40 F.4th 1172
10th Cir.2022Background
- Zachary Babcock pleaded guilty to being a felon in possession of a firearm (18 U.S.C. § 922(g)(1)), waiving direct appeal except for claims of ineffective assistance of counsel (IAC).
- The PSR applied USSG §2K2.1(a)(4)(A) based on prior Utah convictions for "agree, consent, offer, or arrange to distribute" a controlled substance, raising his base offense level and resulting in a 70-month sentence.
- USSG §4B1.2(b) defines a "controlled-substance offense," and application note 1 states that aiding, conspiring, and attempting such offenses are included.
- Tenth Circuit precedents (Madkins; McKibbon) held that statutes criminalizing mere offers to sell—if they do not require intent to actually distribute—may be broader than the guideline definition; the categorical approach governs the inquiry.
- Babcock argued his trial counsel was ineffective for not (1) arguing the Utah offer statute does not categorically constitute an attempt (and thus is not a controlled-substance offense) and (2) challenging the Sentencing Commission’s authority to include attempts via commentary rather than by amending the guideline text.
- The district court denied §2255 relief; the Tenth Circuit granted a COA on the two IAC issues and affirmed, holding counsel’s omissions were not objectively unreasonable given Utah law and controlling precedent.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not arguing that Utah's offer-to-distribute statute is not an "attempt" and so not a controlled-substance offense under USSG §4B1.2(b) | Utah’s statute does not require a bona fide intent or ability to complete the sale, so it criminalizes conduct broader than an attempt and cannot categorically qualify | Utah courts construe the statute to require knowledge/intent and conduct equivalent to a substantial step (overt act), so it fits the guideline’s attempt definition | Counsel not deficient: Utah caselaw (e.g., Hester/Harrison) reasonably supports that the statute requires intent/substantial step, so an objection would likely fail |
| Whether counsel was ineffective for failing to challenge the Sentencing Commission’s use of commentary to treat attempts as controlled-substance offenses | Commission exceeded authority by expanding the guideline via commentary rather than amending the text; counsel should have objected | Tenth Circuit precedent (Chavez) and Stinson make authoritative commentary permissible absent a clear inconsistency; no contrary circuit precedent existed at sentencing | Counsel not deficient: Chavez and Stinson supported the commentary’s authority at the time, so the objection was not a plainly meritorious claim |
Key Cases Cited
- United States v. Madkins, 866 F.3d 1136 (10th Cir. 2017) (held Kansas offer-to-sell statute did not categorically qualify absent an intent-to-sell element)
- United States v. McKibbon, 878 F.3d 967 (10th Cir. 2017) (similar holding as to Colorado law)
- United States v. Chavez, 660 F.3d 1215 (10th Cir. 2011) (upheld §4B1.2 commentary treating attempts as controlled-substance offenses)
- Stinson v. United States, 508 U.S. 36 (1993) (guideline commentary is authoritative unless inconsistent with statute or guideline)
- Strickland v. Washington, 466 U.S. 668 (1984) (governs ineffective-assistance two-part test)
- Gonzales v. Duenas-Alvarez, 549 U.S. 183 (2007) (categorical approach requires a realistic probability state courts would apply statute to nongeneric conduct)
- United States v. Savage, 542 F.3d 959 (2d Cir. 2008) (an offer to sell can be fraudulent and lack intent to distribute)
- United States v. Bryant, 571 F.3d 147 (1st Cir. 2009) (New York law required a bona fide intent to sell; conviction fit the guideline)
