366 P.3d 353
Or. Ct. App.2015Background
- Defendant appeals a conviction for one count of first-degree sexual abuse of his stepdaughter.
- Before trial, defendant sought in camera review of DHS juvenile dependency records; the court denied the motion with leave to renew.
- Defendant also moved to exclude a video CARES interview of the victim; the court denied the motion and the video was shown at trial and in the jury room during deliberations.
- Victim, born in 1998, was in foster care after DHS removal from her mother in 2009; she spent weekends at defendant’s home and later lived with him.
- DHS disclosed its investigation records but withheld noninvestigatory confidential records; the prosecutor possessed DHS investigation records and disclosed them to defendant.
- The contested records concern preexisting foster care/child-dependency history, not the substantiated abuse investigation itself.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether defendant was entitled to in camera review of DHS records | Defendant asserts statutory and constitutional entitlement to in camera review. | Warren/135.815/135.873 require in camera review for related records. | No statutory or constitutional entitlement; records not in prosecutor’s control. |
| Whether ORS 135.815/135.873 compelled in camera review | These statutes allow discovery of favorable material regardless of confidentiality. | They require in camera inspection when confidential DHS foster care records may be favorable. | Do not require in camera review here; records confidential and outside prosecutor’s control. |
| Constitutional rights to compulsory process/confrontation and due process | Defendant argues rights require disclosure for cross-examination and fair trial. | Rights entitle pretrial access to DHS records for defense. | Rights not violated; records not in prosecutor’s possession and disclosure was not required pretrial. |
| Admission of CARES interview video and presence in jury room | Video testimony should be excluded as hearsay/confrontation violation; jury-room presence improper under OEC 403. | Video testimony violates ORS 136.420 and OEC 403; placement in jury room improper. | Video properly admitted under ORS 136.420 and OEC 403; jury-room use approved by precedent. |
Key Cases Cited
- State v. Divito, 330 Or 319 (2000) (discovery standards; legal error review standard cited)
- State v. Warren, 304 Or 428 (1987) (prosecutor control of records; discovery scope)
- State ex rel Dept. of Human Services v. Hinds, 191 Or App 78 (2003) (CSD/DHS confidentiality considerations)
- State ex rel Dugan v. Tiktin, 313 Or 607 (1992) (confidentiality of DHS records; mandamus discussion)
- State v. Heisler, 106 Or App 7 (1991) (in camera review and good cause; due process)
- State v. Rascon, 269 Or App 844 (2015) (video testimony admissibility under ORS 136.420)
- State v. Disney, 260 Or App 685 (2014) (jury access to videotaped testimony during deliberations)
- State v. Evans, 260 Or App 270 (2013) (limited use of evidentiary privileges in child-abuse cases)
- State v. Sagner, 18 Or App 464 (1974) (limitations on review of voluminous records)
- State v. Koennecke, 274 Or 169 (1976) (discovery and materiality requirements)
