Terrance Nelson Cates v. Zeltiq Aesthetics, Inc.
73 F.4th 1342
11th Cir.2023Background
- CoolSculpting is a Class II prescription medical device that uses cryolipolysis to reduce fat; a rare adverse effect is paradoxical adipose hyperplasia (PAH), which enlarges treated fat and often requires surgery.
- Terrance Cates received multiple CoolSculpting cycles in 2018; months later he developed PAH confirmed by physicians who recommended liposuction.
- Zeltiq warned medical providers in its user manual and training slides about PAH (describing enlarged, firm adipose tissue that may require surgical intervention) and provided a patient consent form warning of PAH that Cates signed.
- Cates sued Zeltiq in Florida state law claims for failure to warn, design defect, negligence, negligent misrepresentation, and fraud; the district court granted summary judgment for Zeltiq on all claims.
- The Eleventh Circuit affirmed: it held Zeltiq’s warnings were legally adequate as directed to learned intermediaries and that Cates failed to show a design defect under either consumer-expectations or risk-utility frameworks.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Failure to warn — adequacy of warnings about PAH | Cates: warnings were legally inadequate because they did not convey the severity/nature of PAH and Nurse Practitioner Bucci misunderstood the risk | Zeltiq: warnings in manual, training, and patient consent accurately, clearly, and unambiguously described PAH and the need for possible surgery; warnings are directed to learned intermediaries | Warning was adequate as a matter of law; learned intermediary doctrine applies; nurse practitioner's misunderstanding does not make manufacturer's warnings unreasonable |
| Design defect — applicable test and proof of defect | Cates: consumer expectations test should apply (CoolSculpting marketed to consumers), and device failed his expectations | Zeltiq: risk-utility applies to complex/medical devices and, in any event, Cates has no evidence of a reasonable alternative design or other proof of defect | Court did not decide which test governs medical devices but held Cates’s claim fails under either test — no evidence of design defect or alternative design; summary judgment affirmed |
Key Cases Cited
- Felix v. Hoffmann-LaRoche, 540 So. 2d 102 (Fla. 1989) (warning may be adjudicated adequate as a matter of law when "accurate, clear, and unambiguous")
- Eghnayem v. Bos. Sci. Corp., 873 F.3d 1304 (11th Cir. 2017) (learned intermediary rule: duty to warn physicians who prescribe/use device)
- Upjohn Co. v. MacMurdo, 562 So. 2d 680 (Fla. 1990) (label adequate where it put reasonable medical professional on notice of plaintiff’s symptoms)
- Aubin v. Union Carbide Corp., 177 So. 3d 489 (Fla. 2015) (Florida favors consumer-expectations test over categorical adoption of Third Restatement risk-utility)
- Cavanaugh v. Stryker Corp., 308 So. 3d 149 (Fla. 4th DCA 2020) (distinguished Aubin for complex/medical devices and applied risk-utility for device accessible only through medical professionals)
- Farias v. Mr. Heater, Inc., 684 F.3d 1231 (11th Cir. 2012) (objective "reasonable person" standard governs warning adequacy)
