978 F.3d 373
6th Cir.2020Background
- Anthony Palos pleaded guilty to being a felon in possession of a firearm after police found drugs, paraphernalia, and a firearm at his home; the firearm was later confirmed stolen.
- Palos had two prior state cocaine-trafficking convictions (2002 and 2010); the 2010 conviction was under Ohio Rev. Code § 2925.03(A)(1) for "sell or offer to sell."
- The district court treated both prior convictions as qualifying "controlled substance offenses" under U.S.S.G. § 4B1.2 and applied a base offense level of 24 under U.S.S.G. § 2K2.1(a)(2).
- The district court imposed a two-level enhancement for possession of a stolen firearm under U.S.S.G. § 2K2.1(b)(4)(A) and a four-level enhancement for possession in connection with drug trafficking, then sentenced Palos to 63 months after a downward variance.
- On appeal Palos argued (1) his 2010 conviction does not qualify as a controlled substance offense post-Havis and (2) the stolen-firearm enhancement requires knowledge that the gun was stolen. The Government conceded the Cavazos reading of Havis controls the first issue; the court addressed both issues.
Issues
| Issue | Palos's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether the 2010 Ohio "offer to sell" cocaine conviction qualifies as a "controlled substance offense" under U.S.S.G. § 4B1.2 | The 2010 conviction is an "offer to sell" (an attempt/transfer attempt) and, per Havis, attempt crimes are excluded from § 4B1.2 | The conviction should count as a completed controlled-substance offense | Followed Cavazos/Havis: the "offer to sell" conviction does not categorically qualify; remand for resentencing on base offense level |
| Whether U.S.S.G. § 2K2.1(b)(4)(A) (stolen firearm enhancement) requires the defendant to know the firearm was stolen | The enhancement requires proof that Palos knew the gun was stolen | The enhancement is a strict-liability Sentencing Guideline provision and applies regardless of defendant's knowledge | Affirmed: enhancement applies absent a knowledge requirement (Murphy remains controlling) |
Key Cases Cited
- United States v. Havis, 927 F.3d 382 (6th Cir. 2019) (en banc) (Guidelines commentary cannot override clear Guideline text; attempt crimes excluded from § 4B1.2 definition)
- United States v. Cavazos, 950 F.3d 329 (6th Cir. 2020) (applied Havis to hold "offer to sell" statutes too broad to categorically qualify as controlled-substance predicates)
- United States v. Evans, 699 F.3d 858 (6th Cir. 2012) (treated "offer to sell" as an attempt-to-transfer offense)
- United States v. Murphy, 96 F.3d 846 (6th Cir. 1996) (upheld stolen-firearm enhancement as not requiring mens rea)
- United States v. Roxborough, 99 F.3d 212 (6th Cir. 1996) (vacated enhancement where no nexus proved between enhancement conduct and conviction; discussed scope of strict liability)
- United States v. Sands, 948 F.3d 709 (6th Cir. 2020) (held no knowledge requirement for enhancement for altered serial number)
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (established mens rea presumption for § 922(g) convictions; court explained distinction between statutory mens rea and Guideline enhancements)
- Dean v. United States, 556 U.S. 568 (2009) (discussed punishing unintended consequences of unlawful acts)
