991 F.3d 452
2d Cir.2021Background:
- In 2007 Charles Bryant was convicted of conspiracy to distribute >50 grams of crack cocaine and was sentenced to 300 months' imprisonment.
- The Fair Sentencing Act (2010) raised crack thresholds but was not retroactive to pre-2010 sentences; Dorsey established its limited retroactivity.
- The First Step Act (2018) contains: §404(b) (permits resentencing “as if” sections 2–3 of the Fair Sentencing Act were in effect) and §401(a) (narrowed the §841(b)(1)(A) enhancement to require a prior "serious drug felony").
- §401(c) makes the §401(a) amendment retroactive only for offenses committed before enactment if a sentence for the offense had not yet been imposed as of enactment.
- Bryant obtained a §404(b) resentencing in district court and his sentence was reduced to 216 months; he argued on appeal he should also benefit from §401(a)’s narrower enhancement at resentencing.
- The district court declined to apply §401(a); the Second Circuit affirmed, holding §401(c) bars retroactive application to defendants already sentenced and §404(b) does not oblige applying unrelated statutory changes.
Issues:
| Issue | Bryant's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether §401(a)’s narrowing of §841(b)(1)(A) applies at a §404(b) resentencing when the original sentence was imposed before the First Step Act | Resentencing under §404(b) requires applying intervening statutory changes like §401(a), which would reduce his Guidelines | §401(c) limits §401(a)’s retroactivity to offenses without sentences imposed at enactment; §404(b) only applies Fair Sentencing Act changes | §401(a) does not apply; §401(c) precludes relief for defendants sentenced before enactment |
| Whether §404(b) requires plenary resentencing or recalculation of Guidelines beyond changes from Fair Sentencing Act §§2–3 | Resentencing must recalculates Guidelines to reflect intervening laws generally | §404(b) permits resentencing only "as if" §§2–3 of the Fair Sentencing Act were in effect; it does not mandate plenary resentencing | §404(b) does not require plenary resentencing; only recalculation for changes flowing from §§2–3 |
Key Cases Cited
- United States v. Moore, 975 F.3d 84 (2d Cir. 2020) (First Step Act resentencing is not plenary; recalc only for Fair Sentencing Act changes)
- United States v. Thompson, 961 F.3d 545 (2d Cir. 2020) (noting §401(c) limits retroactivity for defendants sentenced before enactment)
- Dorsey v. United States, 567 U.S. 260 (2012) (Fair Sentencing Act retroactivity scheme)
- Brotherhood of R. R. Trainmen v. Balt. & O. R. R. Co., 331 U.S. 519 (1947) (statutory headings cannot override plain text)
- United States v. Holloway, 956 F.3d 660 (2d Cir. 2020) (de novo review for statutory-interpretation issues)
