United States v. Bramley
847 F.3d 1
| 1st Cir. | 2017Background
- Daniel Bramley, a British national, pled guilty to conspiracy to distribute marijuana after a DEA wiretap tied him to ringleader Robert Evon; other counts were dismissed.
- PSI attributed large drug quantities (68.2 kg marijuana; liquid LSD equivalent) though Bramley made no quantity admissions; Apprendi limited the statutory maximum to 60 months.
- At sentencing the government urged near‑maximum time based on alleged broader trafficking and prior large cash seizures; defense sought leniency citing remote past conduct, medical issues, and immigration consequences.
- During sentencing the judge engaged in two brief off‑the‑record conversations with the probation officer (≈5 minutes and ≈10 seconds); Bramley did not object at the time.
- After the first recess the court found Bramley had lied during sentencing and denied an acceptance‑of‑responsibility reduction, imposing a 50‑month term (below the government’s request).
- Bramley appealed solely on the ground that the ex parte probation‑court communications violated his right to know and challenge information used at sentencing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether brief off‑the‑record communications between judge and probation officer during sentencing constitute reversible error when contents were not disclosed | Bramley: Ex parte conversations may have introduced undisclosed facts influencing sentence; he was entitled to know and challenge any such facts | Government/Court: Probation officers act as an arm of the court; ex parte advice is permissible so long as new material facts are not relied upon without disclosure | No plain error. Because record gives no indication the conversations supplied new factual information, Bramley failed to show clear, prejudicial error affecting substantial rights |
Key Cases Cited
- Apprendi v. New Jersey, 530 U.S. 466 (constitutional rule that facts increasing statutory maximum must be admitted or found by a jury)
- Booker v. United States, 543 U.S. 220 (Apprendi principles apply to facts supporting sentences above statutory maximums)
- United States v. Fraza, 106 F.3d 1050 (probation officer may confer ex parte with judge; officer is court’s arm)
- United States v. Craven, 239 F.3d 91 (ex parte communications that supply new factual information warrant disclosure/remand)
- United States v. Curran, 926 F.2d 59 (defendant must not be sentenced on materially false or undisclosed information; Rule 32 disclosure duties)
- United States v. Christman, 509 F.3d 299 (vacating sentence where judge relied on undisclosed ex parte factual communications)
- Olano v. United States, 507 U.S. 725 (plain‑error framework requires showing prejudice)
- Jones v. United States, 527 U.S. 373 (uncertain effects of error preclude a showing of prejudice)
