United States v. Baker
658 F.3d 1050
9th Cir.2011Background
- Baker was convicted by a jury of misdemeanor possession of methamphetamine; the jury acquitted him of felony drug charges and the district court sentenced him to three years' probation.
- Two probation conditions were challenged: (i) suspicionless searches by officers, and (ii) DNA collection under a federal statute.
- The government alleged large quantities of methamphetamine were involved; the conviction reflects 9.91 grams of actual methamphetamine found in the vehicle.
- On appeal, Baker challenged the DNA condition as beyond the district court's statutory authority and challenged the suspicionless search condition as unconstitutional under the Fourth Amendment; the government defended both conditions.
- The panel affirmed the conviction and the suspicionless-search condition, but reversed regarding the DNA condition and remanded to strike it and expunge any DNA records collected under it.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Brady violation not disclosed Deputy Thompson statement | Baker argues Brady was violated by withholding Thompson's negative testimony. | Government contends evidence was disclosed and no Brady violation occurred. | No Brady violation; district court's denial of motion to dismiss affirmed. |
| Constitutionality of suspicionless search condition | Baker challenges that a probationer can be subjected to searches without any individualized suspicion. | Government maintains reduced privacy and public safety justify the condition. | Facial challenge rejected; suspicionless-search condition upheld. |
| Statutory authority to impose DNA collection condition | DNA condition exceeds statutory authority under 42 U.S.C. § 14135a for probationers. | Statute and implementing regulation permit DNA collection for those on release, including probationers. | District court exceeded authority; remand to strike DNA condition and expunge DNA records. |
Key Cases Cited
- Samson v. California, 547 U.S. 843 (U.S. 2006) (suspicionless parole searches constitutional; privacy expectations differ for parolees and probationers)
- Knights v. United States Supreme Court, 534 U.S. 112 (U.S. 2001) (probation searches with reasonable suspicion; open question whether suspicionless searches are permissible)
- Griffin v. Wisconsin, 483 U.S. 868 (U.S. 1987) (probation search of home without a warrant with reasonable grounds allowed)
- Sanchez v. Canales, 574 F.3d 1169 (9th Cir. 2009) (parole/probation conditions and Fourth Amendment expectations; later viewed as controlling by some panels)
- Motley v. Parks, 432 F.3d 1072 (9th Cir. 2005) (no constitutional difference between probation and parole for Fourth Amendment purposes (en banc))
- Dupas, 419 F.3d 916 (9th Cir. 2005) (facial validity of search condition on direct appeal)
- Weber, 451 F.3d 552 (9th Cir. 2006) (supervised release condition challenge; facial challenge ripe on direct appeal)
- Parrott, 992 F.2d 914 (9th Cir. 1993) (standards for reviewing district court authority to impose probation conditions)
- Begay, 622 F.3d 1187 (9th Cir. 2010) (constitutional and statutory interpretation de novo review)
