United States v. Allen
813 F.3d 76
| 2d Cir. | 2016Background
- Officers arrested Allen at his apartment door while he remained inside the home; they did not obtain a warrant.
- The officers had formed a plan to arrest Allen without a warrant after identifying him as the suspect in an assault.
- Allen opened the door, spoke with officers from the threshold, and could not return upstairs unless accompanied by officers.
- Inside the apartment, Allen was searched and drugs/paraphernalia were observed, leading to a search warrant and later a federal arrest for felon in possession of a firearm.
- The district court held the arrest occurred across the threshold and did not violate Payton; the defense challenged this as a Fourth Amendment violation.
- The court ultimately vacated the conviction, reversed the suppression denial, and remanded, holding that an arrest inside the home following summons at the door requires a warrant absent exigent circumstances.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Payton’s protections apply to an arrest where the suspect remains inside the home | Allen (plaintiff) argues across-the-threshold arrest violates Payton | Government maintains location of arresting officers governs the rule | Payton applies based on the suspect’s location; restraint inside the home requires a warrant. |
| Whether Reed governs the admissibility of evidence where officers summon to the door and arrest inside the home | Reed supports suppression of arrest in home if no warrant | Reed should control only in its factual scenario | Reed compels that an arrest inside the home in response to summons requires a warrant if no exigency. |
| Role of constructive/coercive entry doctrine in limiting Payton | Constructive entry not needed to trigger Payton; Reed controls | Constructive/coercive entry could justify arrest without entering | Rejects constructive-entry theory; rule follows Reed and Payton. |
| Whether Hodari D. framework applies to in-home encounters | Hodari D. framework does not apply to in-home arrests | Hodari D. controls when arrest occurs by submission in street context | Hodari D. not applicable; totality-of-the-circumstances framework governs. |
| Policy/rationale of home protections in Payton vs. threshold-crossing arrests | Home has heightened Fourth Amendment protections; location matters | Practical enforcement requires flexible approach | Rule anchored in Reed/Payton: arrests inside home or at threshold without warrant require exigent circumstances. |
Key Cases Cited
- Payton v. New York, 445 U.S. 573 (1980) (arrest inside home without warrant presumptively unreasonable)
- Reed v. United States, 572 F.2d 412 (2d Cir.1978) (arrest inside home requires warrant absent exigency)
- United States v. Santana, 427 U.S. 38 (1976) (hot pursuit; door opened; arrest in vestibule under exigent circumstances)
- United States v. Hodari D., 499 U.S. 621 (1991) (arrest requires physical force or submission to authority; street context)
- Gori v. United States, 230 F.3d 44 (2d Cir.2000) (discusses threshold doctrine in context of door delivery observation)
- Titemore v. United States, 437 F.3d 251 (2d Cir.2006) (approach of officers to home for questioning; not directly a home-arrest scenario)
- Florida v. Jardines, 133 S. Ct. 1409 (2013) (home is first among equals in Fourth Amendment)
- Reed (listed again for emphasis), 572 F.2d 412 (2d Cir.1978) (precedent binding on the panel)
