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978 F.3d 373
6th Cir.
2020
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Background

  • Anthony Palos pleaded guilty to being a felon in possession of a firearm after police found drugs, paraphernalia, and a firearm at his home; the firearm was later confirmed stolen.
  • Palos had two prior state cocaine-trafficking convictions (2002 and 2010); the 2010 conviction was under Ohio Rev. Code § 2925.03(A)(1) for "sell or offer to sell."
  • The district court treated both prior convictions as qualifying "controlled substance offenses" under U.S.S.G. § 4B1.2 and applied a base offense level of 24 under U.S.S.G. § 2K2.1(a)(2).
  • The district court imposed a two-level enhancement for possession of a stolen firearm under U.S.S.G. § 2K2.1(b)(4)(A) and a four-level enhancement for possession in connection with drug trafficking, then sentenced Palos to 63 months after a downward variance.
  • On appeal Palos argued (1) his 2010 conviction does not qualify as a controlled substance offense post-Havis and (2) the stolen-firearm enhancement requires knowledge that the gun was stolen. The Government conceded the Cavazos reading of Havis controls the first issue; the court addressed both issues.

Issues

Issue Palos's Argument Government's Argument Held
Whether the 2010 Ohio "offer to sell" cocaine conviction qualifies as a "controlled substance offense" under U.S.S.G. § 4B1.2 The 2010 conviction is an "offer to sell" (an attempt/transfer attempt) and, per Havis, attempt crimes are excluded from § 4B1.2 The conviction should count as a completed controlled-substance offense Followed Cavazos/Havis: the "offer to sell" conviction does not categorically qualify; remand for resentencing on base offense level
Whether U.S.S.G. § 2K2.1(b)(4)(A) (stolen firearm enhancement) requires the defendant to know the firearm was stolen The enhancement requires proof that Palos knew the gun was stolen The enhancement is a strict-liability Sentencing Guideline provision and applies regardless of defendant's knowledge Affirmed: enhancement applies absent a knowledge requirement (Murphy remains controlling)

Key Cases Cited

  • United States v. Havis, 927 F.3d 382 (6th Cir. 2019) (en banc) (Guidelines commentary cannot override clear Guideline text; attempt crimes excluded from § 4B1.2 definition)
  • United States v. Cavazos, 950 F.3d 329 (6th Cir. 2020) (applied Havis to hold "offer to sell" statutes too broad to categorically qualify as controlled-substance predicates)
  • United States v. Evans, 699 F.3d 858 (6th Cir. 2012) (treated "offer to sell" as an attempt-to-transfer offense)
  • United States v. Murphy, 96 F.3d 846 (6th Cir. 1996) (upheld stolen-firearm enhancement as not requiring mens rea)
  • United States v. Roxborough, 99 F.3d 212 (6th Cir. 1996) (vacated enhancement where no nexus proved between enhancement conduct and conviction; discussed scope of strict liability)
  • United States v. Sands, 948 F.3d 709 (6th Cir. 2020) (held no knowledge requirement for enhancement for altered serial number)
  • Rehaif v. United States, 139 S. Ct. 2191 (2019) (established mens rea presumption for § 922(g) convictions; court explained distinction between statutory mens rea and Guideline enhancements)
  • Dean v. United States, 556 U.S. 568 (2009) (discussed punishing unintended consequences of unlawful acts)
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Case Details

Case Name: United States v. Anthony Palos
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Oct 15, 2020
Citations: 978 F.3d 373; 19-4186
Docket Number: 19-4186
Court Abbreviation: 6th Cir.
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    United States v. Anthony Palos, 978 F.3d 373