SWALLERS v. DONAVAN
1:15-cv-01649
S.D. Ind.Mar 10, 2016Background
- Plaintiff Brent Allen Swallers owned residential properties at 539 and 541 S. Auburn St., Indianapolis; DCE inspectors Daniel Donavan and Nicoson Gebert and IMPD Officer Bradley Sollars inspected those properties for code violations.
- Gebert photographed alleged exterior code violations visible from the public street on Aug. 13, 2015 and again on Sept. 1, 2015; Swallers confronted Gebert and was later told by Officer Sollars that Gebert was on public right-of-way taking pictures.
- Swallers previously sued Donavan and the Marion County Department of Code Enforcement in state court for alleged trespass arising from March 26, 2014; that suit was dismissed for failure to give ITCA notice and was not appealed.
- Swallers filed the federal complaint on Sept. 2, 2015 asserting state torts (trespass, theft, extortion) and federal claims (including a Fourth Amendment search/seizure claim and § 1983 allegations).
- Defendants moved for summary judgment; Swallers, proceeding pro se, did not respond, so the court treated the defendants’ factual statements as admitted for purposes of the motion.
- The court addressed jurisdiction, claim preclusion (res judicata), scope of § 1983, lack of a Fourth Amendment predicate for the 2015 inspections, and whether to retain supplemental jurisdiction over state-law claims.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Subject-matter jurisdiction | Complaint invokes diversity and federal constitutional rights | No diversity exists; but federal question jurisdiction exists via § 1983 for colorable federal claims | Court has federal-question jurisdiction over asserted federal claims and may exercise supplemental jurisdiction over related state claims |
| Preclusion / res judicata for March 26, 2014 claims | Claims based on March 26, 2014 trespass are repeated here | State-court judgment precludes claims that were or could have been litigated there | Claims accruing on March 26, 2014 are precluded by res judicata (state judgment) |
| § 1983 liability for violations of Indiana law | State-law torts (trespass, theft, extortion) also constitute § 1983 violations | § 1983 does not create rights based on state law; it vindicates federal rights only | Grant: § 1983 cannot be used to enforce violations of Indiana law; those § 1983 claims fail |
| Fourth Amendment claim for Aug./Sept. 2015 inspections | Defendants conducted searches/seizures of plaintiff's property | Defendants remained on public right-of-way and did not enter plaintiff's property | Grant: No factual predicate for Fourth Amendment violation; summary judgment for defendants |
Key Cases Cited
- Anderson v. Liberty Lobby, 477 U.S. 242 (summary-judgment standard for material facts)
- Scott v. Harris, 550 U.S. 372 (genuine dispute test where video contradicts nonmoving party)
- Celotex Corp. v. Catrett, 477 U.S. 317 (summary judgment burden-shifting framework)
- Smith v. Lamz, 321 F.3d 680 (failure to respond to summary-judgment materials results in admissions)
- Waldridge v. American Hoechst Corp., 24 F.3d 918 (consequences of nonresponse to summary judgment)
- Koszola v. Board of Education of City of Chicago, 385 F.3d 1104 (resolving summary judgment on movant's statement of facts)
- Hart Steel Co. v. R.R. Supply Co., 244 U.S. 294 (policy supporting finality of judgments)
- Federated Dep't Stores, Inc. v. Moitie, 452 U.S. 394 (public interest in res judicata)
- Parklane Hosiery Co. v. Shore, 439 U.S. 322 (doctrine of res judicata/claim preclusion)
- Albright v. Oliver, 510 U.S. 266 (§ 1983 vindicates federal rights, not state-law wrongs)
- Scott v. Edinburg, 346 F.3d 752 (§ 1983 protects constitutional, not state-law, violations)
- Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343 (declining supplemental jurisdiction after federal claims dismissed)
- Williams v. Rodriguez, 509 F.3d 392 (factors for retaining or declining supplemental jurisdiction)
- Penobscot Nation v. Georgia-Pacific Corp., 254 F.3d 317 (colorable federal claim confers subject-matter jurisdiction)
- Jackson v. City of Joliet, 715 F.2d 1200 (use of § 1983 for state actors acting under color of state law)
