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United States v. Barron
677 F. App'x 480
10th Cir.
2017
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Background

  • Defendant Ricky Dale Barron was charged by information with two counts: being a felon in possession of a firearm (18 U.S.C. § 922(g)(1)) and interstate transportation of illegally taken wildlife (16 U.S.C. §§ 3372(a)(2)(A), 3373(d)(2)).
  • Barron entered a written plea agreement admitting guilt to both counts and expressly waived his right to appeal and seek post-conviction relief.
  • The plea agreement and the information listed the charges and the potential penalties; the court read the plea and penalty range to Barron at the change-of-plea hearing, and Barron stated he understood.
  • On appeal Barron challenged enforcement of the appellate waiver, arguing (in his reply brief) that the government added a charge after signing by citing 18 U.S.C. § 924(a).
  • The panel treated the § 924(a) citation as a penalty-provision reference, not a new charge, and noted Barron raised that argument for the first time in his reply brief.
  • The court concluded the appellate waiver was valid, knowingly and voluntarily made, fell within the scope of the agreement, and thus dismissed the appeal.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Enforceability of appellate waiver Gov: Waiver is valid and covers this appeal Barron: Waiver invalid because the government added a § 924(a) charge after signing Waiver enforced; appeal dismissed
Whether § 924(a) constituted a new charge Gov: § 924(a) describes penalties for § 922(g)(1), not a new charge Barron: § 924(a) addition altered charges post-agreement Court: § 924(a) is penalty provision, not a new charge
Timeliness of appellate argument Gov: Late arguments in reply are forfeited Barron: Raised issue in reply as basis to avoid waiver Court: Arguments raised first in reply need not be considered (forfeited)
Applicable exceptions to enforcing waiver (miscarriage of justice, involuntariness, scope) Gov: None apply here Barron: Implied claim that waiver was procedurally defective due to added charge Court: No exception applies; waiver was knowing, voluntary, and within scope

Key Cases Cited

  • United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (standards for enforcing appellate waivers)
  • United States v. Chavez-Salais, 337 F.3d 1170 (10th Cir. 2003) (scope of plea agreement waivers construed against government)
  • United States v. Andis, 333 F.3d 886 (8th Cir. 2003) (ambiguities in plea agreements read in favor of appellate rights)
  • United States v. Atterberry, 144 F.3d 1299 (10th Cir. 1998) (enforcing lawful plea agreements)
  • United States v. Elliott, 264 F.3d 1171 (10th Cir. 2001) (miscarriage-of-justice exceptions to waiver enforcement)
  • United States v. Olano, 507 U.S. 725 (1993) (standards for plain-error and related procedural-default principles)
Read the full case

Case Details

Case Name: United States v. Barron
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Feb 3, 2017
Citation: 677 F. App'x 480
Docket Number: 16-7030
Court Abbreviation: 10th Cir.