Tommy R. Pruitt v. Ron Neal
2015 U.S. App. LEXIS 9145
| 7th Cir. | 2015Background
- In 2001 Tommy R. Pruitt shot and killed Deputy Daniel Starnes; convicted of murder and sentenced to death after jury found killing of an on-duty law-enforcement officer as an aggravator.
- Before and during trial multiple IQ and adaptive-functioning tests were introduced; some early group tests and two Stanford‑Binet scores were in the intellectually disabled range, while a 2002 WAIS score was 76 (above cutoff).
- Trial experts were split: defense experts (Hudson, Golden) opined intellectual disability; court-appointed and state experts (Schmedlen, Groff) rejected intellectual disability and trial court denied pretrial motion to dismiss death eligibility.
- At penalty phase defense presented limited mental-health evidence (Dr. Golden testified mainly about schizotypal disorder); DOC records and later post-conviction experts diagnosed schizophrenia and testified Pruitt met statutory mitigating factors.
- State post-conviction courts and the Indiana Supreme Court upheld the convictions and death sentence; dissents argued Pruitt is intellectually disabled.
- On federal habeas, the Seventh Circuit concluded the state courts unreasonably found Pruitt not intellectually disabled and that trial counsel provided ineffective assistance by failing to investigate/present evidence of schizophrenia; vacated death sentence and remanded for a new penalty-phase proceeding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Pruitt is intellectually disabled and thus ineligible for death under Atkins | Pruitt: reliable IQ scores (childhood Lorge‑Thorndike and two Stanford‑Binet tests), adaptive deficits, and expert testimony show intellectual disability since childhood | State: test scores inconsistent; functional evidence (job applications, CDL, work history) and some expert opinion support non‑disabled finding | Court held state adjudication was objectively unreasonable; clear and convincing evidence supports intellectual disability — death sentence vacated |
| Whether trial counsel were ineffective for failing to investigate/present schizophrenia evidence at penalty phase (Strickland) | Pruitt: counsel ignored red flags (DOC schizophrenia diagnosis, antipsychotic treatment, experts’ concerns) and failed to consult psychosis experts despite recommendation, prejudicing sentencing | State: counsel reasonably pursued intellectual‑disability strategy and presented mental‑health mitigation; alleged tactical choice | Court held counsel’s failure to investigate schizophrenia was unreasonable and prejudicial; granted conditional relief for new penalty-phase |
| Whether trial counsel were ineffective in investigating/presenting intellectual‑disability evidence | Pruitt: counsel failed in some respects | State: counsel did investigate and presented multiple experts and testing on intellectual disability | Court: did not find constitutionally ineffective assistance on the intellectual‑disability investigation theory (unnecessary to decide fully) |
| Whether prosecutorial misconduct in penalty closing and appellate counsel’s failure to raise it constituted ineffective assistance | Pruitt: prosecutor’s poem/ comparisons to notorious killers violated due process; appellate counsel ineffective for not raising it | State: argument was not constitutionally harmful or was waived | Court: rejected ineffective‑assistance claim based on prosecutorial argument and appellate counsel for that claim |
Key Cases Cited
- Atkins v. Virginia, 536 U.S. 304 (Eighth Amendment bars execution of intellectually disabled defendants)
- Hall v. Florida, 572 U.S. 701 (IQ score cutoffs must account for standard error; legal determinations informed by clinical standards)
- Strickland v. Washington, 466 U.S. 668 (standard for ineffective assistance of counsel)
- Rompilla v. Beard, 545 U.S. 374 (counsel must investigate known mitigation red flags)
- Wiggins v. Smith, 539 U.S. 510 (failure to investigate mitigation can be objectively unreasonable)
- Harrington v. Richter, 562 U.S. 86 (AEDPA deference; unreasonableness standard)
- Cullen v. Pinholster, 563 U.S. 170 (limits on habeas review of state-court records under AEDPA)
- Williams v. Taylor, 529 U.S. 362 (consider totality of mitigating evidence when assessing prejudice)
- Porter v. McCollum, 558 U.S. 30 (mitigation evidence adduced in habeas may alter prejudice analysis)
- McManus v. Neal, 779 F.3d 634 (7th Cir.) (discussion of Indiana statutory framework for intellectual disability)
- Overstreet v. Wilson, 686 F.3d 404 (7th Cir.) (contrast where counsel presented mental‑health mitigation and court found no prejudice)
