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37 F.4th 825
2d Cir.
2022
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Background

  • In 2007 Stone was indicted for racketeering-related offenses including conspiracy to commit second-degree murder (Count 11), second-degree murder (Count 12), and a § 924(c) firearms charge (Count 13) predicated on Counts 11 and 12.
  • At trial Stone shot and killed Jamel Washington; the jury convicted Stone on Counts 1, 11, 12, and 13 and found the racketeering acts proved.
  • The district court instructed the jury that both Counts 11 and 12 qualified as "crimes of violence" for the § 924(c) charge but did not require the jury to be unanimous about which predicate it relied on for Count 13; the jury returned a general guilty verdict on Count 13.
  • Stone was initially sentenced to concurrent life terms on Counts 11 and 12 and a consecutive 300 months on Count 13; after a Miller challenge he was resentenced in 2014 to concurrent 120 months on Counts 1, 11, 12 and 300 months consecutive on Count 13.
  • Following Davis (which invalidated § 924(c)’s residual clause), Stone filed a § 2255 petition arguing his § 924(c) conviction was unlawful because (a) conspiracy to murder is not a crime of violence and the jury may have relied on it, and (b) second-degree murder likewise does not categorically qualify; the district court denied relief and granted a certificate of appealability.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Stone's § 924(c) conviction must be vacated because the jury may have relied on conspiracy to murder, which is not a "crime of violence" after Davis Stone: conviction invalid because one predicate (conspiracy to murder) is not a crime of violence and jury returned a general verdict Gov't: harmless-error review of the record shows jury necessarily found facts establishing the valid predicate (substantive murder) Held: No prejudice; error harmless. Proper review examines the record (not the categorical approach) and shows jury convicted on valid predicate beyond a reasonable doubt
Whether second-degree murder in aid of racketeering (N.Y. Penal Law § 125.25(1)) categorically qualifies as a "crime of violence" under § 924(c)(3)(A) Stone: murder can be committed by omission, so it might not require the use of physical force and therefore may not categorically be a crime of violence Gov't: Second-degree murder necessarily involves the use of physical force; Scott controls Held: Second-degree murder is categorically a crime of violence under § 924(c) (Scott binding)

Key Cases Cited

  • Miller v. Alabama, 567 U.S. 460 (2012) (mandatory life without parole for juveniles invalid)
  • Davis v. United States, 139 S. Ct. 2319 (2019) (struck § 924(c)(3)(B) residual clause as unconstitutionally vague)
  • Hedgpeth v. Pulido, 555 U.S. 57 (2008) (general verdict may be invalid when jury instructed on alternative insufficient theories)
  • Brecht v. Abrahamson, 507 U.S. 619 (1993) (harmless-error standard for collateral review requires showing no substantial and injurious effect)
  • Yates v. United States, 354 U.S. 298 (1957) (constitutional error when jury returns general verdict on legally insufficient theories)
  • Taylor v. United States, 495 U.S. 575 (1990) (articulated the categorical approach for predicate-offense analysis)
  • United States v. Scott, 990 F.3d 94 (2d Cir. 2021) (en banc) (New York manslaughter/murder categorically violent under ACCA and analogous § 924(c) analysis)
  • Moncrieffe v. Holder, 569 U.S. 184 (2013) (categorical approach and focusing on statutory elements)
  • Mathis v. United States, 579 U.S. 500 (2016) (distinguishing elements from means in categorical analysis)
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Case Details

Case Name: Stone v. United States
Court Name: Court of Appeals for the Second Circuit
Date Published: Jun 21, 2022
Citations: 37 F.4th 825; 20-1778
Docket Number: 20-1778
Court Abbreviation: 2d Cir.
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