[¶ 1] Mark Allen Rogers appeals from a district court judgment for gross sexual imposition ("GSI"). Rogers argues the district court: 1) violated his Sixth Amendment right to a public trial by closing his competency hearing on March 28, 2017; and 2) acted arbitrarily when it assigned extradition costs as restitution to this case. Because the district court did not make individualized findings supporting closure of the competency hearing, the Sixth Amendment public trial guarantee was violated.
I
[¶ 2] In 2014, Rogers was charged with one count of GSI with a minor under 15 years of age-a class A felony under N.D.C.C. § 12.1-20-03. Rogers did not appear at his trial scheduled for February 10, 2015. He was extradited from Thailand in November of 2016 and charged with bail-jumping. The district court held several pretrial hearings in the GSI case, some of which included issues raised in the separate bail-jumping case. On March 28, 2017, the court held a hearing relating to both cases in which it first considered whether Rogers was competent to proceed to trial. The courtroom was closed for the competency hearing. After the court found Rogers competent to proceed, Rogers indicated his desire to plead guilty to both charges. The courtroom was opened to the public to receive Rogers' guilty plea to both charges. Rogers argues the closure of the competency hearing violated his Sixth Amendment right to a public trial, was a structural error, and requires reversal of the judgment.
II
[¶ 3] In criminal cases, errors not raised in the district court may fall into one of three categories: forfeited error, waived error, and structural error. State v. Watkins ,
[¶ 4] A structural error is a "defect affecting the framework within which the trial proceeds, rather than simply an error in the trial process itself." Johnson v. United States ,
[¶ 5] "The purpose of the structural error doctrine is to ensure insistence on certain basic, constitutional guarantees that should define the framework of any criminal trial." Weaver v. Massachusetts , --- U.S. ----,
[¶ 6] Public trial violations are considered structural error largely because of the "difficulty of assessing the effect of the error." Weaver ,
III
[¶ 7] The Sixth Amendment expressly protects the right to a public trial: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial." U.S. Const. amend. VI. This right is further protected by the North Dakota constitution: "In criminal prosecutions in any court whatever, the party accused shall have the right to a speedy and public trial." N.D. Const. art. 1, § 12. Each provision defines its scope in three dimensions: who may assert the right (the accused); when the right attaches ("criminal prosecutions"); and what the right guarantees (a "public trial"). Rothgery v. Gillespie County ,
A. Why
[¶ 8] Before we reach the questions of when and what , a brief discussion of why is in order. Public trials are "for the benefit of the accused; that the public may see he is fairly dealt with and not unjustly condemned, and that the presence of interested spectators may keep his triers keenly alive to a sense of their responsibility and to the importance of their functions." Waller ,
[¶ 9] Our cases reference four basic principles embodied in the public trial right: (1) ensuring a fair trial; (2) reminding "the prosecutor and judge of their responsibility to the accused and the importance of their functions"; (3) encouraging witnesses to testify; and (4) discouraging perjury. Decker ,
B. When
[¶ 10] It appears to be a matter of first impression whether the public trial right has attached at a pretrial competency hearing. We consider this question mindful of the varied interests implicated by the right and how closure of a competency hearing compares to other closures that have been found to violate the public trial right.
[¶ 11] A competency hearing may be held "[w]henever there is reason to doubt the defendant's fitness to proceed." N.D.C.C. § 12.1-04-06. A competency determination under Chapter 12.1-04 or Chapter 12.1-04.1 applies by its terms only to a "defendant." An individual is a "defendant" only after that individual has been formally charged with a crime. Although an issue of competency may arise during trial, in many cases-and as happened here-a competency evaluation and hearing will be held in advance of the date set for trial. See, e.g. , State v. Heger ,
[¶ 12] In Waller , the Supreme Court held the "Sixth Amendment right to a public trial applies to a suppression hearing."
[¶ 13] The Sixth Amendment right to counsel is limited in scope by the same who and when and thus provides an instructive parallel when considering the scope of the public trial right. The right to counsel protects the right to a fair trial and attaches once adversarial judicial proceedings are initiated. Rothgery ,
C. What
[¶ 14] The right to a public trial "must give way in rare instances to other interests essential to the fair administration of justice." State v. Garcia ,
The presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values, and is narrowly tailored to serve that interest. The interest is to be articulated along with findings specific enough that a reviewing court can determine whether the closure order was properly entered.
Press-Enterprise Co. ,
[¶ 15] We have applied the four Waller factors when evaluating claimed violations of the public trial right. Decker ,
1. the claiming party must advance an overriding interest that is likely to be prejudiced,
2. the closure must be no broader than necessary to protect that interest,
3. the trial court must consider reasonable alternatives to closing the proceeding, and
4. it must make findings adequate to support the closure.
[¶ 16] The Waller factors were not brought to the district court's attention here; nothing in the record indicates the court considered the factors, either explicitly or implicitly. Rogers' attorney was vague in requesting closure of the competency hearing:
Your Honor, I guess-I don't know everyone present in the courtroom. It's my understanding that the findings in the report would have a certain degree of confidentiality, so I don't have any problem discussing them on the record, but I don't know about the discussion occurring on an open public record and I don't know who all is present.
The State cites N.D.C.C. Chapter 12.1-04.1 on appeal in support of closing the competency hearing. Chapter 12.1-04.1 relates to determinations of criminal responsibility. The State's reliance on Chapter 12.1-04.1 is misplaced because fitness to proceed to trial was the issue before the district court, not a claimed lack of criminal responsibility. Although Chapter 12.1-04 was not cited to, or by, the district court, it appears that the competency hearing at issue here was under N.D.C.C. § 12.1-04-07(3), which governs determination of "whether the defendant currently lacks fitness to proceed." Chapter 12.1-04 does not provide for mandatory closure; only Chapter 12.1-04.1 provides for mandatory closure of proceedings on request of the defendant. N.D.C.C. § 12.1-04.1-02 (stating that "[u]pon request
[¶ 17] Any closure of a proceeding implicating the public trial right, whether relating to criminal responsibility or fitness to proceed, requires consideration of the Waller factors. Rogers requested the closure but articulated no overriding interest. The district court did not tailor the closure to any overriding interest likely to be prejudiced, nor did it consider alternatives to closure. Even especially sensitive proceedings that may ordinarily support closure may not be categorically closed. See Globe Newspaper Co. v. Superior Court ,
[¶ 18] Our conclusion that the public trial right is violated by closure of a competency hearing without application of the Waller factors does not mean that all such hearings must be open to the public. Given the importance of the public trial right, before a hearing is closed the court must analyze the particular circumstances of the case to ensure it is in compliance with the constitutional requirements described in Waller . See Commonwealth v. Jones ,
[¶ 19] Rogers asks that the judgment be reversed, citing decisions stating that structural errors, including public trial violations, "require automatic reversal." Watkins ,
[¶ 20] In Waller , the Supreme Court said "the remedy should be appropriate to the violation."
[¶ 21] Consistent with Waller , we remand for a new competency hearing. Unlike in Waller , where the pretrial hearing was a suppression hearing, because this is a competency hearing, we do not remand for a new hearing on Rogers' present competency.
[¶ 22] We recognize that the remedy here, like the remedy in Waller , may appear to be form over substance. Without a legal remedy for its violation, the expected adherence to a legal right will be diminished. See Marbury v. Madison ,
IV
[¶ 23] Rogers argues the imposition of restitution for extradition costs in the GSI case was legal error. The standard of review for restitution is well established.
When reviewing a restitution order, we look to whether the district court acted within the limits set by statute, which is a standard similar to our abuse of discretion standard. A district court abuses its discretion if it acts in an arbitrary, unreasonable, or unconscionable manner, if its decision is not the product of a rational mental process leading to a reasoned determination, or if it misinterprets or misapplies the law.
State v. Bruce ,
[¶ 24] The "reasonable damages sustained by the victim" must be "limited to those directly related to the criminal offense and expenses actually incurred as a direct result of the defendant's criminal action." State v. Carson ,
[¶ 25] Our holdings in Carson and Pippin do not preclude restitution here. Rogers pled guilty to both the GSI and the bail-jumping charges. Further, Rogers fled the country during and from the GSI prosecution. It was his criminal action of fleeing from the GSI prosecution that directly resulted in the bail-jumping charge and the cost to return him for trial. This is more closely aligned with the situation in Bruce , where, considering restitution for a manslaughter offense, this Court held that "funeral expenses were a direct result of the criminal actions of Bruce, as required by N.D.C.C. § 12.1-32-08(1)(a)."
[¶ 26] Also, the district court's jurisdiction over restitution in the bail-jumping case was continually held open. The restitution issue was neither waived nor closed prior to the October 23, 2017, GSI sentencing hearing. The March 28, 2017, judgment for bail-jumping states the "[c]ourt reserves jurisdiction to determine restitution for extradition costs." The restitution was left open "until the time of sentencing on file 51-2014-CR-01616" (the GSI case). See State v. Hatlewick ,
[¶ 27] The "causal relationship between the criminal act and the damages for which restitution is ordered" is present regardless which case the restitution is attached to. State v. Steinolfson ,
[¶ 28] Rogers raises several arguments that lack merit and require little discussion. The district court may order restitution be paid to the County. Under N.D.C.C. § 12.1-32-08, the "court ... shall order that the defendant make restitution to the victim or other recipient as determined by the court ." N.D.C.C. § 12.1-32-08(1) (emphasis added). Further, a "crime involves an injury to the collective community.... [T]here is no doubt that the state and its taxpayers suffered damages resulting from the commission of the offense." State v. Velasquez ,
[¶ 30] The district court acted "within the limits set by statute" and did not act arbitrarily, unreasonably, or unconscionably when assessing the extradition costs in the GSI judgment. The restitution was the result of a rational mental process leading to a reasoned determination, and there was no misapplication of the law.
V
[¶ 31] Rogers' Sixth Amendment right to a public trial was violated when the district court closed his competency hearing on March 28, 2017, without consideration of the Waller factors. We reverse the district court's closure of the competency hearing and remand for further proceedings consistent with this opinion.
[¶ 32] Jerod E. Tufte
Daniel J. Crothers
Jon J. Jensen
Gerald W. VandeWalle, C.J.
[¶ 33] The Honorable Lisa Fair McEvers disqualified herself subsequent to oral argument and did not participate in this decision.
