indictment.
- Years later, after a federal conviction for unlawful possession of a firearm, the government sought an ACCA enhancement, treating the 2009 cocaine and marijuana convictions as two separate predicate felonies (plus a third prior), which would trigger ACCA.
- Carter argued the two 2009 convictions arose from the same occasion and thus should count as a single ACCA predicate; the district court found the convictions were for separate occasions and applied ACCA.
- The Eleventh Circuit affirmed, holding that the indictment’s exclusive application of mandatory location-based enhancements to the marijuana count makes it more likely than not the offenses occurred at different places (and therefore on different occasions).
Issues
| Issue | Carter's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the 2009 cocaine and marijuana convictions were "committed on occasions different from one another" under ACCA | The two convictions may reflect the same criminal episode (possibly same time/place); prosecutor’s factual proffer was not confirmed by Carter, so government lacks reliable evidence of different occasions | The charging documents and plea colloquy support treating them as separate offenses for ACCA; district court reasonably relied on the transcript | Affirmed: More likely than not the offenses were separate occasions because the indictment charged location-based enhancements only for the marijuana offense, implying different locations (and thus different occasions) |
| Whether the prosecutor’s post-plea factual narrative in the colloquy qualifies as a Shepard-confirmed factual basis | Carter: The proffer came after he pleaded guilty and was not confirmed by him, so it should not be treated as reliable Shepard evidence | Gov: The plea transcript and prosecutor’s statements can be used to show separate occasions | Court declined to rely solely on that proffer; it noted doubts whether Carter “confirmed” the proffer but affirmed on the independent ground of the indictment’s enhancement allegations |
Key Cases Cited
- Shepard v. United States, 544 U.S. 13 (2005) (limits admissible records for categorical/recidivist inquiry to specified charging and plea documents)
- United States v. Canty, 570 F.3d 1251 (11th Cir. 2009) (ACCA’s "different occasions" requires successive, not simultaneous, offenses)
- United States v. Pope, 132 F.3d 684 (11th Cir. 1998) (small gaps in time/place can suffice to separate criminal episodes)
- United States v. Weeks, 711 F.3d 1255 (11th Cir. 2013) (offenses close in time/place may still be distinct occasions)
- United States v. Sneed, 600 F.3d 1326 (11th Cir. 2010) (Shepard-document rule applied in ACCA context)
- United States v. McCloud, 818 F.3d 591 (11th Cir. 2016) (government must prove by a preponderance that prior convictions arose from distinct crimes)
- Mathis v. United States, 136 S. Ct. 2243 (2016) (cautions against reliance on prosecutor statements prone to error for categorical analyses)
- Castillo v. United States, 816 F.3d 1300 (11th Cir. 2016) (appellate courts may affirm on any ground supported by the record)
- Vann v. State, 880 So. 2d 495 (Ala. Crim. App. 2003) (both offenses would receive mandatory location-based enhancements if sold within specified proximity)
