768 F.3d 1015
9th Cir.2014Background
- Deck (a CHP lieutenant) chatted online with a decoy posing as a 13‑year‑old (“Amy”), arranged to meet, drove to the meeting place, and was arrested at the park with a camera, MapQuest directions to the apartment, and condoms in his car.
- He was convicted in California of attempted lewd or lascivious act on a child (attempt), sentenced to jail and probation.
- At trial defense argued Deck lacked intent to commit a lewd act on the night of the meeting; defense emphasized the temporal element of attempt (that the intent must coincide with the overt act).
- In rebuttal the prosecutor repeatedly argued (incorrectly under California law, per the state appellate court) that the jury could convict if Deck merely took a direct step toward a plan to commit the lewd act at some point in the future (e.g., next day, next week).
- The California Court of Appeal concluded the prosecutor misstated the law but held the error harmless because the trial court gave correct jury instructions and the misstatement was isolated; the state supreme court denied review.
- On federal habeas the Ninth Circuit majority reversed: it found the misstatements went to the core defense, were not corrected, the jury sought clarification on the temporal issue, and under Brecht/O’Neal there is "grave doubt" about harmlessness — remanding for habeas relief (new trial unless state elects otherwise). Judge M. Smith dissented on AEDPA deference and harmlessness grounds.
Issues
| Issue | Plaintiff's Argument (Deck) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether prosecutor’s rebuttal misstated the law of attempt | Prosecutor argued jury could convict based on a future rendezvous plan; that misstatement negated an essential element (temporal intent) | Prosecutor’s comments were isolated, and the jury was correctly instructed on attempt | CCA: misstatement occurred but harmless; Ninth Circuit: misstatement was constitutional error because it was not corrected and went to the heart of the defense |
| Whether prosecutorial misstatement deprived Deck of due process under Darden | Misstatement so infected trial fairness that verdict is not worthy of confidence | State: jury instructions correctly stated law and juries are presumed to follow instructions (Weeks); thus no constitutional violation | Ninth Circuit: applying Darden and Brecht, found a constitutional trial error because of grave doubt about harmlessness |
| Standard of review under AEDPA and harmless‑error analysis | Relief warranted because state court’s harmlessness finding cannot substitute for Brecht review of constitutional error | State/Court of Appeal view: its harmlessness ruling presumptively resolves federal claim; federal court must defer under AEDPA | Ninth Circuit: applied Brecht/O’Neal to assess prejudice "without regard" to state court’s harmlessness determination and concluded relief appropriate |
| Effect of jury note and lack of corrective instruction | Jury asked to clarify whether defendant had to do anything that day or only "put it in play" — shows confusion and influence by prosecutor’s alternative theory | State: jury later restarted deliberations with a new juror and did not resubmit question; the written instructions were correct and presumed followed | Ninth Circuit: the note plus absence of an answer and conflicting statements left the court in "grave doubt" about harmlessness; reversible error absent waiver by state |
Key Cases Cited
- Darden v. Wainwright, 477 U.S. 168 (1986) (prosecutorial misconduct violates due process only if it so infects trial with unfairness as to deny due process)
- Brecht v. Abrahamson, 507 U.S. 619 (1993) (habeas relief requires showing that trial error had substantial and injurious effect or influence on verdict)
- Fry v. Pliler, 551 U.S. 112 (2007) (Brecht harmless‑error standard governs federal habeas review of trial errors and subsumes AEDPA harmlessness review)
- O’Neal v. McAninch, 513 U.S. 432 (1995) (if conscientious judge has "grave doubt" about harmlessness, petitioner must prevail)
- Weeks v. Angelone, 528 U.S. 225 (2000) (jurors presumed to follow a court’s instructions)
- Boyde v. California, 494 U.S. 370 (1990) (arguments of counsel generally carry less weight than court instructions; misstatements of law can be corrected by court instruction)
