State v. Whitling
110 N.E.3d 63
| Ohio Ct. App. | 2018Background
- Whitling was charged in municipal court with violating a protection order (one of three related charges) and entered a guilty plea in exchange for dismissal of the other two counts.
- At arraignment defense counsel sought release on personal recognizance, citing serious medical problems and a history of brain injury; the court set $25,000 bond and Whitling remained jailed until later release.
- The court ordered a competency evaluation and a competency hearing; a psychologist evaluated Whitling and provided a written report to the court and defense counsel.
- At the September 7, 2016 proceeding the court discussed the evaluator’s report, orally stated Whitling was "competent to stand trial," but did not admit the report into evidence or journalize a formal competency finding.
- Whitling later pled guilty and was sentenced; on appeal he argued his plea was not knowing, intelligent, and voluntary because competency had not been determined in accordance with R.C. 2945.37–.38.
- The Twelfth District reversed and vacated the plea and sentence, remanding with instructions that the trial court determine competency in accordance with R.C. 2945.38(A). Judge Piper dissented.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court properly accepted Whitling’s guilty plea when competency had been raised but no journalized competency finding was entered | The State argued competency was addressed: an evaluation was done, counsel saw the report, a competency hearing opportunity occurred, and the court orally found him competent | Whitling argued the statutory procedures were not satisfied because the evaluation was not admitted as evidence at a hearing and the court failed to journalize a competency finding before accepting the plea, so the plea was not knowingly, intelligently, and voluntarily entered | Court reversed: although evaluation and a hearing opportunity existed, the court erred in accepting the plea without making a journalized competency determination per R.C. 2945.38(A) |
| Whether appellate court should address claimed sentencing errors (court costs and jail-time credit) | State would defend sentencing as lawful | Whitling raised errors in the sentencing entry (costs imposed without being spoken at hearing; failure to award jail-time credit) | Not reached: appellate court declined to address sentencing issues because plea/sentence were vacated after resolving the competency issue |
Key Cases Cited
- State v. Berry, 72 Ohio St.3d 354 (Ohio 1995) (defendant legally incompetent may not be tried)
- State v. Mincy, 2 Ohio St.3d 6 (Ohio 1982) (court speaks only through its journal entries)
- Cooper v. Oklahoma, 517 U.S. 348 (U.S. 1996) (limits on presumption of competence; presumption cannot substitute for evidence where indicia of incompetence exist)
- Medina v. California, 505 U.S. 437 (U.S. 1992) (standards for procedural rules affecting competency determinations)
- State v. Bock, 28 Ohio St.3d 108 (Ohio 1986) (harmless-error analysis when a competency hearing is not held)
- Eley v. Bagley, 604 F.3d 958 (6th Cir. 2010) (past brain injury alone insufficient indicia of present incompetency)
- State v. Hicks, 43 Ohio St.3d 72 (Ohio 1989) (appellate review of competency findings asks whether competent, credible evidence supports the finding)
