365 S.W.3d 438
Tex. App.2011Background
- Barth, a tenured professor at UH, reported Dean Stutts’s alleged fiscal improprieties to multiple UH officials, including the CFO and general counsel, in 1999.
- Barth knew UH System policy SAM required reporting suspected irregularities and warned of disciplinary action for failure to report criminal conduct.
- Stutts’s actions included entering into a public-relations contract without proper procurement, contributing to college deficits and procedural violations later found in an audit.
- Barth’s reports were followed by adverse actions: downgraded grantsmanship rating, denial of travel funds, withdrawal of Stutts’s symposium participation, and eventual cancellation of the 2000 symposium.
- Barth filed grievances (2000) alleging retaliation; internal processes failed to resolve the disputes; Barth then sued UH in 2001, alleging Whistleblower Act retaliation.
- A prior appeal held there were factual questions about timeliness and adverse actions; after remand in light of Lueck, court determined jurisdiction existed and affirmed the trial court’s judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Barth’s SAM violation report constitutes a good-faith law report | Barth reported a SAM violation to an enforceable authority. | SAM is not a 'law' under the Whistleblower Act, and report to Harris may not be to an appropriate authority. | Yes; SAM is a 'law' and Harris is an appropriate authority; jurisdiction exists. |
| Whether SAM violations constitute a 'law' under the Whistleblower Act | SAM, as promulgated by the Board of Regents, functions as a law for purposes of the Act. | SAM may not have been properly adopted as a governing law capable of support under the Act. | SAM is a 'law' under the Whistleblower Act; Barth reported a SAM violation as a protected disclosure. |
| Whether Barth reported to an appropriate law enforcement authority | Harris had authority to enforce SAM provisions and Barth reported to him for that enforcement. | Authority to enforce SAM provisions was not clearly shown for Harris. | Barth’s report to Harris constitutes reporting to an appropriate authority; jurisdiction attaches. |
Key Cases Cited
- Lueck v. State, 290 S.W.3d 876 (Tex. 2009) (elements determine both jurisdiction and liability for whistleblower claims)
- Barth v. Univ. of Houston, 313 S.W.3d 817 (Tex. 2010) (remanded to determine jurisdiction under Lueck framework)
- Barth v. Univ. of Houston, 265 S.W.3d 607 (Tex. App.—Houston [1st Dist.] 2008) (addressed timeliness and sufficiency of whistleblower grounds prior to remand)
- Fazekas v. Univ. of Houston, 565 S.W.2d 299 (Tex. App.—Houston [1st Dist.] 1978) (Board-enacted rules may function as law)
- Needham v. Texas Dep’t of Transp., 82 S.W.3d 314 (Tex. 2002) (good-faith standard for reporting violations)
- Wichita County v. Hart, 917 S.W.2d 779 (Tex. 1996) (two-part good-faith standard for belief and reasonableness)
- Tex. Ass’n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440 (Tex. 1993) (jurisdictional questions may be raised on appeal)
