138 S. Ct. 1793
SCOTUS2018Background
- Carlos Trevino was convicted of capital murder in Texas; at penalty phase the State presented his criminal history and gang membership, and mitigation consisted only of testimony from his aunt about family hardship and his caring nature.
- Trevino later raised an ineffective-assistance-of-trial-counsel claim, arguing counsel failed to investigate and present evidence of fetal alcohol spectrum disorder (FASD) and related developmental deficits as mitigation.
- Postconviction experts and lay witnesses produced substantial new mitigating evidence: FASD diagnoses, low-average intellectual functioning, developmental delays, prenatal alcohol exposure, childhood abuse/neglect, poor academic and daily‑living skills; other witnesses described violent episodes and gang-related conduct.
- The Fifth Circuit reviewed prejudice de novo and held the new evidence was a “double‑edged” sword (mitigating and aggravating) and affirmed denial of habeas relief, concluding Trevino could not show a reasonable probability of a different sentence.
- The U.S. Supreme Court denied certiorari; Justice Sotomayor (joined by Justice Ginsburg) dissented, arguing the Fifth Circuit misapplied Strickland and failed to reweigh the totality of mitigating and aggravating evidence as required by precedent.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial counsel’s failure to investigate/present FASD mitigation prejudiced Trevino under Strickland | Trevino: new FASD evidence, considered with trial evidence, would likely have led at least one juror to vote for life | State: new evidence was double‑edged — it showed violent tendencies and an expert said FASD did not impair moral culpability, so it would not change the outcome | Fifth Circuit: affirmed denial of habeas relief, finding no reasonable probability of different sentence; Supreme Court denied certiorari (dissent argues Fifth Circuit erred) |
| Proper method for assessing prejudice when new evidence includes both mitigating and aggravating aspects | Trevino: courts must reweigh the totality of mitigation and aggravation as a jury would, not dismiss mitigation because some evidence is adverse | State: emphasis on the aggravating aspects makes mitigation insufficient to overcome death verdict | Dissent (Sotomayor): Fifth Circuit misapplied precedents (Wiggins/Williams/Rompilla/Wong) by isolating adverse aspects rather than holistic reweighing; certiorari denied so no correction by Court |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes deficient performance and prejudice test for counsel claims)
- Wiggins v. Smith, 539 U.S. 510 (courts must reweigh totality of mitigation and aggravation when assessing prejudice)
- Williams v. Taylor, 529 U.S. 362 (mitigating evidence that also contains adverse facts must be evaluated in context and may affect moral culpability)
- Rompilla v. Beard, 545 U.S. 374 (failure to investigate mitigation including cognitive impairment can establish prejudice even if new evidence has adverse aspects)
- Wong v. Belmontes, 558 U.S. 15 (assessing prejudice requires weighing all new mitigating and aggravating evidence together)
- Martinez v. Ryan, 566 U.S. 1 (narrow rule permitting federal habeas review of ineffective-assistance-of-trial-counsel claims where initial-review collateral counsel was absent or ineffective)
- Trevino v. Thaler, 569 U.S. 413 (applies Martinez to Texas and remands for consideration of ineffective‑assistance‑of‑trial‑counsel claims)
