*1 sure, officials are entitled prison To be 2321, L.Ed.2d 271 302, 111 S.Ct. adoption (1991). in the “wide-ranging deference to policies practices and and execution of im- majority “[m]ost concludes preserve judgment are needed in their that Griffin the video establishes portantly, Albers, Whitley v. order.” internal Har- against both clearly struggling was 321-22, Hardrick em- Rutledge before U.S. drick (1986). I do not maneuver.” deference leg-sweep But such ployed L.Ed.2d 251 was the video shows Griffin agree that tak- review actions not insulate from “does extent to an struggling with officers legitimate pur- for no in bad faith and en juror could conclude that no reasonable juryA 1078. Id. at pose.” wantonly and mali- acted that Hardrick in portrayed the video viewing the events takedown. The performing in ciously Griffin attributes light in of the statements walking began that Griffin video does show reasonably conclude that could to Hardrick Hardrick, and that she resisted away from thought plausibly have Hardrick could grab her arm. Grif- attempt initial maneuver, the takedown the use of however, be- fin, that she did so contends neces- properly, executed although already sore and her arms were cause fact, that, it performed he sary, and bruisеd, caused grip that Hardrick’s if not of the solely pain, inflict even Indeed, Hardrick pain. her additional ultimately occurred. degree that him to “watch that Griffin told concedes arms.” [her] however, as to ambiguous,
The video struggle continuing whether Griffin and, if even at the time of the takedown was, plausibly Hardrick could she whether ELEY, Petitioner-Appellant, J. John necessary under thought have takedown approximately circumstances. In the BAGLEY, Warden, Margaret Rutledge when eight span from second Respondent-Appellee. Har other arm until took hold of Griffin’s maneuver, No. 06-4503. performed the takedown drick continuing to talk with can be seen Griffin Appeals, Court of United States aggressive physi with no the two officers Sixth Circuit. Rutledge cal movement. Hardrick Dec. 2008. Argued: forcefully, her forward sufficient pull then appears It to make her stumble. May Filed: Decided and regained almost her balance Griffin has En Rehearing Banc Rehearing and takedown, performs Hardrick when Denied June 2010.* continues to be restrained both and she Further, officers. no other arms area, and a third
inmates were
nearby observing
officer stood
corrections
Seiter, 501
ready
to intervene. See
(whether
con
Hadacek, Office of the Attorney Ohio Gen- eral, Columbus, Ohio, Appellee. SILER, CLAY, GIBBONS, Before: Circuit Judges.
GIBBONS, J., opinion delivered the court, SILER, J., joined. which CLAY, 971-77), (pp. J. delivered a separate dissenting opinion.
OPINION GIBBONS,
JULIA SMITH Circuit Judge.
Petitioner-appellant Eley John J. aggravated convicted Ohio of murder aggravated and robbery and sentenced to death. He appeals now the district court’s denial of his petition for a writ of habeas corpus, challenging the state trial court’s failure to conduct a competency hearing, his trial counsel’s effectiveness in develop- evidence, mitigation and the trial pan- el’s consideration of mitigation proof. For below, the reasons set forth we now affirm the district court’s decision and dismiss petition. habeas Ele/s
I.
The Ohio Supreme Court summarized the facts of the case as follows: During early August afternoon of 26, 1986, Eley visiting Melvin Green the home girlfriend of Grеen’s Youngstown. According to Eley, he and just Green were sitting around when Green suggested they go down to ARGUED: David Doughten, Lawrence Eley “Arab store.” and Green left Offices, Cleveland, Ohio, Law Appel- for proceeded house and path down a Hadacek, lant. Sarah A. Office of the ohio through leading Sinjil the woods to the General, Attorney Columbus, Ohio, for Ap- Market. Along way, Green showed pellee. ON BRIEF: Eley David Lawrence gun,” “Black Snub nose and told Offices, Doughten, Cleveland, Ohio, Law Eley he going “was to take the Arab Helmick, Jeffrey James Helmick & Hoola- store, off.” Since the proprietor of the han, Toledo, Ohio, Appellant. Aydah, face, Sarah A. Eley Ihsan knew Green’s during the interview and was drugs rob the store go alone and
agreed “passive.” “very calm” and waited outside. while Green jury Eley on one grand indicted Aydah told Eley the store and entered spec- with a aggravated count of murder turn and face up hands and to put committed ification that the murder was Eley Ay- had told the wall. Green after, counter, immediately the com- during, or the store gun had a under dah (R.C. aggravated robbery an and mission of his hands Aydah when lowered so 2929.04[A][7]), Eley was the counter, Eley fired under the went This count also car- principal offender. Eley claimed that he aimed shot. addition, However, In specification. ried a firearm the shot Aydah’s shoulder. head, aggra- count of was indicted on one Aydah right hit on the side of (R.C. robbery the ear- 2911.01[A][1] four inches above vated approximately (R.C. [2]) day conspiracy of shock one count of Aydah lobe. died next 2923.01[A]). gunshot wound Each a fire- hemorrhage due to count carried to the head. arm specification. gun, fired the Green right
Just before In waived his May *5 shot, the entered the store. After a jury opted a trial and for a trial before got and Green ran behind the counter Eley pled guilty not three-judge panel. Aydah’s register. into the cash He took him, charges against thereby to the Aydah lay on the wallet while wounded withdrawing plea guilty by a of not prior store, floor. As the two left the Green insanity.... reason of bag with the gave Eley paper a brown three-judge Trial was held before a According Eley, to money and wallet. 11-12, 1987, the panel May on but de- street, path the they up “got went the present any chose not to evidence. fense up and run the woods.” Eley guilty aggravat- panel found of murder, rоbbery, the fel- aggravated
ed murder, Eley days Several after the capital specification, and ony-murder police at Youngstown was arrested specifications, three firearm two of the girlfriend, the of his cousin’s residence guilty conspiracy. but arrest, Eley After his Carlotta Skinner. During mitigation hearing, the several split that he had police told and Green family Eley’s on be- members testified money robbery, taken in the which mother, Eley’s Joseph, half. di- Cecilia However, Eley later was around $700. Eley’s Eley sev- vorced father when gave money back to Green “because old, eight years en or and stated that all him he had to he said it was on and relationship a Eley had “not much” of get out.” Joseph with his father. testified on night her second hus-
Christmas arrested, drinking began volun- band had been and chok- being [After i]n time, At that tary Eley daughter. that he her and her statement admitted Market, with a Sinjil Eley stabbed the second husband and Green had robbed the Joseph him. testi- Aydah. arresting stop knife order to [The and he shot high Eley dropped fied that out Eley ap- testified that did not officer] grade, ninth but later en- influence of alcohol school pear to be under the Green, cоunsel, including testimony against an offer of According 1. to an affidavit of trial charge voluntary manslaughter with a six- Eley accept various before trial refused to Eley's year plea sentence. offers that were conditioned on Eley’s petition for a writ of certio Corps and learned to be 654. tered the Job Eley money sent home to his Supreme welder. rari Court denied. time, during gave this her mother Ohio, 1124, 117 Eley v. help paying her finish for
money to
(1997).
Joseph stated
nursing school.
Eley
petition
post-conviction
filed a
drugs
Eley
problems
has had
with
while
§
Revised
relief under Ohio
Code
2953.21
alcohol,
person
he is a better
when
September
on
1996. The
court
state
not under the influence. She char-
he is
evidentiary hearing
an
Eley’s
conducted
on
oriented,”
Eley as “church
acterized
competency
Eley’s
but denied
motion for a
again.”
had been “born
believed he
competency
ground
determination on the
sister,
Eley’s
Laury,
Susan
testified
right
competent
that he had no
to be
in a
Eley
helped
family
finan-
post-conviction proceeding. The court
cially
Corps,
while he was in the Job
post-conviction
April
then denied
relief on
sweet,
normаlly
“quiet,
Eley,
1999. State v.
No. 86-CR-484
any-
hurt
gentle person that wouldn’t
(Ohio
1,1999).
Apr.
Eley time-
Ct.Com.Pl.
body.”
ly appealed, but
the Seventh District
Darnall,
Douglas
psy-
Dr.
a clinical
affirmed
trial
Appeals
Court
court’s
chologist,
found
of borderline
be
post-conviction petition
dismissal of the
on
him in
intelligence, and ranked
Eley,
November
99-
State
No.
percentile
twelfth
on the Wechsler Adult
(Ohio
CA-109, 2001
Ct.App.
WL
Darnall,
Intelligence
According
Test.
Nov.
The Ohio
history
has a
of chronic alcohol and
jurisdiction
abuse,
declined to exercise
over
polysubstance
but exhibited “no
major
psychosis
post-conviction petition.
evidence of
defective
State v.
*6
addition,
In
Darnall
1506,
disorder.”
testified Eley, 94 Ohio St.3d
Eley timely appealed and now raises
362,
Taylor,
sult.”
529 U.S.
Williams
granted a
three issues. The district court
(“COA”)
120 S.Ct.
A adjudication state court is 722, 750, 2546, 115 “contrary to” L.Ed.2d 640 Supreme precedent Court (1991). 2254(d)(1) circuit, § under “if ar In this to determine the state court rives at a opposite conclusion to that a claim proce- whether federal has been
965
defaulted,
III.
apply
three-prong
we
durally
Smith, 785 F.2d
Maupin
out in
v.
test laid
A.
Cir.1986):
(6th
135
first address
claim of
We
First,
court must determine
deprivation
process by
of due
the state
rule that is
procedural
there is a state
panel’s
competen
trial
failure to conduct a
claim and
petitioner’s
to the
applicable
cy hearing.
due-proсess right
“The
to a
comply with
petitioner
that the
failed to
by
fair trial
violated
a court’s failure to
is
Second,
must de-
the rule....
the court
proper competency hearing
hold
where
actually
cide whether the state courts
there is substantial evidence that
defen
procedural
the state
sanc-
enforced
incompetent.”
dant
v.
Filiaggi
Bagley,
is
Third, the court must decide
tion ....
(6th Cir.2006)
851,
(citing
445 F.3d
858
procedural
the state
forfeiture
whether
Robinson,
375, 385-86,
Pate v.
383 U.S.
86
“adequate
independent”
an
state
is
(1966)).
S.Ct.
A de
rely
ground on which the state can
adjudged competent
fendant can be
foreclose review of a federal constitu-
if
present
stand trial
he has “sufficient
tional claim....
ability
lawyer
to consult with his
with a
(6th
Mohr,
v.
417
Jacobs
degree
reasonable
of rational understand
Cir.2001)
Maupin, 785 F.2d at
(quoting
whether he has a rational as well
—and
procedural
If the state
rule was
understanding
proceed
as factual
of the
an
complied with and that rule was
“ade
against
Dusky
him.”
v.
ings
United
independent” ground
for de
quate
States,
402, 402,
S.Ct.
fault,
if the
may
we
still excuse the default
(1960)
curiam).
(per
L.Ed.2d 824
“[Evi
petitioner can demonstrate “that there
behavior,
of a
irrational
dence
defendant’s
procedural
for him not to follow the
‘cause’
trial,
prior
his demeanor
medi
actually prejudiced
that he was
rule and
opinion
competence
cal
on
to stand trial
error.” Mau
alleged
constitutional
in determining
are all relevant
whether
Cole, 2
F.2d at 138. In State v.
pin, 785
inquiry
required,
further
but
... even
(1982),
443 N.E.2d
Ohio St.3d
standing
may,
one of these factors
alone
held that res
“the Ohio
circumstances,
Drope
be sufficient.”
some
judicata
proper
upon
is a
basis
which to
Missouri,
U.S.
an ineffective-assistance claim a
dismiss
(1975).
896,
Eley,
(6th Wingo, (quoting Conner post-conviction petition, state where the (6th Cir.1970)). F.2d The cоurt Ohio held that the claims were by Eley from the state proffered by judicata. res Eley, barred 2006 WL virtually post-conviction proceedings has Therefore, at *28. the district psychological probative no value. court that this claim procedurally held by Darnall Eley performed evaluation of defaulted. Id. A review of the state court just Eley’s sentencing hearing, before opinions only partially reveals this is true. compe which he was sane and concluded post-conviction The state court found that tent, probative compe is far more of his Eley’s only portion claim—that coun- tency at trial than examinations conducted hiring sel was ineffective for not a toxicolo- nearly years Although ten later. the Ohio gist pharmacologist by barred res Supreme holding Court’s was that the fail —was judicata because it was not based on evi- competency hearing ure to conduct a “was dence outside the record and therefore harmless,” the was still based on decision could have appeal. been raised on direct fails to finding the critical “the record However, Eley, 2001 WL at *10. incompetency.” reveаl indicia of sufficient court of appeals did reach the rest of Eley, finding 672 N.E.2d 650. This did Eley’s assistance claim on the ineffective application an not involve unreasonable merits and found that he had not shown clearly prece established evidence uncovered further dent, and we therefore affirm the district investigation would have not been cumula- court on this issue. tive to the evidence disclosed the PSR. B. *9, Therefore, *12. Id. we review rest of claim of ineffective second claim is assistance ineffectively by failing counsel on the merits.2 performed counsel caution,” Eley, rejected it. 2. "Out of an abundance of the dis- in the alternative See did the merits of this claim 2006 WL at *28-31. trict court reach *10 968 shaw, (6th Cir.2007) 442, forth Court set 454 Mitchell, 392, assistance of coun (quoting
the test for ineffective
v.
441
Broom
F.3d
(6th Cir.2006)) (internal
Washington,
v.
sel
Strickland
quotation
410
(1984).
omitted).
104 S.Ct.
The Ohio
Ap-
marks
Court of
(1)
claim, Eley
To establish this
must show
peals’s
hinged
treatment of this claim
on
performance
counsel’s
was defi
his
Eley
this last issue—the court
found
(2)
cient,
deficiency preju
and
could not
the new
prof-
show
evidence he
687-88,
Id. at
diced his defense.
104 S.Ct.
merely
fered
more than
cumulative of
provе deficiency, Eley
2052. To
must
presented
what was
at mitigation. Ohio
representation
show that “counsel’s
fell be
character,
“history,
lists the
and back-
objective
an
low
standard of reasonable
ground” of the offender
statutory
as a
Prejudice
ness.”
Id.
can be shown
mitigating factor. Ohio
Ann.
Rev.Code
“that there is a
proving
proba
reasonable
2929.04(B).3 Therefore,
§
Eley
the facts
that,
bility
unprofessional
but for counsel’s
presented
claims counsel should have
could
errors, the result of the proceeding would
probative
be
mitigation.
further
proba
have been different. A reasonable
mitigation hearing, Eley
At the
first of-
bility
probability
is a
sufficient to under
testimony
fered the
of several law enforce-
mine
confidence
the outcome.” Id. at
sergeant
ment officials. A
with the Ma-
694,
In this
com-
sentencing opinion
[Eley]
guilty
cumstance
was found
court’s
the trial
of the
analysis
in its
sparse
mitting outweighs
mitigating
factors
somewhat
However, Eley’s
evidence.6
mitigation
case.” Id. at *30. The Ohio
this
lack of detail
the court’s
conclusion that
thing.
It found “noth-
Court did
same
law,
refusal,
matter
as a
amounts to
nature and circumstances of the
*13
mitigating evidence is
any of his
consider
mitigating
[because]
offense to be
the trial court did
Although
logical.
not
where,
robbery
in a
under the
participated
it
precise evidence
on the
not elaborate
circumstances,
likely to
a murder was
oc-
considered,
that
opinion does state
its
To
establish that counsel was ineffective
what
penalty phase
reasonableness entails ...
under Strickland v.
the ex
Washington,
668, 687-88,
they
tent
professional
describe the
norms
(1984),
Petition-
prevailing when
representation
took
(1)
er must show that:
perform-
counsel’s
Mitchell,
place”); Hamblin v.
(2)
deficient,
ance was
the deficiency
(6th Cir.2003)
(noting
prejudiced his defense.
Supreme Court has held that
ABA
“the
standards
for counsel in death penalty
*14
I. Trial Counsel’s Deficient Perform-
provide
cases
guiding
the
rules and stan
ance2
dards to be
in defining
used
‘prevailing
the
Because the
Appeals
Ohio Court of
ana- professional norms’ in ineffective assis-
lyzed Petitioner’s
ineffective assistance
cases”).
tance
According to the ABA
only
claim
prejudice
under the
prong of Guidelines,
cases,
in capital
“investigations
Strickland and
not
did
determine whether
into mitigating
comprise
evidence ‘should
Petitioner’s
investigation
counsel’s
consti-
efforts to
reasonably
discover all
available
tuted deficient performance, this Court ex- mitigating evidence and evidence to rebut
amines this element of Petitioner’s claim any aggravating
may
evidence that
be in-
Beard,
de novo. Rompilla
374,
v.
545 U.S.
”
prosecutor.’
troduced
Wiggins,
390,
2456,
125 S.Ct.
534,
gins,
and was a “slow learn-
difficulty
school
in
However,
has also
I.Q.
at times had trou-
with a low
and
er”
by
“hindsight is discounted
structed
(2) Peti-
communicating
people;
with
ble
perspective
adequacy to ‘counsel’s
pegging
a nice and non-violent
generally
tioner was
are
investigative decisions
at
the time’
helped family around the
person who
made,
‘heavy measure of
by giving
and
(3)
children;
got along well with
house and
”
judgments.’ Rom
to counsel’s
deference
relationship with his
poor
had a
Petitioner
382, 125
(quot
at
S.Ct. 2456
545 U.S.
pilla,
stabbed
point
and had
one
step-father
689, 691,
Strickland,
466 U.S.
attempted to
stepfather
him
his
when
omitted).
2052) (citations
and sister in a
both his mother
choke
(4)
had several
rage;
Petitioner
drunken
argues appeal, Petitioner
On
incidents,
fight
including a knife
juvenile
during the
were ineffective
trial counsel
adult,
and,
had numerous convictions
as an
ways.
of his trial
several
penalty phase
assault,
theft,
entering,
and
breaking
First,
maintains that “counsel
Petitioner
(5)
disturbance;”
Peti-
and “drunk
mitigation
investi-
ineffective
their
were
history
drug
of serious
tioner had
talk to most of
they
in that
did not
gation
alcohol abuse.
25).
(Pet-’s Br. at
family.”
[Petitioner’s]
pre-
counsel
mitigation,
At
Petitioner’s
with
family
to those
members
respect
With
witnesses, including two detec-
six
argues
sented
spoke, Petitioner
whom counsel
was
indicated that Petitioner
in-
tives who
“adequately
failed to
that trial counsel
facility of-
and one correctional
remorseful
prior
them
to
vestigate
prepare”
(Id.)
Petitioner’s
regarding
testified
also ficer who
Petitioner
mitigation hearing.
Each
incarcerated.
good behavior while
relying
pre-
on a
trial counsel for
faults
up less
testimony takes
of these witness’
report
per-
without
investigation
sentence
sentencing tran-
in the
pages
than three
forming
investigation.
further
script. Although
appears
may-
it
counsel
demonstrates the deficiency of counsel’s
spoken
performance.
Jells,
have
to at least two additional fam-
See
testimony already offered.
(concluding that counsel had “an
obligation
fully
investigate the possible
Based on
the affidavits submitted
available”).
mitigation evidence
“Coun-
family
Petitioner’s other
members and ac-
sel’s decision not
expand
their investiga-
however,
quaintances,
appears
it
that trial
rely
tion” and to
on
pre-sentence
in-
family
counsel failed to contact several
vestigation report to fulfill
obligation
this
members and friends. See Johnson v.
investigate
objectively
unreason-
(6th Cir.2008)
Bagley, 544 F.3d
Wiggins,
able.
539 U.S. at
(concluding
counsel’s failure to inter-
view the petitioner’s mother constituted
performance
deficient
because the inter-
Trial counsel chose not to conduct an
provided
view could have
further informa-
independent investigation into Petitioner’s
tion as to how
drug
her own
addiction medical and academic background, instead
childhood).
petitioner’s
affected the
choosing
rely
pre-sentence
on the
re-
record fails to indicate that
port.
Petitioner’s
Counsel’s own observations of Peti-
counsel asked for additional names from tioner and their knowledge of
signifi-
mother, sister,
Petitioner’s
and brother-in-
cant
abuse, however,
alcohol and drug
law, or from state officials who were famil-
should have prompted
investigate
them to
iar with Petitioner as a result of Petition-
his medical records. Like the information
er’s contact with
justice
the criminal
sys- presented in the
provided
records
to coun-
tem. See id. (highlighting counsel’s
Wiggins,
failure
sel in
report
of Dr. Darnall
to ask witnesses who were interviewed for
and counsel’s own knowledge should have
additional sources of mitigation
*16
prompted
witnesses
them to further investigate Peti-
deficient).
in finding that counsel was
Nor
tioner’s medical
history
records and
of
did counsel seek
use,
to contact
drug
officers who
particularly since their mitiga-
were
involved
the preparation of Peti-
strategy
tion
was to show
profound
the
pre-sentence
tioner’s
report or his case
drug
influence
played
alcohol abuse
generally.
more
Petitioner’s life.3 Wiggins,
See
Petitioner —is Kay Schieser, Bryant, Angela Teresa or character from background Petitioner’s Stevens, Angela Sowers, Gil Sandra may not members or doctors family bert, Alexander, Freda James Carol effect on the sentenсer have had the same Hoffer, Snively, Barbara and Heather involved in his testimony from an officer as McCloud, Plaintiffs-Appellees, M. cumula- being Rather than prosecution. tive, testimony from supportive such a more “presented] would have
Trammel PIKE COUNTY JOINT VOCATIONAL picture of sympathetic [Petitioner]” DISTRICT, Riffe Vern Ca SCHOOL finding preju- in a could have resulted Technology Center, Fout, Toni reer Jells, 500. dice. Wendy Cheryl Shaw, Harper, and Lor Music, Defendants-Appellants. na courts unreason Accordingly, the Ohio finding that ably applied Strickland No. 08-3082. that, probability is not “a reasonable
there Appeals, United States Court errors, [three-judge panel] absent the Sixth Circuit. that the balance ... have concluded would did mitigating factors aggravating 2010. Argued: April Strickland, 466 U.S. death.” not warrant May 2010. Decided and Filed: 695, 104
CONCLUSION into miti- investigation
Because counsel’s and there is evidence was deficient gating that, probability absent a reasonable investigation, the sentencer insufficient that Petitioner would have concluded death, I have been sentenced to should not and re- vacate Petitioner’s sentence would proceedings consistent with this mand for Petitioner’s convic- I would leave dissent. tion undisturbed.
