956 N.W.2d 384
N.D.2021Background
- Russell Walbert was tried on four counts of gross sexual imposition; jury trial held November 19, 2019, resulting in convictions and a prison sentence.
- Before the victim’s testimony the State asked the court to prevent people from entering or exiting the courtroom while she testified to avoid interruptions; Walbert agreed.
- The district court issued a verbal order: spectators present at the start of testimony could remain, others could not enter once testimony began; the court said it was not closing the courtroom.
- No written order was entered, the court did not perform a Waller analysis, and the record does not show whether or when doors were locked or anyone was denied entry.
- Walbert appealed, arguing the restriction amounted to a courtroom closure without Waller findings and thus a structural Sixth Amendment/public-trial violation requiring automatic reversal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court’s restriction on ingress/egress during the victim’s testimony constituted a "closure" implicating the public-trial right | The restriction was not a closure but a reasonable time/place/manner limitation to prevent disruptions | The restriction was a closure excluding the public and therefore required Waller findings | The restriction was not a closure; it was a permissible managerial limitation on access |
| Whether the court’s failure to perform the Waller analysis was structural error requiring reversal | No Waller analysis was required because there was no closure; no structural error | Failure to apply Waller to a closure is a structural error entitling defendant to automatic reversal | No Waller required where no closure occurred; absence of Waller findings did not create structural error; judgment affirmed |
Key Cases Cited
- Waller v. Georgia, 467 U.S. 39 (U.S. 1984) (sets four-factor test for closing criminal proceedings to the public)
- Press-Enterprise Co. v. Superior Court of Cal., 478 U.S. 1 (U.S. 1986) (articulates public-trial access principles)
- In re Oliver, 333 U.S. 257 (U.S. 1948) (public access promotes fairness in criminal proceedings)
- State v. Morales, 932 N.W.2d 106 (N.D. 2019) (public-trial violations are structural errors)
- United States v. Lampley, 127 F.3d 1231 (10th Cir. 1997) (trial judge may impose reasonable seating/timing rules)
- Bell v. Evatt, 72 F.3d 421 (4th Cir. 1995) (courtroom order measures to prevent disruption do not necessarily constitute closure)
- Herring v. Meachum, 11 F.3d 374 (2d Cir. 1993) (temporary locking that permits access to those already present is not a closure)
- McCrae v. State, 908 So.2d 1095 (Fla. Dist. Ct. App. 2005) (controlling ingress/egress is a reasonable restriction on public access)
- People v. Woodward, 841 P.2d 954 (Cal. 1992) (recognizes broad trial-court authority to manage courtroom)
- State v. Rogers, 919 N.W.2d 193 (N.D. 2018) (addresses structural-error principles in North Dakota)
