State v. Waine
122 A.3d 294
| Md. | 2015Background
- In 1976 Peter S. Waine was tried for two first‑degree murders and larceny; the trial judge gave the Article 23 "advisory only" jury instruction and defense counsel did not object; jury convicted.
- Waine’s direct appeal failed and he did not initially obtain postconviction relief; decades later he sought reopening based on changed law.
- In 2012 this Court decided Unger v. State, holding that prior Maryland precedent (Stevenson, Montgomery) had announced a new state‑constitutional rule that advisory‑only Article 23 instructions could not be waived and applied Unger retroactively.
- Waine relied on Unger to reopen his 1976 postconviction application; the circuit court granted relief, concluding the advisory instruction violated due process and warranted a new trial.
- The State petitioned to overrule Unger and challenged (1) the circuit court’s reopening discretion and (2) the proper standard for reviewing advisory instructions.
- The Court (majority) declined to overrule Unger, held the circuit court properly exercised discretion to reopen, and ruled that advisory‑only instructions are structural error requiring vacatur (new trial).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Should Unger be overruled? | Waine: Unger should stand; it correctly recognized a new state constitutional standard and respects stare decisis. | State: Unger departed from stare decisis and was wrongly decided; resurrect Adams/Stevenson. | Court: Declines to overrule Unger; not persuaded Unger is clearly wrong or archaic. |
| Was reopening the postconviction proceeding proper? | Waine: Unger’s retroactive rule meets the "interests of justice" standard to reopen. | State: Trial court abused discretion and reopening is not mandatory. | Court: Reopening is discretionary; here the court properly exercised discretion to reopen. |
| What is the correct test for advisory Article 23 instructions? | Waine: Unger framework applies; advisory instruction vitiates beyond‑reasonable‑doubt guarantee. | State: Use case‑by‑case "reasonable likelihood" ambiguity test (Estelle/Boyde). | Court: Advisory Article 23 instructions are not ambiguous but erroneous; Sullivan shows denial of beyond‑reasonable‑doubt is structural error. |
| Effect of advisory instruction error on conviction (harmless error?) | Waine: Error is structural and not subject to harmless‑error review; conviction must be vacated. | State: Error should be assessed under harmless‑error or reasonable‑likelihood standards. | Court: Error is structural (denial of right to jury verdict beyond reasonable doubt) — not subject to harmless‑error analysis; new trial ordered. |
Key Cases Cited
- Unger v. State, 427 Md. 383 (Md. 2012) (held prior advisory‑instruction precedent announced a new state constitutional rule and applied it retroactively)
- Stevenson v. State, 289 Md. 167 (Md. 1980) (earlier interpretation limiting jury’s law‑deciding role to "law of the crime")
- Montgomery v. State, 292 Md. 84 (Md. 1981) (reinforced Stevenson’s interpretation of Article 23)
- State v. Adams, 406 Md. 240 (Md. 2008) (held failure to object to advisory instruction was waiver; later overruled by Unger)
- Jenkins v. Hutchinson, 221 F.3d 679 (4th Cir. 2000) (held Maryland advisory instruction could violate Due Process by permitting jury to ignore reasonable‑doubt standard)
- In re Winship, 397 U.S. 358 (U.S. 1970) (established requirement of proof beyond a reasonable doubt)
- Sullivan v. Louisiana, 508 U.S. 275 (U.S. 1993) (holding misdescription of burden of proof causes structural error not amenable to harmless‑error review)
- Estelle v. McGuire, 502 U.S. 62 (U.S. 1991) (articulated "reasonable likelihood" test for ambiguous jury instructions)
- Victor v. Nebraska, 511 U.S. 1 (U.S. 1994) (addressed standards for evaluating jury instructions)
- Arizona v. Fulminante, 499 U.S. 279 (U.S. 1991) (distinguished structural errors from trial errors for harmless‑error analysis)
- Gray v. State, 388 Md. 366 (Md. 2005) (discussed when change in law justifies reopening postconviction proceedings)
