41 N.E.3d 1
Mass.2015Background
- In 2003 Trapp and others settled a prior suit with the Massachusetts DOC; the settlement required DOC to build lodges (sweat/purification lodges) at SBCC and another facility and set protocols for their construction and use, with any security-driven alterations to be made in consultation with the Massachusetts Commission on Indian Affairs.
- DOC built a lodge at Souza-Baranowski Correctional Center (SBCC) in 2004 but halted ceremonies within six months, citing staff and inmate health complaints from smoke entering the facility’s closed ventilation system.
- In 2010 Trapp (confined at MCI‑Norfolk) and Ferreira (incarcerated at SBCC at the time of trial) sued, alleging violations of RLUIPA, art. 2 of the Massachusetts Declaration of Rights, and breach of the 2003 settlement agreement; the trial was jury‑waived and focused in part on the SBCC lodge closure.
- The trial judge found the DOC’s health evidence unpersuasive (witness testimony was hearsay or conclusory; a referenced report was not admitted) and found DOC failed to show that closing the lodge was the least restrictive means to address alleged health risks.
- The trial court entered declarations for the plaintiffs under RLUIPA, the settlement contract, and art. 2; the DOC appealed. The SJC reviewed the RLUIPA and contract claims and affirmed judgment for the plaintiffs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether closure of SBCC lodge substantially burdens religious exercise under RLUIPA | Ferreira: closure of lodge prevents participation in Native American ceremonies protected by RLUIPA | DOC: alternatives at SBCC (smudging, pipe ceremonies, other practices and ceremonial items) mean no substantial burden | Held: closure does substantially burden religious exercise (Holt forecloses reliance on available alternatives) |
| Whether DOC met its burden to show closure furthers a compelling governmental interest | Plaintiffs: DOC produced only hearsay/conclusory evidence of health harms; interest speculative | DOC: closure necessary to protect health of asthmatic staff/inmates; ventilation made lodging infeasible | Held: DOC failed to prove an actual (non‑speculative) compelling interest; evidence was unpersuasive |
| Whether closure was the least restrictive means under RLUIPA | Plaintiffs: DOC did not consider/filter/relocate or otherwise reasonably accommodate; minimal efforts insufficient | DOC: tested three locations and could not find site that prevented smoke entry | Held: DOC did not show it considered and rejected workable, less restrictive alternatives; least restrictive means test not met |
| Whether DOC breached the 2003 settlement agreement by closing the SBCC lodge | Trapp: closure violates settlement terms requiring lodges and specified protocols and consultation before alterations | DOC: settlement allows changes for security/health concerns; closure justified by health/security | Held: DOC breached the settlement — (1) DOC failed to show valid health/security justification and (2) DOC did not consult the Massachusetts Commission on Indian Affairs as required |
Key Cases Cited
- Holt v. Hobbs, 135 S. Ct. 853 (interpreting RLUIPA substantial‑burden inquiry; alternatives irrelevant to burden question)
- Burwell v. Hobby Lobby Stores, Inc., 134 S. Ct. 2751 (discussing compelling interest and least restrictive means framework)
- Cutter v. Wilkinson, 544 U.S. 709 (RLUIPA protects institutionalized persons dependent on government accommodation)
- Helling v. McKinney, 509 U.S. 25 (prison authorities cannot ignore conditions that are sure or very likely to cause serious illness)
- Spratt v. Rhode Island Dep't of Corrections, 482 F.3d 33 (least restrictive means requires consideration and rejection of alternatives)
- Yellowbear v. Lampert, 741 F.3d 48 (prison officials may not declare compelling interest by fiat)
- Sparrow v. Demonico, 461 Mass. 322 (settlement agreement enforceable as contract)
- Good v. Commissioner of Correction, 417 Mass. 329 (DOC obligation to provide safe conditions including sanitary water)
