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Sullivan v. Wilson
673 F. App'x 855
| 10th Cir. | 2016
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Background

  • Monty Sullivan was convicted in Wyoming of two counts of sexual abuse of a minor; the Wyoming Supreme Court affirmed on direct appeal (issue: prosecutorial misconduct).
  • Sullivan filed state post-conviction relief claiming ineffective assistance of trial counsel; the state trial court found the claims procedurally barred for not having been raised on direct appeal and concluded the ineffective-assistance claims lacked merit.
  • The Wyoming Supreme Court denied certiorari. Sullivan then filed a federal habeas petition under 28 U.S.C. § 2254; the district court dismissed it as procedurally defaulted and denied a certificate of appealability (COA).
  • Sullivan sought a COA from the Tenth Circuit to appeal the district court’s dismissal.
  • The Tenth Circuit examined whether the state procedural bar was independent and adequate and, finding the state court’s procedural ruling relied on an antecedent federal-law merits determination, proceeded to review the ineffective-assistance claims on the merits under AEDPA standards.
  • The court held the state-court adjudication was reasonable: trial counsel’s strategic choices (no expert on a non-admitted video, cross-examination of the victim, reliance on available medical records, and objections that were overruled) did not satisfy Strickland; cumulative-error claim also failed. COA denied and appeal dismissed.

Issues

Issue Plaintiff's Argument (Sullivan) Defendant's Argument (State) Held
Whether Wyoming procedural bar is an independent and adequate state ground preventing federal review State trial court’s procedural dismissal should bar federal review State argued Sullivan’s claims were barred for not raising them on direct appeal Tenth Circuit: procedural ruling depended on an antecedent federal merits ruling, so it was not independent; court reached merits
Whether trial counsel was ineffective for not obtaining an expert to review a video interview Failure to obtain expert undermined ability to challenge victim’s statements Video was not shown to jury; counsel cross-examined the victim and exposed weaknesses Held: counsel’s decision reasonable; no Strickland prejudice
Whether counsel was ineffective for failing to contact the victim’s doctor or produce medical evidence Doctor would have testified victim showed no signs of abuse; counsel’s failure prejudiced defense No supporting statements from doctor; medical record offered was from long after incidents Held: petitioner failed to show state court unreasonably rejected this claim
Whether counsel was ineffective for failing to suppress confession as involuntary Confession was coerced or involuntary Defendant was Mirandized, two-hour interview, no physical coercion; totality did not show involuntariness Held: not reasonably probable suppression would have succeeded; no Strickland relief
Whether counsel failed by not objecting to prejudicial testimony about dismissed charge Testimony about related conduct was prejudicial and should have been excluded Counsel objected at trial and was overruled; questioned testimony admissible for non-character purpose Held: counsel acted, and evidence was admissible for its limited purpose; no ineffective assistance
Whether cumulative errors warrant relief Combined errors undermined trial fairness Individual claims lacked merit; cumulatively insufficient Held: no cumulative prejudice sufficient for relief

Key Cases Cited

  • Slack v. McDaniel, 529 U.S. 473 (standard for COA where claims dismissed on procedural grounds)
  • Strickland v. Washington, 466 U.S. 668 (two-prong test for ineffective assistance of counsel)
  • Ake v. Oklahoma, 470 U.S. 68 (state procedural rule is not independent if it rests on antecedent federal-law ruling)
  • Harrington v. Richter, 562 U.S. 86 (presumption that state court adjudicated claims on the merits when it issues a summary ruling)
  • Cargle v. Mullin, 317 F.3d 1196 (when state court denies relief on federal merit, AEDPA deference applies)
  • Neill v. Gibson, 278 F.3d 1044 (assessment of appellate counsel’s effectiveness looks to merits of omitted issues)
  • Thacker v. Workman, 678 F.3d 820 (federal courts ordinarily will not review claims defaulted on independent and adequate state grounds)
  • Maes v. Thomas, 46 F.3d 979 (independence of state procedural rulings)
  • United States v. Lopez, 437 F.3d 1059 (factors for voluntariness of statements)
  • Harris v. Reed, 489 U.S. 255 (state-court alternative holdings and federal review)
  • Bonney v. Wilson, 817 F.3d 703 (review of last reasoned state-court decision)
  • Montez v. Hickenlooper, 640 F.3d 1126 (prison mailbox rule for timely filing)
Read the full case

Case Details

Case Name: Sullivan v. Wilson
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Dec 21, 2016
Citation: 673 F. App'x 855
Docket Number: 16-8101
Court Abbreviation: 10th Cir.