898 N.W.2d 642
Minn.2017Background
- Defendant Berry Alan Willis was convicted of aggravated forgery; at sentencing the court reserved restitution and later ordered restitution after a post‑sentencing hearing under Minn. Stat. § 611A.045, subd. 3(b).
- Willis requested a restitution hearing to challenge the amount; at that hearing the State offered documents and emails to prove victims’ losses, and Willis objected on hearsay/evidentiary grounds.
- The district court overruled Willis’s objections, admitting the challenged exhibits on the ground that the Rules of Evidence did not strictly apply to restitution hearings.
- The court of appeals affirmed, reasoning restitution is part of sentencing and Minn. R. Evid. 1101(b)(3) exempts sentencing from the Rules of Evidence.
- The Minnesota Supreme Court granted review to decide whether Minn. R. Evid. 1101(b)(3) excludes restitution hearings from the Rules of Evidence.
- The Supreme Court reversed the court of appeals, holding the Rules of Evidence apply to restitution hearings under § 611A.045, subd. 3(b), because those hearings are not among the miscellaneous proceedings expressly excluded by Rule 1101(b)(3).
Issues
| Issue | Willis’s Argument | State’s Argument | Held |
|---|---|---|---|
| Whether Minn. R. Evid. 1101(b)(3) excludes restitution hearings from the Minnesota Rules of Evidence | Restitution hearings are not listed in Rule 1101(b)(3); they are fact‑finding hearings under § 611A.045 and thus the Rules of Evidence apply | Restitution is part of sentencing, and Rule 1101(b)(3) exempts sentencing, so restitution hearings fall outside the Rules of Evidence | The Rules of Evidence apply to restitution hearings because Rule 1101(b)(3) does not expressly exclude them; restitution hearings are fact‑finding proceedings distinct from the sentencing pronouncement |
Key Cases Cited
- State v. Sanchez-Sanchez, 879 N.W.2d 324 (Minn. 2016) (defined “sentencing” for Rule 1101(b)(3) as the proceeding where the judge hears sentencing arguments and pronounces sentence)
- State v. Rodriguez, 754 N.W.2d 672 (Minn. 2008) (held Rules of Evidence apply to Blakely-type sentencing trials because such trials were not listed in Rule 1101(b)(3))
- State v. Borg, 834 N.W.2d 194 (Minn. 2013) (recognized restitution as part of a defendant’s sentence for appeal‑timeliness purposes)
- State v. Stone, 784 N.W.2d 367 (Minn. 2010) (standard: interpret evidentiary‑rule language de novo)
- State v. Dahlin, 753 N.W.2d 300 (Minn. 2008) (words and phrases in procedural rules are construed according to common usage)
- Blakely v. Washington, 542 U.S. 296 (2004) (distinguishes sentencing trials that find aggravating facts from ordinary sentencing hearings)
