Sullivan v. Wilson
673 F. App'x 855
| 10th Cir. | 2016Background
- Monty Sullivan was convicted in Wyoming of two counts of sexual abuse of a minor; the Wyoming Supreme Court affirmed on direct appeal (issue: prosecutorial misconduct).
- Sullivan filed state post-conviction relief claiming ineffective assistance of trial counsel; the state trial court found the claims procedurally barred for not having been raised on direct appeal and concluded the ineffective-assistance claims lacked merit.
- The Wyoming Supreme Court denied certiorari. Sullivan then filed a federal habeas petition under 28 U.S.C. § 2254; the district court dismissed it as procedurally defaulted and denied a certificate of appealability (COA).
- Sullivan sought a COA from the Tenth Circuit to appeal the district court’s dismissal.
- The Tenth Circuit examined whether the state procedural bar was independent and adequate and, finding the state court’s procedural ruling relied on an antecedent federal-law merits determination, proceeded to review the ineffective-assistance claims on the merits under AEDPA standards.
- The court held the state-court adjudication was reasonable: trial counsel’s strategic choices (no expert on a non-admitted video, cross-examination of the victim, reliance on available medical records, and objections that were overruled) did not satisfy Strickland; cumulative-error claim also failed. COA denied and appeal dismissed.
Issues
| Issue | Plaintiff's Argument (Sullivan) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether Wyoming procedural bar is an independent and adequate state ground preventing federal review | State trial court’s procedural dismissal should bar federal review | State argued Sullivan’s claims were barred for not raising them on direct appeal | Tenth Circuit: procedural ruling depended on an antecedent federal merits ruling, so it was not independent; court reached merits |
| Whether trial counsel was ineffective for not obtaining an expert to review a video interview | Failure to obtain expert undermined ability to challenge victim’s statements | Video was not shown to jury; counsel cross-examined the victim and exposed weaknesses | Held: counsel’s decision reasonable; no Strickland prejudice |
| Whether counsel was ineffective for failing to contact the victim’s doctor or produce medical evidence | Doctor would have testified victim showed no signs of abuse; counsel’s failure prejudiced defense | No supporting statements from doctor; medical record offered was from long after incidents | Held: petitioner failed to show state court unreasonably rejected this claim |
| Whether counsel was ineffective for failing to suppress confession as involuntary | Confession was coerced or involuntary | Defendant was Mirandized, two-hour interview, no physical coercion; totality did not show involuntariness | Held: not reasonably probable suppression would have succeeded; no Strickland relief |
| Whether counsel failed by not objecting to prejudicial testimony about dismissed charge | Testimony about related conduct was prejudicial and should have been excluded | Counsel objected at trial and was overruled; questioned testimony admissible for non-character purpose | Held: counsel acted, and evidence was admissible for its limited purpose; no ineffective assistance |
| Whether cumulative errors warrant relief | Combined errors undermined trial fairness | Individual claims lacked merit; cumulatively insufficient | Held: no cumulative prejudice sufficient for relief |
Key Cases Cited
- Slack v. McDaniel, 529 U.S. 473 (standard for COA where claims dismissed on procedural grounds)
- Strickland v. Washington, 466 U.S. 668 (two-prong test for ineffective assistance of counsel)
- Ake v. Oklahoma, 470 U.S. 68 (state procedural rule is not independent if it rests on antecedent federal-law ruling)
- Harrington v. Richter, 562 U.S. 86 (presumption that state court adjudicated claims on the merits when it issues a summary ruling)
- Cargle v. Mullin, 317 F.3d 1196 (when state court denies relief on federal merit, AEDPA deference applies)
- Neill v. Gibson, 278 F.3d 1044 (assessment of appellate counsel’s effectiveness looks to merits of omitted issues)
- Thacker v. Workman, 678 F.3d 820 (federal courts ordinarily will not review claims defaulted on independent and adequate state grounds)
- Maes v. Thomas, 46 F.3d 979 (independence of state procedural rulings)
- United States v. Lopez, 437 F.3d 1059 (factors for voluntariness of statements)
- Harris v. Reed, 489 U.S. 255 (state-court alternative holdings and federal review)
- Bonney v. Wilson, 817 F.3d 703 (review of last reasoned state-court decision)
- Montez v. Hickenlooper, 640 F.3d 1126 (prison mailbox rule for timely filing)
