919 F.3d 1118
8th Cir.2019Background
- Defendant Brian Barthman pled guilty to possession of child pornography (18 U.S.C. § 2252) and received offense level 32.
- The district court assigned six criminal-history points based on two prior Minnesota convictions for first- and second-degree criminal sexual conduct, treating them as a single sentence for crimes of violence, yielding CH category III and a Guidelines range of 151–188 months.
- Barthman argued on appeal he should have received only three criminal-history points (CH category II), producing a lower Guidelines range (135–168 months).
- The government conceded the Minnesota statutes are broader than the federal comparator (Minn. Stat. §§ 609.342-.343 reach victims under 13 while 18 U.S.C. § 2241(c) covers victims under 12) and that the district court miscalculated the criminal-history score, but urged no resentencing.
- The panel assumed forfeiture and applied plain-error review, found the error plain and prejudicial, rejected the government’s contention that concurrent state time made correction unnecessary (state sentence not final), and vacated and remanded for resentencing.
Issues
| Issue | Barthman’s Argument | Government’s Argument | Held |
|---|---|---|---|
| Whether prior Minnesota convictions were properly scored as crimes of violence for §4A1.1 points | Only three points applicable; Minnesota statutes overbroad compared to federal §2241(c) so convictions do not qualify as forcible sex offenses | Initially treated as qualifying; later conceded the statutes are overbroad but argued no relief needed | Error in scoring was plain and prejudicial; miscalculation requires vacatur and remand for resentencing |
| Preservation/standard of review (forfeiture vs waiver) | Even if not objected to, plain-error review applies | Argued error was not "plain" because not raised below | Court assumed forfeiture, reviewed for plain error and found error plain |
| Whether the fourth prong of plain-error review (discretion to remedy) is satisfied given a concurrent state sentence | Concurrent state sentence not final; possibility state sentence may be shortened/vacated so federal miscalculation could increase total time | Contended concurrency meant federal error unlikely to increase actual custody time, so no remedy needed | Court exercised discretion to correct error because state proceedings were not final and relief was reasonably likely to affect total time served |
Key Cases Cited
- Gall v. United States, 552 U.S. 38 (sentencing-procedure standard)
- United States v. Olano, 507 U.S. 725 (plain-error framework)
- Puckett v. United States, 556 U.S. 129 (four-prong plain-error test)
- Rosales-Mireles v. United States, 138 S. Ct. 1897 (ordinary-case rule for plain Guidelines errors)
- Henderson v. United States, 568 U.S. 266 (plain-error assumptions re: objections)
- Johnson v. United States, 520 U.S. 461 (meaning of "plain")
- United States v. Schneider, 905 F.3d 1088 (8th Cir.) (state statute broader than federal definition defeats counting conviction)
- United States v. Blocker, 612 F.3d 413 (5th Cir.) (straightforward Guidelines application shows plain error)
- United States v. Campbell, 764 F.3d 874 (8th Cir.) (plain-error review for unpreserved Guidelines objections)
- United States v. Vonn, 535 U.S. 55 (plain-error and Vonn discussion)
- United States v. Nahia, 437 F.3d 715 (8th Cir.) (defendant’s burden on plain-error review)
