Lead Opinion
I.
Facts & Process
On the night of 17 February 1979, Kathy P.
Shortly after being forced into the van, Kathy P, was ordered to remove her jewelry and forcibly stripped of her clothing. One of the other male occupants in the van, later identified as William Raleigh Knight, raped her at gunpoint within minutes of the abduction.
Adams was charged with kidnapping, robbery with a deadly weapon, six counts of first degree rape, and three counts -of first degree sex offense. At his 1979 trial in the Circuit Court for Prince George’s County, Adams contended that the rapes occurred outside the State of Maryland, and thus Maryland did not have jurisdiction to try him for the crimes. The State presented two counter-arguments. First, the State contended that the evidence showed that the rapes, in fact, did occur in Maryland. Second, the State argued that, even assuming that the rapes occurred in the District of Columbia, the State could
If a person is transported by any means, with the intent to violate this subheading [sexual offenses] and the intent is followed by actual violation of this subheading, the defendant may be tried in the appropriate court within whose jurisdiction the county lies where the transportation was offered, solicited, begun, continued or ended.
Maryland Code (1957, 1971 Repl-Vol.) Article 27, § 465.
Adams retorted that § 465 addressed the matter of venue, not the territorial jurisdiction, of a particular court.
Court: ... I think I am going to solve this problem very easily. I am going to instruct on the statute, and also add the question to be decided by the jury where all these acts took place. At this time I may agree with [the State’s Attorney]. Maybe at a later time I may disagree with you. If the jury can make a finding it might solve a lot of problems, if this case went to the Court of Appeals or the Court of Special Appeals and there was a specific finding in that regard by the jury.
*248 Defense Counsel: Your Honor, I hate to interrupt the Court, but I think this is the very issue we addressed earlier.
Court: Yes.
Defense Counsel: The State has not shown anything upon which the jury can make that determination. And that is why I submit to the Court that this should not be passed to the jury.
Court: ... [A]ll that I know is that the intent started out in a Prince George’s County motel. All I have in front of me at this time is that is where it started. I have testimony from [Kathy P.] that sexual assaults were inflicted on her while the van was in motion, and that subsequent sexual assaults were inflicted on her at various places, and she was told they were in Maryland. Whether she believed what they told her or she didn’t believe that makes no difference. Nobody has told me that this incident didn’t occur in the State of Maryland. There is no evidence in this case at all that this didn’t occur in Maryland, at this juncture. And if somebody does testify that they occurred in the District of Columbia that then becomes in my judgment a factual issue that a jury then can make a determination on.
At this juncture all that I know is it started out and it occurred in Maryland, and that is all I have in front of me. If someone gets up and says it occurred elsewhere I think that it is perfectly reasonable to let a jury make a — that is one of the issues a jury may have to determine.
If this case is ever appealed, or he is convicted and I make a subsequent ruling the statute applies out of state, and the Court of Appeals says I am wrong, or the jury says that it did happen in the District and I am wrong, that ends it right then and there.
Do you [to the State’s Attorney] think that is a solution?
State’s Attorney: I don’t really know. It is a good procedure to get the jury to come back with specific findings of fact in a case like this, obviously, if this case is appealed to the Court of Appeals.
*249 Court: How would the Court of Appeals know how the jury made a determination, based on what you told me? In other words, you want me to instruct them on the statute?
State’s Attorney: Yes, sir.
Court: That if this defendant formed the intention to commit a sexual assault on this lady, and he formed that intention in the State of Maryland, and they so find, the fact that it happened in the District of Columbia makes no difference, that it could happen anywhere as long as he formed that intention, that is what you say the purpose of the statute is?
State’s Attorney: That is correct, your Honor.
Court: All right. If they find it happened in the District.
Now suppose I agree with you and say you are absolutely right in your interpretation, then this case goes to the Court of Appeals and the Court of Appeals says this is not the law, didn’t have any jurisdiction because it happened — they don’t really know where it happened. How does the Court of Appeals know where it happened?
State’s Attorney: Well, I guess they don’t. I really don’t think there is any reason for the statute to exist—
Court: You don’t think there is any reason for the statute to exist other than this? You may be absolutely right. You don’t want to submit it to the jury on special issue as to this, but you want them instructed that—
States Attorney: Special Instruction as to the statute.
Court: Well all right. But you think the statute is applicable. All right.
State’s Attorney: Yes, sir.
Court: Do you [to Defense Counsel] agree with that, there should be a special issue before the jury as to where this sexual act occurred?
Defense Counsel: Assuming that the Court is ruling that this issue goes to the jury—
Court: Yes, that is a pretty good assumption at this time.
Defense Counsel: I understand that your Honor.
*250 Court: All right.
Defense Counsel: I would submit that the Court’s proposed method is the better method, and I would ask the Court to do that, to get a specific finding as to whether or not the incidents involving the sexual acts and the rapes took place in the District of Columbia or Maryland.
Court: All of them?
Defense Counsel: Assuming all of them go to the jury, your Honor, I would assume those questions would have to be answered definitely. I think the jury does have to find—
Court: Let’s assume I do it that way, what is the burden of proof on that issue?
Defense Counsel: It is the same as the burden for any other—
Court: Anything else? You have to be convinced beyond a reasonable doubt?
Defense Counsel: Yes, your Honor.
Court: Do you agree with that [to State’s Attorney]?
State’s Attorney: If the Court submits that special issue?
Court: Yes.
State’s Attorney: Yes, sir.
Court: All right.
The trial court proposed a special verdict sheet which included asking the jury whether it found jurisdiction, proven beyond a reasonable doubt, based upon the rapes occurring in Maryland or the application § 465. Adams objected, arguing that there was insufficient evidence for the jury to find that the rapes occurred in Maryland. The judge ruled that the evidence was sufficient to send the issue to the jury. Adams then agreed to the special verdict sheet proposed by the trial court.
[You] will make a determination as to each one of these 12 charges, and they are numbered for your benefit, and you will find the defendant either not guilty or guilty of each one. And below that finding, if you find the defendant is guilty, you will also make a finding that the offense either occurred in Maryland or that jurisdiction was obtained in this case under Article 17, 465, of our Annotated Code, which I will tell you about later.
The judge later elaborated on the special verdict question available as to each of the individual counts. For example, he instructed the jury as follows:
Now, when you make that determination or if you make a determination as to first degree rape you will also make a determination as to where this rape occurred, and you will see there is a place for you to check either that the rape occurred in our State or that jurisdiction was obtained under Article 27, Section 465 of our Annotated Code. And our Legislature has enacted a statute that says in regards to sexual offenses if a person is transported by any means with intent to violate this subheading, meaning sexual offenses, and the intent is followed by actual violation of this subheading, the defendant may be tried in the appropriate court within whose jurisdiction the county lies where the transportation was offered, solicited, begun, continued, or ended.
If you find that the application of this statute is how this particular sex offense occurred you will check that, if you are not convinced beyond a reasonable doubt that the offense occurred in our state.
In a final reminder to the jury after closing arguments, the trial judge noted, “And also that in regard to both the rape and sexual charges you must determine whether it occurred in
The trial court also gave “advisory” jury instructions, based on Article 23 of the Maryland Declaration of Rights.
And because you are the judges of the law [the State’s Attorney] and [Adams’s trial counsel] in their closing arguments to you may tell you what they think the law is in our State and how you should apply it in this particular case.
I, therefore, instruct you in an advisory capacity that in this case that you will sit on, that is of a criminal nature, the law places the burden on the State of Maryland to prove that the defendant, and in this case [Adams] is guilty beyond what we call a reasonable doubt. No defendant in*253 any criminal case has to prove he is innocent. Accordingly, you will assume that [Adams] is innocent unless you are convinced from all the evidence in this case that you have heard for the past five days that he is guilty.
The trial court alluded to the advisory nature of the instructions at least ten times in the course of delivering the charge to the jury. Adams did not object to the references to the advisory nature of the jury instruction, despite their prominence in the charge to the jury.
On 7 December 1979, the jury found Adams guilty on all twelve counts. In addition, the jury made a special finding that all twelve counts occurred within the State of Maryland. Although the option was available on the verdict sheet, the jury did not check the option finding “jurisdiction” under Article 27, § 465. Adams was sentenced to one life term for one count of first degree rape, multiple concurrent life sentences for the remaining rapes and sexual assaults, thirty consecutive years of imprisonment for kidnapping, and twenty consecutive years for robbery.
Adams appealed to the Court of Special Appeals. He raised eight issues.
On 1 April 2004, some twenty-four years after his convictions and affirmance thereof on direct appeal, Adams filed in the Circuit Court for Prince George’s County an initial Petition for Post Conviction Relief. The Petition alleged four bases for relief: (1) the trial court improperly gave only advisory jury instructions; (2) the trial court improperly instructed the jury on jurisdiction; (3) the trial court gave an incomplete reasonable doubt instruction; and (4) Adams’s trial counsel was ineffective. In support of his claim of ineffective assistance of counsel, Adams alleged that his attorney failed to object to the improper jurisdiction and reasonable doubt instructions and failed to file a Motion for Modification of Sentence. The post-conviction court granted the Petition on the grounds that the advisory jury instructions and the jury instructions on jurisdiction were improper.
(1) Under the Maryland Post Conviction Procedure Act, has Adams waived his post conviction complaint that the trial court’s advisory jury instructions denied him his constitutional right to due process?
(2) Under the Maryland Post Conviction Procedure Act, has Adams waived his right to challenge an instruction advising the jury that it could find jurisdiction under § 465 of Article 27 and, if not waived, in light of the special verdict in this case, was the instruction harmless?
(3) Did the post conviction court err in concluding that Adams’s counsel’s performance was deficient because counsel failed to object to the court’s instructions on jurisdiction as counsel’s failure to object to the instructions was not error and, in any event, was Adams prejudiced?
II.
Standard of Review
We “will not disturb the factual findings of the post-conviction court unless they are clearly erroneous.” Wilson v. State,
Stare Decisis
Adams’s flagship contention is that the advisory jury instructions employed at his trial violated the reasoning iterated by this Court in Stevenson v. State,
In Stevenson, a defendant challenged her conviction for first degree murder on the ground that Article 23 of the Maryland Declaration of Rights violated the Due Process Clause of the Fourteenth Amendment and the Sixth Amendment right to a trial by jury. At Stevenson’s trial, the trial court gave broad advisory instructions, much like the advisory instructions given in the present case. Stevenson, however, narrowly objected only to the constitutionality of Article 23, failing to object that the broad advisory instructions given at her trial exceeded the scope of Article 23. In essence, Stevenson mounted a facial challenge to the constitutionality of Article 23. The Court of Appeals affirmed Stevenson’s conviction because, although the broad advisory instructions violated the scope of Article 23,
The Court majority opinion
Because Stevenson did not announce a new rule and Adams waived any challenges based thereon, there is no need to consider retrospectivity here. See Guardino v. State,
Montgomery clarified the decision in Stevenson. In Montgomery, the defendant was charged with assault with intent to rob. The trial court gave broad advisory instructions similar to the instructions in the present case. We reversed the conviction, holding that because “there was no dispute between the-State and Montgomery as to the law of the crime, the trial judge’s instruction-thereon was binding. . . .” Montgomery,
Just as Stevenson purported to explain and continue the reasoning of prior decisions of the Court of Appeals, Mont
We shall not here disturb the holdings of Montgomery and Stevenson. “Stare decisis, which means to stand by the thing decided, ‘is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.’ ” Livesay v. Balt. County,
The inertial and institutional devotion to stare decisis is not absolute, however, for we will strike down a decision that is “clearly wrong and contrary to established principles.” Townsend v. Bethlehem-Fairfield Shipyard,
Nonetheless, although we ordinarily would continue with our analysis because we have and will continue to reverse
IY.
Advisory Instructions
In his Petition for Post-Conviction Relief, Adams contended that the advisory instructions based on Article 23 of the Maryland Declaration of Rights violated his right to due process of law under the Fourteenth Amendment to the U.S. Constitution. The State peremptorily contends that Adams waived this challenge.
The Uniform Postconviction Procedure Act (“UPPA”) (Maryland Code (2001), Criminal Procedure Article, §§ 7-101 to 7-301)
In enacting the UPPA, “the legislature employed the concept of an intelligent and knowing waiver in the narrow sense employed by the Supreme Court in Johnson v. Zerbst,
Our cases make it clear that, simply because an asserted right is derived from the Constitution of the United States or the Constitution of Maryland, or is regarded as a “fundamental” right, does not necessarily make the “intelligent and knowing” standard of waiver applicable. Rather, most rights, whether constitutional, statutory or common-law,*263 may be waived by inaction or failure to adhere to legitimate procedural requirements.
State v. Rose,
An erroneous jury instruction, even on reasonable doubt, is not such a fundamental right requiring an affirmative “knowing and intelligent” waiver under UPPA. See Bowman v. State,
We summarized the case law regarding waiver in this area in Walker v. State,
[W]e are aware of no decision by the Supreme Court or this Court holding that waiver of an issue over the accuracy of a jury instruction concerning the elements of an offense requires intelligent and knowing action by the defendant himself____[A] multitude of cases in this Court[ ] make it clear that the failure to object to a jury instruction ordinarily constitutes a waiver of any later claim that the instruction was erroneous____
Furthermore, we have consistently held that the failure to object to or otherwise challenge a jury instruction constitutes a waiver of the issue for purposes of the Maryland Post Conviction Procedure Act. (Citations omitted).
This is true even of transparently erroneous jury instructions that appear to shift the burden of proof to a defendant. For example, in Davis v. State,
Similarly, in Rose, we considered an allegedly erroneous instruction regarding the burden of proof in a criminal action. We stated the “general rule is that the failure to object to a jury instruction at trial results in a waiver of any defects in the instruction, and normally precludes further review of any claim of error relating to the instruction.” Rose,
Applying these principles to the instant case, it is apparent that Adams’s claims regarding the erroneous jury instructions were waived. The most egregiously wrong jury instruction at his trial was the statement that the jury may disregard the proper burden of proof in criminal actions. As noted above, the trial court said to the jury, “in an advisory capacity that in this case that you will sit on, that is of a criminal nature, the law places the burden on the State of Maryland to prove that the defendant, and in this case [Adams] is guilty beyond what we call a reasonable doubt.” It is uncontested, however, that Adams did not challenge the instruction, either at trial or on direct appeal.
*266 When submitting guilt or innocence to the jury, the trial court instructed that art. 23 of the Maryland Declaration of Rights made the jury the judge of the law, and that as a result the court’s instructions were advisory only and not binding____
There were no exceptions taken to these instructions. On direct appeal when Colvin-El was represented by new counsel, the points were not presented. Under Md.Code (1957, 1987 Repl.Vol.), Art. 27, § 645A(c), part of the Post Conviction Procedure Act, failure to make the allegations is presumed to have been done intelligently and knowingly. Nothing is presented here to rebut the presumption.
Therefore, as was the fate of the defendants’ comparable arguments in Davis, Rose, Foster, Colvin, Cirincione, and Morris, Adams’s current challenges to the pertinent jury instructions were waived and mounting those challenges for the first time in a post-conviction proceeding will not support relief.
IV.
An Appeal to Our Discretion
At his trial, Adams raised no objection to the repeated description of the jury instructions as “advisory.” Adams makes no attempt to rebut any presumption that he knowingly waived his right to challenge the instructions.
The dissent is correct in its contention that § 7-106 may not be applied to Adams’s excusable waiver argument regarding the advisory jury instructions. Dissent op. at 302,
Consequently, we believe that the Legislature, when it spoke of “waiver” in subsection (c) of Art. 27, s 645A [now § 7—106(b) ], was using the term in a narrow sense. It intended that subsection (c), with its “intelligent and knowing” standard, be applicable only in those circumstances where the waiver concept of Johnson v. Zerbst and Fay v. Noia was applicable. Other situations are beyond the scope of subsection (c), to be governed by case law or any pertinent statutes or rules. Tactical decisions[23 ] when made by*268 an authorized competent attorney, as well as legitimate procedural requirements, will normally bind a criminal defendant.
Curtis v. State,
Further, the rules which permit an appellate court to notice “plain error” technically do not apply to post-conviction proceedings. As the Court noted in Walker: Rules 4-325(e) and 8-131(a), authorizing a court to take cognizance of “plain error” despite the waiver of an issue, literally apply only to direct appellate review of a judgment. Moreover, the similar “special circumstances” doctrine set forth in § 645A(c)(l) [now § 7—106(b)(1)(ii) ], authorizing a court in a post conviction action to excuse a waiver, is applicable only to situations encompassed by § 645A(c) [now § 7-106(b) ], i.e., situations requiring intelligent and knowing action before there is a waiver.
Walker v. State,
The Court itself noted the uncertain origin of this authority to excuse, since waivers of non-fundamental rights are not governed by the Act and since Maryland’s rules of appellate procedure do not directly apply. [Walker ] at 647,684 A.2d at 438 . Although Maryland courts have recognized the distinction between waivers of fundamental and non-fundamental rights since 1978, the first time the Court of Appeals ever spoke of such an excusal was in Oken v. State,343 Md. 256 , 273-74,681 A.2d 30 , 38 (1996), when it claimed such discretion under Rule 8-131. Prior to that time, a finding of waiver had always been dispositive, and the Court of Appeals had gone so far as to hold that a waived claim was “not ... a proper subject for review in [a post conviction] proceeding.” Trimble v. State,321 Md. 248 , 257,582 A.2d 794 , 798 (1990). The Walker Court premised its discretion to excuse on Oken but also indicated some measure of reliance on Foster v. State,305 Md. 306 ,503 A.2d 1326 (1986), which was not a post conviction case. More recently, in Hunt v. State,345 Md. 122 , 152,691 A.2d 1255 , 1269 (1997), discretion to excuse was again based squarely on Rule 8-131. But see State v. Rose,345 Md. 238 , 250,691 A.2d 1314 , 1320 (1997) (reversing this Court’s grant of post conviction relief and remanding with instructions to affirm the circuit court’s denial without allowing for this Court to consider whether to excuse the petitioner’s waiver).
Cirincione v. State,
Were we writing on a cleaner slate, revisiting the evolution and basis of this discretion might be a principled undertaking; however, like the summer rule of golf (“play the ball as you
A.
Law at the Time of Trial
Adams contends, and the post-conviction court and the intermediate appellate court agreed, that “state law barred” a contemporaneous challenge to the jury instructions based on their being advisory. The use of the word “bar” is inappropriate in these circumstances.
Adams points to the Supreme Court’s holding in Reed v. Ross,
As noted above, Adams’s contention most worthy of consideration is that the advisory nature of the instructions improperly relieved the State of its burden to prove that Adams was guilty beyond a reasonable doubt. See Montgomery, 292 Md.
The constitutional requirement that the State prove all elements of a crime beyond a reasonable doubt was well established before Adams’s trial in 1979. In In re Winship,
The requirement that the jury be instructed properly regarding the proper burdens was well established at the time of Adams’s trial. In Cool v. U.S.,
Maryland law was in accord with these federal precepts prior to Adams’s trial in 1979. In State v. Grady,
The duty of a juror had been delineated clearly in caselaw prior to Stevenson. See Hopkins v. State,
As discussed above, after Winship was decided in 1970, it was clearly established that the prosecution must prove all elements of a crime beyond a reasonable doubt. Prior to his trial, Adams, based upon Hamilton, Dillon, Ehrlich, and Hopkins reasonably could have been expected to be aware that any instruction that he perceived as permitting the jury
Prior to Adams’s trial, this issue had been preserved at trial on several recent occasions for review in reported appellate cases. In Jones v. State,
the instructions of the Court are the sole and exclusive source of the law and the jury may find the law from no other source than the instructions of the Court and that they are absolutely obligated to follow those instructions, particularly those of constitutional dimension; the most important of which [based on some unusual circumstances in the Jones case] in all the circumstances of this trial is the impermissible nature of drawing an inference from the silence of the Defendant.
Jones v. State,
In Davis v. State,
Although the correct objection reasonably was available here to trial counsel based on recent Maryland caselaw alone, trial counsel also could have looked to the annals of great American jurisprudence for inspiration. Justice Story noted in U.S. v. Battiste,
... I hold it the most sacred constitutional right of every party accused of a crime, that the jury should respond as to the facts, and the court as to the law. It is the duty of the court to instruct the jury as to the law; and it is the duty of the jury to follow the law, as it is laid down by the court. This is the right of every citizen; and it is his only protection. If the jury were at liberty to settle the law for themselves, the effect would be, not only that the law itself would be most uncertain, from the different views, which different juries might take of it; but in case of error, there would be no remedy or redress by the injured party; for the court would not have any right to review the law as it*279 had been settled by the jury. Indeed, it would be almost impracticable to ascertain, what the law, as settled by the jury, actually was. On the contrary, if the court should err, in laying down the law to the jury, there is an adequate remedy for the injured party, by a motion for a new trial, or a writ of error, as the nature of the jurisdiction of the particular court may require. Every person accused as a criminal has a right to be tried according to the law of the land, the fixed law of the land; and not by the law as a jury may understand it, or choose, from wantonness, or ignorance, or accidental mistake, to interpret it.
The advisory instruction was also the subject of vigorous debates among notable members of the Maryland Bench and Bar for several decades prior to Adams’s trial. See Stewart v. LaGrand,
I am opposed to it because it violates the fundamental concepts of trial by jury; it has been discarded and repudiated in nearly every jurisdiction where tried; it has retarded the growth of our substantive criminal law; it is contrary to the ancient maxims of the common law; such outstanding leaders of our profession as Justice Story, Lord Mansfield, Charles Evans Hughes, Judges Chesnut, Markell, and Dennis, Charles McHenry Howard and scores of others have spoken or written against it; juries are not trained by*280 experience nor training to interpret the law; of manifold other reasons why such an anomalous situation should not be permitted to remain as a blight upon the administration of justice in Maryland, In my humble judgment it is archaic, outmoded, and atrocious.
Judge Stedman Prescott, Juries as Judges of the Law: Should the Practice Be Continued?, 60 Md. St. Bar. Assc. Rep. 246, 257 (1955) (citations omitted). Chief Judge Henderson and Chief Judge Markell of the Court also publicized their objections to the practice of treating juries as the judges of law. Hon. William L. Henderson, The Jury as Judges of Law and Fact in Maryland, 52 MD. ST. BAR. ASSC. REP. 184 (1947); Charles Markell, Trial by Jury: A Two-Horse Team or One-Horse Team, 42 MD. ST. BAR. ASSC. REP. 72 (1937); see also Judge W. Calvin Chesnut, Courts and Juries, 46 Md. St. Bar. Assc. Rep. 159 (1941).
In sum, as Stevenson was merely an acknowledgment and application of existing law, there existed a reasonable basis for Adams to object at trial to the facially advisory nature of the instruction. Furthermore, Adams could have formulated an objection to the advisory instructions based on similar objections made in other criminal trials, earlier and contemporaneously published state court opinions, landmark opinions by United States Supreme Court Justices, and publicized comments by distinguished members of the Maryland Bench and Bar.
B.
Misconceptions within the Bench and Bar
Adams relies on dicta in Walker to support the proposition that a relevant and contemporary “misconception by a large segment of the bench and the bar concerning the [law]” may constitute special circumstances excusing waiver. Walker,
There is some facial justification for Adams’s argument that, prior to Stevenson, there appeared to be some level of misconception afield among some contingent of the Bench and Bar regarding the proper role of the jury in criminal cases. The
Furthermore, at the time of Adams’s trial, Maryland Rule 757(b) stated that “[i]n every case in which instructions are given to the jury the court shall instruct the jury that they are the judges of the law and that the court’s instructions are advisory only.” See Guardino,
Despite the potential confusion within the bench and bar over the issue, we shall not exercise our discretion to
Oken provides a particularly apt comparison. In Oken, the defendant
Oken’s argument to excuse the waiver, however, is without merit. The “reverse Witherspoon[v. Illinois,391 U.S. 510 ,88 S.Ct. 1770 ,20 L.Ed.2d 776 (1968)]” right to exclude jurors for cause was established by the Supreme Court in 1988 in Ross v. Oklahoma,487 U.S. 81 ,108 S.Ct. 2273 ,101 L.Ed.2d 80 (1988). We recognized this right in Hunt v. State,321 Md. 387 ,583 A.2d 218 (1990).
Oken,
Dicta in Creighton v. State,
We appreciate that both the bench and the bar are charged with having knowledge of the law. But in light of Rule 757 h, the failure of the trial judge to recognize that the Court of Appeals had “consistently interpreted” Art. 23 as “restraining the jury’s law deciding power,” limiting it to the law of the crime, cannot excuse the failure of defense*285 counsel to recognize that restraint and interpose a timely objection when the trial judge failed to abide by it.
Guardino,
C.
Plain Error
Adams contends that his waiver is excused by the fact that the complained-about jury instruction constituted “plain error.” Adams’s argument fails in the first instance because, as discussed above, “plain error” review under the Maryland Rules is not applicable in post-conviction proceedings.
Adams’s argument fails also because the fact that an error was “plain” does not excuse waiver. In Stevenson, we held that the objection to the specific advisory instructions had not been preserved for appellate review, despite the fact that Stevenson had preserved a general objection, based upon the Fourteenth Amendment, to advisory instructions. Stevenson, 289 Md. at 172-73,
IV.
Jurisdiction Instructions
Adams also argues that his petition for post-conviction relief should be granted because the trial court gave an
As discussed above, it is clearly established that failure to object to a jury instruction at trial normally constitutes waiver of that ground for purposes of the UPPA. Adams failed to object at the time of the instruction and also failed to raise an appropriate issue on direct appeal.
Furthermore, he has not shown any reason for us to excuse this waiver. The arguments upon which Adams relies in his arguments regarding the advisory jury instructions do not apply to his arguments regarding the jurisdiction alternatives. Arguments regarding jurisdiction were reasonably available to his trial counsel. Adams’s counsel argued throughout the case about this point. At a preliminary hearing, counsel for Adams and counsel for Adams’s then co-defendant, Knight, demonstrated apt understanding of the distinction between venue and jurisdiction.
Counsel for Knight: Now, we think, we submit to the Court, that that conduct, those rapes which occurred outside of the State of Maryland, by virtue of the State’s own evidence, this Court does not have jurisdiction over and we ask the Court to determine that question as a preliminary matter, since these counts are present in the indictment and testimony would be allowed otherwise to come before the jury relating to alleged criminal acts over which this Court has no jurisdiction.
*287 We think that the reliance of the State upon the provisions of the Maryland Statute in question, in light of the facts, make it really a question of law which can be determined in advance of trial; and therefore, if decided in favor of the defendant would not put the defendant in the position of having evidence come into this trial with respect to the allegations of the other charges in this indictment of rape that are alleged to have occurred in Maryland, that would infect the entire trial with evidence of a great many rapes over which the Court has no jurisdiction. The introduction of that testimony would prejudice the defendant severely, if otherwise not admissible, and so determined later. So, we would ask the Court to determine that as a preliminary matter.
Court: All right. I assume you join in that, [Adams’s Defense Counsel]?
Adams’s Defense Counsel: Yes, I would join in [Counsel for Knight’s] argument. And I would also add that it is basic law that in order for a given State to have jurisdiction over a criminal act the act basically must have occurred within the State.
Now in this particular case I think it is incumbent upon the State to show the critical element, to wit, the perpetration of a rape occurred in the State of Maryland. As [Counsel for Knight] pointed out, the State’s own witnesses, at least in preliminary reports, clearly indicate those acts did not take place in the State of Maryland.
Court: All right.
State’s Attorney: Your Honor, I would point out a number of things. First of all, Article 27, Section 465, I suggest to the Court in fact makes it a crime to actually transport with intent to rape, regardless of where the rape eventually occurs. I would point out, first of all, under that particular statute that even if all the rapes occurred in D.C., which we do not in any way either suggest of [sic] concede, that the State would have jurisdiction, providing that we show that at the time of transportation there, in fact, was an intent to commit rapes. The Legislature I think clearly made it a*288 crime in and of itself to transport with that intent, made it a crime equivalent to the actual act of rape.
Secondly, in this particular case I think it is without dispute that some of the rapes without a doubt occurred in the State of Maryland.
For all those reasons we ask the Court [to] deny the motions.
Counsel for Knight: Your Honor, [the State’s Attorney’s] first comment, that 465 creates a separate crime, I don’t believe that is true. But in any event, they weren’t indicted for violation of 645, if that us some of new crime that is created.
Court: I don’t think 465 creates any kind of crime.
Counsel for Knight: He indicates a crime.
Court: It creates jurisdiction.
State’s Attorney: That is what I meant to say.
Court: I have read this four times, and it says that if somebody transports with intent to violate any of the provisions, and that is any of the provisions of this subheading, which I assume is all rape offenses, and the intent is followed by an actual violation of this subheading, the defendant may be tried in an appropriate court within whose jurisdiction the county lies, where the transportation was offered, solicited, has begun, continued, or ended. I think it describes this. If you form an intention eventually to rape somebody, and you start out in Baltimore and you end up in the State of Washington, and you finally rape her there, I think this statute says that Baltimore has jurisdiction.
Counsel for Knight: Well, I would submit to the Court that my interpretation of that statute, and would hope the Court would accept this interpretation of the statute, is that that statute relates to intercountry situations and intrastate situations; that Maryland would be constitutionally powerless to extend its jurisdiction for an act which occurs outside*289 of its boundaries by saying that if you merely form the intent in Maryland you are guilty of the substantive crime.
That creates constitutional problems which I believe could only be avoided by interpreting that section the way the Court has interpreted that section in the annotation to that section, and that is a Baltimore City-Baltimore County situation, that provides for the place where trial may be held. And certainly there would be no constitutional problem to that, because there is no constitutional right to venue. But there certainly is a constitutional limitation on the power of the Court to extend its jurisdiction beyond the physical boundaries. And we would submit to the Court that the only way to avoid that inherent problem is the Court — and this is the only case that I have been able to find on this particular section—
Court: That had to do with Baltimore County — Baltimore City?
Counsel for Knight: That is correct. I recognize the facts of that case are of little help under the circumstances.
Court: I understand that.
Counsel for Knight: But it is the only law that we have in Maryland. And I think that basically jurisdictional and constitutional law tells us that the State of Maryland can’t extend its jurisdiction beyond the boundaries for a substantive act. And I think even though it is a venue case, the McBurney38 case is also instructive with respect to this case.
We have here a crime. A crime is not completed when the intent is formed to commit the rape. [Actus reus] is also an integral part of the crime, and that is really what establishes jurisdiction.
So, I submit to the Court that on [the State’s Attorney’s] legal theory it can’t create a separate offense. And I agree with the Court it doesn’t purport to create a separate offense. I think it creates a situation where Prince George’s County could try a guy for picking up somebody in*290 Prince George’s County and transporting them and raping them in Montgomery County.
Court: All right. Is there a motion here for me to decide this preliminarily?
Counsel for Knight: That is correct.
Court: All right. Anything else you want to tell me?
Adams’s Defense Counsel: Your Honor, I would again adopt [Counsel for Knight’s] arguments, and I would like to argue to the Court another line of cases where situations did arise where the acts were crossing state lines, particularly between the State of Maryland and the District of Columbia.
In one case, your Honor, the case of Bowen v. State,206 Md. 368 [111 A.2d 844 (1955)], a case of larceny after trust and embezzlement, where the acts were connected with Maryland, but the conversion of the assets and all the transactions involving the checks took place in D.C. The conviction by a Maryland Court was reversed for lack of jurisdiction.
Another case is Goodman v. State,237 Md. 64 [205 A.2d 53 (1964)], where a person obtained a prescription falsely to obtain narcotic drugs in Montgomery County, went to the District of Columbia and passed a prescription, received drugs. The Court held the critical element of the offense, which was passing the drugs, did not take place within the State of Maryland; therefore, Maryland did not have jurisdiction.
Court: You didn’t have a statute, did you?
Adams’s Defense Counsel: No, your Honor.
Court: Didn’t have any kind of statute like this.
Adams’s Defense Counsel: I would also cite Urciolo [v. State1,272 Md. 607 [325 A.2d 878 (1974) ], with which the Court may be familiar.
But your Honor, again I submit that Maryland has no authority to legislate itself into having jurisdiction over acts that do not occur within the State.
Adams’s Defense Counsel: Your Honor, I am going to object to any testimony about any sexual acts, because as I understand it now counsel is not in a position to proffer that any of those acts took place in the State of Maryland. As I understand it at this point the evidence that the State poses is to the contrary, being that all sexual acts took place within the District of Columbia.
State’s Attorney: Your Honor, the evidence that we have, and I think it will come out through testimony, is as follows: That they started to undress her while she was on Branch Avenue, toward the District of Columbia; but at some point later she was in fact raped. When she was first raped she asked the individuals in the van where she was. They said in Maryland. She was then moved to another location, at which point she was raped by other individuals. She doesn’t know where she was.
At any rate, under the jurisdiction statute which I previously cited the Court, Article 27, 465,1 think it is quite clear we have the transportation in this county either beginning, continuing or ending, and the intent is, in fact to commit a sexual offense, and when such action as that occurs the statute gives this county jurisdiction to prosecute, and that is the reason we are proceeding.
Adams’s Defense Counsel: Your Honor, it is the position of the defendant that this statute cannot extend the jurisdiction of the State of Maryland beyond the State borders, but must be strictly within the counties within the state.
The exchanges illustrate that not only was the post-conviction argument regarding jurisdiction reasonably available to be made by Adams’s counsel at trial, but that Adams’s counsel understood the distinction between jurisdiction and venue. Therefore, Adams’s objection regarding the jury instructions
y.
Ineffective Assistance of Counsel
Adams contends that his trial counsel was ineffective for failing to object to the jury instructions on jurisdiction. Unlike most of his other post-conviction claims, this contention has been not waived by inaction in the prior proceedings. Nonetheless, he shall not prevail with his arguments.
The trial court instructed the jury, “If you find that the application of this statute is how this particular sex offense occurred you will check that, if you are not convinced beyond a reasonable doubt that the offense occurred in our state.” The instruction regarding the special verdict was repeated several times throughout the charge to the jury. Adams’s trial counsel not only did not object, but actually requested the court to instruct the jury on a specific finding. The following exchange is particularly relevant.
Adams’s Defense Counsel: I would submit that the Court’s proposed method is the better method, and I would ask the Court to do that, to get a specific finding as to whether or not the incidents involving the sexual acts and the rapes took place in the District of Columbia or Maryland.
Court: All of them?
Adams’s Defense Counsel: Assuming all of them go to the jury/[40 ] your Honor, I would assume those questions would*293 have to be answered definitely. I think the jury does have to find—
Court: Let’s assume I do it that way, what is the burden of proof on that issue?
Adams’s Defense Counsel: It is the same as the burden for any other—
Court: Anything else? You have to be convinced beyond a reasonable doubt?
Adams’s Defense Counsel: Yes, your Honor.
Adams’s ineffective assistance of counsel claims are governed by the two-part standard announced in Strickland v. Washington,
A defendant claiming ineffective assistance of counsel must show (1) that counsel’s performance was deficient, i.e., that the representation fell below an objective standard of reasonableness, and (2) that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceedings would have been different, i.e., a probability sufficient to undermine confidence in the outcome.
State v. Borchardt,
“There is, however, a heavy burden on the defendant to establish the deficiency.” Harris v. State,
Adams’s ineffective assistance of counsel claim fails both prongs of the Strickland test. First, the performance of
(Where there is more than one ground for a verdict on a criminal charge, but where the ramifications of a guilty verdict on that charge will be different depending upon the ground chosen by the jury .... the court should ... give them appropriate instructions so that the basis of a ... verdict will be revealed. [Citations omitted]).
In the present case, the trial court explained the ambiguity that otherwise could result from a guilty verdict absent the special finding. Any appellate review would be hampered by the lack of a clear finding by the jury, likely necessitating a new trial or dismissal.
The focus of Adams’s post-conviction argument concerns the application of § 465. Its resolution depends on whether § 465 was intended to address venue or was a jurisdiction-expanding statute. Either interpretation was reasonable, and thus, Adams’s counsel’s performance was not deficient for failing to object. The law on extra-territorial jurisdiction is well-settled that states validly may expand their common law territorial jurisdiction by statute to the fullest extent permitted by the Constitution. See West v. State,
Additionally, Adams’s trial counsel was not deficient because he properly preserved his argument that § 465 did not expand Maryland’s territorial jurisdiction. In fact, the trial court explained to Adams’s counsel exactly how this particular instruction would assist him if the ruling on the statute later proved to be the subject of an appeal.
Court: ... I think I am going to solve this problem very easily. I am going to instruct on the statute, and also add the question to be decided by the jury where all these acts took place. At this time I may agree with [the State’s Attorney]. Maybe at a later time I may disagree with you. If the jury can make a finding it might solve a lot of*297 problems, if this case went to the Court of Appeals or the Court of Special Appeals and there was a specific finding in that regard by the jury.
Adams’s Defense Counsel: Your Honor, I hate to interrupt the Court, but I think this is the very issue we addressed earlier.
Court: Yes.
Adams’s Defense Counsel: The State has not shown anything upon which the jury can make that determination. And that is why I submit to the Court that this should not be passed to the jury.
Court: If this case is ever appealed, or he is convicted and I make a subsequent ruling the statute applies out of state, and the Court of Appeals says I am wrong, or the jury says that it did happen in the District and I am wrong, that ends it right then and there.
State’s Attorney: ... It is a good procedure to get the jury to come back with specific findings of fact in a case like this, obviously, if this case is appealed to the Court of Appeals.
Court: How would the Court of Appeals know how the jury made a determination, based on what you told me?
Court: Now suppose I agree with you and say you are absolutely right in your interpretation, then this case goes to the Court of Appeals and the Court of Appeals says this is not the law, didn’t have any jurisdiction because it happened — they don’t really know where it happened. How does the Court of Appeals know where it happened?
Based on this discussion, it is apparent that the issue properly would have been preserved for appeal, if in fact the jury did not find that the rapes actually occurred in Maryland. The jury found that the rapes occurred in Maryland, however, and thus the tactically preserved issue regarding the interpretation of § 465 became moot.
Adams also fails to demonstrate here a substantial probability that counsel’s failure to object to the instruction altered the
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED IN PART AND REVERSED IN PART; CASE REMANDED TO THAT COURT WITH DIRECTIONS TO AFFIRM IN PART AND REVERSE IN PART THE JUDGMENT OF THE CIRCUIT COURT FOR PRINCE GEORGE’S COUNTY AND REMAND THE CASE TO THE CIRCUIT COURT FOR FURTHER PROCEEDINGS NOT INCONSISTENT WITH THIS OPINION; COSTS TO BE PAID BY RESPONDENT.
BELL, C.J., BATTAGLIA and ELDRIDGE, JJ., Dissent.
Notes
. It appears from our review of the record that the victim in the present case was sixteen years old at the time of the attack. We will accord her the anonymity that we would accord any alleged victim of a similar age.
. The post-conviction court in the present proceedings noted that it "was clear that the first rape occurred within minutes after the kidnap
. Another set of attacks commenced at a stop in a parking lot later.
. See, e.g., State v. Jones,
. During this proceeding, Adams requested and was granted two special instructions to be given to the jury regarding certain incidents that occurred at trial. The first instruction was that the jury was to infer nothing from the fact that they had seen Adams wearing handcuffs during the trial. The second instruction was that the jury was to infer
. Article 23 of the Maryland Declaration of Rights states, "In the trial of all criminal cases, the Jury shall be the Judges of Law, as well as of fact, except that the Court may pass upon the sufficiency of the evidence to sustain a conviction.”
. Adams, however, raised several other objections to the jury instructions. He objected to the trial court’s refusal to instruct the jury on alleged difficulties in cross racial identification (perhaps representing a degree of prescience to the matter much later discussed in Smith v. State,
. Adams contended that: (1) the evidence was insufficient for a reasonable jury to conclude that the crimes occurred in Maryland; (2) the in-court identifications by Kathy P. and Teresa B. should have been suppressed; (3) the absence of co-defendant Knight from the trial, after
. The post-conviction judge concluded that the reasonable doubt instruction was proper and that Adams’s trial counsel was not deficient in failing to object to the reasonable doubt instruction. Adams does not seek further judicial scrutiny of these rulings.
. The Court also found that Adams’s trial counsel was ineffective for failing to file a Motion to Modify Sentence within 90 days, as permitted by Maryland Rule 4-345(b) (former Maryland Rule 774 (Maryland Code, 1957, 1977 Repl.Vol., 1983 Cum.Supp.)). The Circuit Court held that "[Adams] should be entitled to file a belated motion for modification of sentence.” This holding was affirmed by the Court of Special
. Stevenson’s conviction was affirmed because she, much like the present case, did not make a proper, timely objection at the time the instructions were given that the instructions exceeded the proper scope of Article 23.
. Judge Eldridge dissented, joined by Judge Davidson and Judge Cole in part. Judge Eldridge argued, as he does here (see Dissent op. at
. The dissent contends that Jenkins is factually on point. Dissent op. at 332-33,
The analysis in this case does not end here, however. Despite Jenkins having procedurally waived his right to object to the jury instructions, the Circuit Court for Prince George's County addressed on the merits his argument raised for the first time in his fifth post conviction petition and fifth habeas corpus petition. The Wainwright rule is therefore inapplicable where the state in effect ignores its own independent state procedural default rule and addresses the merits of an argument.... Accordingly, Jenkins' objection to the jury instructions is properly before the Court in this § 2254 petition.
Jenkins v. Smith,
. Judge Eldridge concurred in the result, joined by Judge Davidson. Judge Eldridge, consistent with his dissent in Stevenson, maintained that Article 23 was facially unconstitutional.
. To be sure, the majority opinions in Stevenson and Montgomery have not been praised universally from within, Stevenson
. Maryland Code (2001), Criminal Procedure Article, § 7-106(c) provides that a post-conviction petitioner may obtain relief, even if the claim for relief has been waived or finally litigated, if a judicial decision from a "binding” court imposes a new "procedural or substantive standard” that is "intended to be applied retrospectively." Stevenson did not articulate a new "procedural or substantive standard. Therefore, Adams may not obtain relief under § 7-106(c). In any event, such an argument is not properly before this Court. Adams attempts to adopt in this regard, by reference, the arguments contained in an amicus brief filed by Families Against Injustice. Adams cites Maryland Rule 8 — 503(0, which provides that in a "case involving more than one appellant or appellee, any appellant or appellee may adopt by reference any part of the brief of another.” The present case has only a single appellant, the State, and a single appellee, Adams. The rule only permits litigants to adopt the arguments of other parties to the litigation. Thus, this argument is not properly before us.
The dissent is critical of this footnote. Dissent op. at 311-12,
. If its waiver argument were found to be lacking or Adams’s waiver excused, the State concedes that the challenged instructions were erroneous.
. Unless otherwise noted, all subsequent statutory references are to Maryland Code (2001), Criminal Procedure Article.
. In Rose, we noted:
We are not aware of any decision by the United States Supreme Court or this Court holding that an issue involving the validity of a reasonable doubt instruction, not objected to at trial or raised on direct appeal, may nevertheless be raised for the first time in a post conviction proceeding unless there was an intelligent and knowing waiver by the defendant personally.
Rose,
. Conceivably, the instructions could have been challenged on direct appeal, even though unpreserved at trial, under the plain error doctrine. See, e.g., Himple v. State,
. Although the two inquiries occasionally overlap and are often confused, the special circumstances inquiry under § 7-106(b)(1)(ii) is a
. The " ‘special circumstances’ doctrine ... authorizing a court in a post conviction action to excuse a waiver, is applicable only to situations ... requiring intelligent and knowing action before there is a waiver.” Walker,
. There is a tactical aspect associated with the decision whether to object to the advisory jury instructions. Judge Markell described the
. A similar theory was rejected by the Court of Special Appeals:
*269 First, he contends that the hearing judge erred in not applying the plain error set forth in Md. Rule 75 7h. He suggests that a post conviction hearing judge is authorized to recognize plain error and correct it. The rule, however, is simply not applicable to post conviction proceedings.
In urging that we now apply the plain error rule applicant is actually requesting that we consider this proceeding, not as an application for leave to appeal a denial of post conviction relief, but to recognize it as a direct appeal. We are not empowered to do so, however, even if we were so inclined. The Court of Appeals has held that post conviction may not be employed as a substitute for a direct appeal. See Kelly v. Warden,243 Md. 717 ,222 A.2d 835 (1966). Since post conviction may not be used as a substitute for a direct appeal, we may not, under the guise of applying the plain error rule, permit the rule to override the post conviction statute, § 645A(c), under which the hearing judge had determined that the jury instruction issue had been waived. On the contrary, while Art. 27, § 645A(c) obviously applies to post conviction proceedings, Md. Rule 757h. does not. Applicant’s sleight of hand will not avail.
Prokopis v. State,49 Md.App. 531 , 534,433 A.2d 1191 , 1193 (1981).
. There is no doubt that an appellate court may exercise its discretion under Rule 8-131 to consider an unpreserved issue that should have been raised in the earlier-reviewing post-conviction court or courts. This distinction is key. For example, in Jones v. State,
. We can only find one case that has gone so far as to imply a similar discretion in a trial court when it considers a post-conviction petition. See Walker,
We recognize that the failure of counsel to raise certain types of issues on appeal, whether by inadvertence or deliberate decision, would not necessarily preclude their consideration in a subsequent proceeding. Such issues include rights which cannot be waived absent intentional and knowing action by the defendant, rights which can only be waived personally by a defendant, matters which are deemed more appropriate for resolution in proceedings subsequent to an appeal such as proceedings under the Post Conviction Procedure Act, Code (1957, 1982 Repl.Vol.), Art. 27, § 645A et seq., or issues where there exist special circumstances excusing waiver. See the discussion in Curtis v. State,284 Md. 132 ,395 A.2d 464 (1978). As to other matters, however, "[tjactical decisions, when made by an authorized competent attorney, as well as legitimate procedural requirements, will normally bind a criminal defendant.” Curtis v. State, supra,284 Md. at 150 ,395 A.2d 464 .
Foster,
. Adams and the State make the same legal error throughout their respective briefs. Both argue “special circumstances” as if § 7-106 applied to the analysis of the waiver arguments in this case. As noted above, § 7-106 does not apply here. Therefore, we shall treat Adams’s contentions as if he were arguing in support of an exercise of our discretion to excuse his waiver.
. The use by Adams and the courts below of the word “bar” overtaxes its proper definition. "Bar,” used as verb, means "to prevent, especially by legal objection.” Black's Law Dictionary 158 (8th ed.2004). There was nothing to "bar” Adams from raising objections to the jury instructions. Nothing prevented Adams from making this objection known to the trial court immediately after the jury was given the instructions. At best, Adams’s contention should be understood as asserting that had he made a proper objection in this regard, the trial court likely would have overruled his objection. Assuming that to be the case, Adams hardly was "barred” from making such an objection and preserving it for appeal. There is nothing in this record, however, to indicate that such an objection would have been futile. See Bobbitt v. Allied-Signal, Inc.,
[Tjhere must be an objection to the instruction; the objection must appear on the record; the objection must be accompanied by a definite statement of the ground for objection unless the ground for objection is apparent from the record and the circumstances must be such that a renewal of the objection after the court instructs the jury would be futile or useless.
*273 Gore v. State,309 Md. 203 , 209,522 A.2d 1338 , 1340 (1987)
Furthermore, both Stevenson and Montgomery were decided relatively contemporaneously with Adams’s trial. Had a proper objection been made and overruled, merit in the objection may have been found by the trial court or an appellate court.
. The novelty exception to waiver in federal habeas proceedings and the "cause and prejudice” standard is sufficiently synonymous with the types of factors we consider in deciding whether to exercise our discretion that these federal cases may serve as persuasive authority.
. The Supreme Court also had occasion to discuss the "judges of the law” provision in the Maryland Constitution, noting that it "does not mean precisely what it seems to say.” Brady v. Maryland,
. Justice Story's opinion "had a far-reaching influence in diverting the current of American judicial opinion away from the doctrine that juries in criminal cases are judges of the law.” Slansky v. State, 192 Md. 94, 102,
. Dennis also served as U.S. Attorney for the District of Maryland and President of the Maryland State Bar Association.
. State v. Jenkins,
. The Court in Walker essentially held, without any significant analysis, that the holding in Franklin v. State,
. The defendant’s trial in Oken ended in January 1991.
. In 1986, the General Assembly prospectively limited prisoners to two post-conviction petitions. Mason v. State,
. Adams merely argued that there was insufficient evidence for the jury to find that the crimes occurred in Maryland.
. McBurney v. State,
. It is of no import that Adams contends that the jury instruction may have confused the jury or "undercut” his defense. See Pennington v. State,
. At the time of this discussion, Adams's counsel was waiting on a ruling on a motion for acquittal where he had argued that there was insufficient evidence for the case to go to the jury. The motion was later denied. The Court of Special Appeals affirmed on direct appeal, holding that there was sufficient evidence from which a reasonable jury
. There is a basis for a tactical decision to permit the trial court to instruct the jury on § 465. The instructions to the jury were clear that they were to consider first whether the rapes occurred in Maryland. If they could not find that beyond a reasonable doubt, only then were they to proceed to potential jurisdiction under § 465. If the jury found jurisdiction under § 465, it necessarily would have found a reasonable doubt that the rapes occurred in Maryland. On appellate review of a conviction, Adams would be in a better position with a conviction with jurisdiction founded on § 465 than a general verdict. If the review was of a general verdict, the case likely would be remanded for a new trial
Furthermore, that the jury was instructed on the special verdict only increases the potential for a "compromise verdict” regarding jurisdiction. If a compromise verdict were to occur, finding jurisdiction based on § 465, it could have set in motion the wheels leading to Adams’s outright acquittal. Adams may now claim that the special verdict and jurisdiction instruction were improper and he suffered prejudice; however, at the time of the trial, it may have been the only trial tactic that possibly could have resulted in an acquittal in spite of the substantial evidence of his guilt. This Court will not find counsel to be ineffective where there is a reasonable tactical basis to support trial counsel’s actions. See Oken,
. In the typical Strickland analysis, we would review evidence against the petitioner to determine if, but for counsel’s errors, "substantial possibility” existed that the result of the proceedings would have been different. Bowers v. State,
Dissenting Opinion
dissenting.
I would affirm the judgments of the Court of Special Appeals and the Circuit Court for Prince George’s County. The majority opinion today, like the majority opinion in Stevenson v. State,
The principal issue before this Court is whether the respondent Adams is entitled to post-conviction relief even though, at his 1979 trial, there was no objection to the advisory nature of the trial judge’s jury instructions. Under our cases, if Stevenson v. State, supra, and Montgomery v. State,
An examination of this Court’s pre-Stevenson opinions, construing or applying the state constitutional mandate that juries are the judges of the law in criminal cases, demonstrates that Stevenson and Montgomery constituted a major departure from this Court’s previous opinions. The Stevenson and Montgomery interpretation of the constitutional provision making juries the judges of the law in criminal cases was a new interpretation, and it was fully retroactive. This Court’s opinions clearly entitled Adams to a new trial governed by the principles set forth in Stevenson and Montgomery.
I.
Before turning to the principal issue in this case, however, there is a preliminary matter which should be noted. As set forth in my dissenting opinion in Stevenson v. State, supra,
The first paragraph of Article 23 mandates: “In the trial of all criminal cases, the Jury shall be the Judges of Law, as well as of fact, except that the Court may pass upon the sufficiency of the evidence to sustain a conviction.” (Emphasis added). The majority construes the phrase “all criminal cases” to mean only some criminal cases and the word “Law” to mean only a very small portion of the applicable law. This approach is in sharp contrast with the numerous opinions of this Court holding that constitutional or statutory language should not be distorted in order to reach a particular result. See, e.g., Bednar v. Provident,
As shown later in this opinion, prior to the Stevenson case in 1980, the state constitutional provision making the jury the judge of the law in a criminal case was largely construed as it read. Nevertheless, whether construed broadly in accordance with this Court’s opinions before 1980, or “construed” narrowly in accordance with the Stevenson re-draft, the Maryland constitutional provision violates the Due Process Clause of the Fourteenth Amendment and violates the Jury Trial Clause of the Sixth Amendment. The state constitutional provision is also inconsistent with the Equal Protection Clause of the Fourteenth Amendment.
The first paragraph of Article 23, either as written or as redrafted by the Stevenson majority and the majority today, simply cannot be reconciled with federal constitutional requirements.
II.
Another matter should be addressed before discussing the novelty and retroactivity of the Stevenson and Montgomery interpretation of the state constitutional provision making juries the judges of the law in criminal cases. That matter concerns the applicable body of “waiver” law.
The Circuit Court for Prince George’s County, the Court of Special Appeals (State v. Adams,
This Court, in Curtis v. State,
“Consequently, we believe that the Legislature, when it spoke of ‘waiver’ in subsection (c) of Art. 27, § 645A [now § 7-106(b) and (c) of the Post Conviction Procedure Act], was using the term in a narrow sense. It intended that subsection (c), with its ‘intelligent and knowing’ standard, be applicable only in those circumstances where the waiver concept of Johnson v. Zerbst[,304 U.S. 458 ,58 S.Ct. 1019 ,82 L.Ed. 1461 (1938) ] and Fay v. Noia[,372 U.S. 391 ,83 S.Ct. 822 ,9 L.Ed.2d 837 (1963) ] was applicable. Other situations are beyond the scope of subsection (c), to be governed by case law or any pertinent statutes or rules. Tactical decisions, when made by an authorized competent*303 attorney, as well as legitimate procedural requirements, will normally bind a criminal defendant.”2
More recently, this was explained by Judge Karwacki for the Court in Hunt v. State,
“Thus, the General Assembly contemplated, for purposes of subsection (c) of the Post Conviction Procedure Act, that*304 waiver there described assumed the restrictive character to which the Supreme Court had ascribed it. This has necessarily led to a dual framework under which a post-conviction petitioner in Maryland may endeavor to assert certain, specific claims or rights not previously raised. That is to say, the nature of the right involved will determine whether the decision is governed by Art. 27, § 645A(c), or pertinent case law, statutes, or rules. On the one hand, if a defendant’s claim does encompass that narrow band of rights that courts have traditionally required an individual knowingly and intelligently relinquish or abandon in order to waive the right or claim, Walker v. State,343 Md. 629 , 642,684 A.2d 429 , 435 (1996), the failure to do so knowingly and intelligently will not preclude raising the matter on post-conviction review. Courts, however, do not apply the same standard of waiver to ‘the vast array of trial decisions, strategic and tactical, which must be made before and during trial.’ Estelle v. Williams,425 U.S. 501 , 512,96 S.Ct. 1691 , 1697,48 L.Ed.2d 126 , 135 (1976). . . .”
In Walker v. State,
“The circuit court’s application of the definition of waiver in the Post Conviction Act’s subsection (c) may well have been correct if the waiver issue in this case were governed by subsection (c). The court, however, overlooked our interpretation of the statute as a whole, set forth in Curtis v. State,284 Md. 132 ,395 A.2d 464 (1978), and reaffirmed on numerous occasions. See, e.g., Oken v. State,343 Md. 256 , 270-272,681 A.2d 30 , 37-39 (1996); McElroy v. State,329 Md. 136 , 140-142, 147-149,617 A.2d 1068 , 1070-1071, 1073-1075 (1993); Trimble v. State,321 Md. 248 , 259,582 A.2d 794 , 799 (1990); State v. Romulus,315 Md. 526 , 539-540,555 A.2d 494 , 500 (1989); Martinez v. State,309 Md. 124 , 141,522 A.2d 950 , 958-959 (1987); State v. Calhoun,306 Md. 692 , 702-704,511 A.2d 461 , 465-467 (1986), cert. denied,480 U.S. 910 ,107 S.Ct. 1339 ,94 L.Ed.2d 528 (1987); State v. Tichnell,306 Md. 428 , 464,509 A.2d 1179 , 1197, cert. denied,479 U.S. 995 ,107 S.Ct. 598 ,93 L.Ed.2d 598 (1986); Foster,*305 Evans and Huffington v. State,305 Md. 306 , 315-316,503 A.2d 1326 , 1331, cert. denied,478 U.S. 1010 , 1023,106 S.Ct. 3310 , 3315,92 L.Ed.2d 723 , 745 (1986); Williams v. State,292 Md. 201 , 215-216,438 A.2d 1301 , 1308 (1981); State v. Magwood,290 Md. 615 , 622-623,432 A.2d 446 , 449-450 (1981).
Consequently, in an action under the Post Conviction Procedure Act, the nature of the issue presented will ordinarily determine the applicability of § 7-106(b) and (c). For example, waiver of a claim that trial counsel’s representation was so inadequate that the defendant was denied his constitutional right to the assistance of counsel requires an “intelligent and knowing waiver” by the defendant; accordingly, the waiver provisions of the Post Conviction Procedure Act are applicable. Curtis v. State, supra,
Ordinarily, as the majority points out, a challenge to a jury instruction is not covered by the waiver provision contained in § 7-106(b) of the Post Conviction Procedure Act; instead, the failure at trial to object to a jury instruction normally constitutes a waiver of any challenge to the instruction. See Walker v. State, supra,
In cases not governed by § 7-106(b) of the Post Conviction Procedure Act, the provision in § 7-106(b)(1)(ii), excusing a waiver if “special circumstances” exist, does not directly apply. Moreover, the “plain error” concept under Maryland Rule 8-131(a), applicable in direct appeals from criminal judgments, does not technically apply in post conviction actions. Walker
“(2) Notwithstanding any other provision of this title, an allegation of error may not be considered to have been finally litigated or waived under this title if a court whose decisions are binding on the lower courts of the State holds that:
(i) the Constitution of the United States or the Maryland Constitution imposes on State criminal proceedings a procedural or substantive standard not previously recognized; and
(ii) the standard is intended to be applied retrospectively and would thereby affect the validity of the petitioner’s conviction or sentence.”
When this principle is applicable, a failure to preserve an issue at trial does not constitute a waiver, and, consequently, a court’s discretion to excuse a waiver is not involved. Moreover, under this Court’s opinions, the principle embodied in § 7-106(c)(2) not only applies to cases directly governed by § 7-106(b) of the Post Conviction Procedure Act, but applies to Post Conviction Procedure Act proceedings not governed by § 7-106(b), as well as other types of post-trial proceedings.
For example, State v. Colvin,
“Under the Post Conviction Procedure Act, ... no error is deemed to have been waived in a case where a decision of the Supreme Court subsequently imposes upon State criminal proceedings ‘a procedural or substantive standard not theretofore recognized, which such standard is intended to be applied retrospectively and would thereby affect the validity of the petitioner’s conviction or sentence.’ Undoubtedly, the court in Evans considered that the Mullaney errors were subject to collateral attack under this section in any event, and proceeded to recognize them on its own motion____”
Numerous other cases, applying the principle of the Evans case, have held that the failure to raise an issue at trial did not constitute a waiver when there was a relevant post-trial Supreme Court or Maryland Court of Appeals ruling changing the legal standard concerning the issue, or have held that the
The dispositive issues in the case at bar are whether the opinions in Stevenson and Montgomery substantially changed the prior interpretation of the constitutional provision that juries are the judges of the law in criminal cases and, if they did change the law, whether they are retroactive. Since both questions should be answered in the affirmative, the judgments below ought to be affirmed.
Stevenson v. State and Montgomery v. State clearly established a new legal standard. The majority opinion in Stevenson,
“is limited to deciding ‘the law of the crime,’ Wheeler v. The State,42 Md. 563 , 570 (1875), or the ‘definition of the crime,’ as well as ‘the legal effect of the evidence before [the jury],’ Beard v. State,71 Md. 275 , 280,17 A. 1044 , 1045 (1889).” (Emphasis added).7
In the case at bar, the majority reaffirms the Stevenson theory, namely that this Court’s opinions prior to Stevenson limited the jury’s role under the first paragraph of Article 23 to deciding the “law of the crime.” Underlying various arguments made by the majority today are the repeated assertions that the “holdings in Stevenson and Montgomery ... did not announce new law” (majority opinion at 257,
The above-quoted assertions by the Stevenson majority and the majority today are flatly erroneous. None of the preStevenson opinions of this Court, cited by either the Stevenson majority or the majority today, and no other pre-Stevenson opinions of this Court which have come to my attention,
Those who purport to see, in this Court’s pr e-Stevenson opinions, a very limited role for juries as judges of the law in criminal cases, remind me of the crowd (with the exception of one child) who purported to see and admire the Emperor’s new clothes, although they knew better, in the story by Hans Christian Andersen. No rational person examining this Court’s opinions prior to the date Stevenson was filed (December 17, 1980), can see more than two exceptions to the constitutional provision making juries the judges of the law in criminal cases.
The constitutional provision, stating that juries are the judges of the law in criminal cases, was initially adopted as part of the Maryland Constitution of 1851. The first case discussing the provision, in dicta, was Franklin v. State,
The next opinion discussing the constitutional provision authorizing juries to decide the law in criminal cases was Wheeler v. State, supra,
Not only do the pr e-Stevenson opinions of this Court recognize just two exceptions to the constitutional mandate contained in the first paragraph of Article 23, but, as previously noted, the pr e-Stevenson opinions repeatedly indicate that the constitutional mandate is extremely broad. Thus in Dillon v. State,
“Under ‘our almost unique Constitutional provision any instructions on the law which the [trial] court may give’ are purely advisory and the jury must be so informed. Schanker v. State,208 Md. 15 , 21,116 A.2d 363 , 366 (1955). As observed in Jackson v. State,180 Md. 658 , 667,26 A.2d 815 , 819 (1942), ‘[t]he judge may tell [the jury] what he thinks the law is, but he must tell them it is merely advisory and they are not bound to follow it____’
“Our predecessors in Slansky v. State,192 Md. 94 ,63 A.2d 599 (1949), pointed out that a trial judge, in instructing in a criminal case, ‘should be careful to couch the instruction in an advisory form, so that the jury are left free to find their verdict in accordance with their own judgment of the law as well as the facts. When such an instruction is given, it goes to the jury simply as a means of enlightenment, and not, as in civil cases, as a binding rule for their government. Broll v. State,45 Md. 356 [(1876)]; Swann v. State,64 Md. 423 ,1 A. 872 [(1885)]; Dick v. State,107 Md. 11 ,68 A. 286 , 576 [(1907)].’ ”
For a sampling of other opinions to the same effect, see, e.g., Bruce v. State,
Moreover, the cases in this Court prior to 1980, all holding that juries in criminal cases had the authority to decide almost all legal issues, included cases involving constitutional rights. In 1979, the year before Stevenson was decided, this Court in Davis v. State, supra,
In Bruce v. State, supra,
Similarly, in Klein v. State,
“It seems that the jury which heard the case had been engaged in the trial of civil cases, and after the jury was sworn, but before anything further was done, the court undertook to advise the jury of some of the differences*321 between their duties in a criminal case and in a civil case in Maryland. He called their attention to the presumption of innocence which surrounds the accused in a criminal case, discussed the degree of proof needed for a conviction, gave an explanation of the doctrine of reasonable doubt, told them several times that they were the judges of both the law and the facts in a criminal case, and concluded with the statement that all he had told them was merely advisory and that the jury, being judges of both the law and the facts, were not bound by what he had said.”
The Klein opinion went on to reiterate that “juries in criminal cases are the judges of both the law and the facts, and hence the court cannot give them binding instructions in such cases.”
The Court in Wilson v. State,
“We think the judgment must be reversed because the trial judge erred when he prevented defense counsel from arguing to the jury the questions whether the appellant had voluntarily consented to the searches and seizures, or whether his apparent acquiescence had been induced by an unlawful arrest. Whether these were questions of law or of fact, or a combination of both, they were within the domain of the jury and counsel was entitled to discuss the facts relative thereto and inform the jury of the applicable law.
“Under our almost unique constitutional provision, the jury is the judge of the law as well as of the facts in criminal cases.”
A criminal conviction was reversed in Wilkerson v. State,
*322 “[Defense] counsel, during the course of his argument to the jury, made the statement that, ‘No presumption of guilt arose from the fact that traverser failed to take the witness stand,’ whereupon the State’s Attorney objected to the statement and was sustained by the court, who also remarked that it was ‘not proper for counsel to comment in any way on the failure of the defendant to take the witness stand.’ The court’s action, of course, prevented traverser’s counsel from stating to the jury the law applicable to the situation under consideration, notwithstanding ... the Maryland Constitution, which provides, ‘in the trial of all criminal cases, the jury shall be the Judges of Law, as well as of fact.’ ”
The Wilkerson opinion continued (
“Since, therefore, by constitutional provision the jurors are made the judges of law as well as of fact, it is difficult to understand how they are to know the law in any particular case if counsel are to be denied the privilege of stating it to them, for the court will take judicial knowledge of the fact that most jurors are laymen, and therefore do not possess knowledge of the law.”
See also Wilson v. State, supra,
Another legal issue implicating federal constitutional rights was held to be for the jury prior to 1950. A 1950 state constitutional amendment added the following language to the provision making juries the judges of the law in criminal cases: “except that the Court may pass upon the sufficiency of the evidence.” Before 1950, this Court took the position that the sufficiency of the evidence was for the jury. It was held that not even the Court of Appeals could “pass upon ... the sufficiency of evidence to establish the crime charged.” Slansky v. State,
The jury’s role as judge of the law in a criminal case also extended to statutory interpretation, with counsel being able “to read to the jury from a legal textbook,” or “to read from opinions of the Court of Appeals,” or “to refer to nisi prius decisions, directly relevant to the interpretation of a statute,” Dillon v. State, supra,
In Dick v. State, supra,
“We think it was clearly improper, for the State’s Attorney to tell the jury that whether the defendant was an agent within the meaning of the statute was something with which they had nothing to do. It is manifest that if, as we have seen from our own decisions cited, the Court cannot pronounce and decide upon the legal effect of the evidence and can only bind and conclude the jury as to what evidence shall be considered by them, the State’s Attorney cannot undertake to declare to the jury that the Court had in fact, by admitting the testimony deprived the jury of its constitutional power to construe and interpret the statute and apply it according to their own judgments. It may be apparently anomalous when the Court in passing upon the admissibility of testimony has given its interpretation of the meaning of the statute, that the jury should still be free to adopt its own interpretation; but this is precisely the anomaly resulting from our system of administering the criminal law and which results whenever the Court instructs the jury in a criminal case, and the verdict which follows is not in accord with the view expressed by the Court; and it is too well settled in this State to require the production of authority, that the Judge may state his own views of the law to the jury, provided he also informs them that his utterance is advisory only, and that they are free to adopt their own independent judgment.”
Many other types of legal issues have been involved in this Court’s opinions regarding the constitutional provision making juries the judges of the law in criminal cases, and, prior to 1980, such issues have been deemed to fall within the province of the juries. See, e.g., Dillon v. State, supra,
D.
The Stevenson opinion,
“The [Stevenson ] majority opinion highlighted, as an example, a then recent decision applying the long established principle that the jury serves only as a judge of the ‘law of the crime. ’ See Lewis v. State,285 Md. 705 , 724, 404 A.2d*326 1073, 1083 (1979) (holding that instructions on the voluntariness of confessions are binding, not merely advisory, on the jury, and the jury should be instructed as such).”
The Lewis opinion never mentioned the phrase “law of the crime.” The only “exception” recognized by Lewis was the long-recognized exception for the admissibility of evidence, and the admissibility issue in Lems concerned the admissibility of a confession. The pertinent portion of the Lewis opinion reads as follows (
“Under ... the Constitution of Maryland, implemented by Maryland Rule 757 b, a jury in a criminal trial is instructed that it is the judge of the law as well as the facts, and that the court’s instructions are merely advisory. See Dillon v. State,277 Md. 571 ,357 A.2d 360 (1976). An exception to this principle is that determinations of the law governing the admissibility of evidence are within the sole domain of the trial judge, Brady v. Maryland,373 U.S. 83 , 89-90,83 S.Ct. 1194 ,10 L.Ed.2d 215 (1963), and the Maryland cases there discussed.
“Here, the defendant contends that by instructing the jury as to the law pertaining to the admissibility of confessions, and later telling them generally that the instructions are merely advisory, error was committed. In light of the instructions as a whole, we are not prepared to say that reversible error was committed. Nevertheless, we agree with the defendant that, since the jury’s consideration of the voluntariness of the confession involves a delegation to it to determine the propriety of admitting this evidence, Dempsey v. State, supra,277 Md. at 143-150 , [355 A.2d 455 (1976)], the instructions in this regard fall within the exception discussed in Brady and are consequently binding upon the jury. Henceforth in all criminal cases involving the jury’s consideration of the admissibility of a confession, including the instant case on retrial, appropriate instructions to this effect should be given to the jury.”
As indicated above, the conviction in Lewis was not reversed because of the “advisory” jury instruction. The Lewis convic
In support of its argument that the Stevenson opinion did not “make new law” in its interpretation of the Maryland constitutional provision mandating that juries are the judges of the law in criminal cases, the majority quotes the United States District Court for the District of Maryland in Jenkins v. Smith,
Jenkins, like the respondent Adams, was convicted of various criminal offenses by a jury in the Circuit Court for Prince
“Here, the trial court clearly explained at the beginning of its charge to the jury that the jury was the sole judge of the law and that the instructions given by the court were advisory only. With each individual instruction, the court reminded the jury of the advisory nature of the instructions. We conclude that there is a reasonable likelihood that the jury interpreted these instructions as allowing it to ignore the ‘advice’ of the court that the jury should find proof beyond a reasonable doubt. Accordingly, we conclude that the advisory instructions violated Jenkins’ right to due process.
[A]n error in an instruction that relieves the State of its burden of proof beyond a reasonable doubt can never be harmless.”
The majority opinion in the instant case asserts that Jenkins is not “legally on point.” Nonetheless, Jenkins could not be more precise in its legal analysis that the advisory jury instructions deprived the accused of his constitutional rights and that the accused was entitled to relief. It is noteworthy
Judge Harrell’s opinion for the Court advances other arguments for his theory that Stevenson was not a novel ruling and did not depart from earlier Court of Appeals cases. The arguments are not persuasive and can be briefly answered.
The majority opinion suggests that because Stevenson and Montgomery “were decided relatively contemporaneously with Adams’s trial,” an objection by Adams to the advisory nature of the judge’s instructions would not have been “novel” under Maryland law. (Opinion at 272-273,
The majority opinion also argues that, because the requirements that the State prove guilt beyond a reasonable doubt and that the jury be properly instructed regarding the State’s burden, were “well established at the time of Adams’s trial,” Adams’s attorney presumably should have objected to the advisory nature of the instructions. (Opinion at 275,
Judge Harrell’s opinion for the Court relies upon language in the Dillon opinion,
“ ‘does not confer upon (jurors], however, untrammeled discretion to enact new law or to repeal or ignore clearly existing law as whim, fancy, compassion or malevolence should dictate, even within the limited confines of a single criminal case.’ ”
There is a huge difference between which person or entity decides what the law is and how that person or entity should perform the function. Today, in Maryland criminal cases where the “law of the crime” is not an issue, as well as in civil cases, the trial judge is the person who decides what the law is. Nevertheless, in performing this function, the trial judge is similarly not authorized “to enact new law or to repeal or ignore clearly existing law as whim, fancy, compassion or
The majority, in support of the argument that the Stevenson opinion was not novel and that it would have been “reasonable” for Adams’s attorney in 1979 to have “objected] at trial to the facially advisory nature of the instruction” (Opinion at 280,
Moreover, there are numerous legal principles which have been and are presently the subject of vigorous debates, and which have been criticized by notable members of the legal
Criticism of a legal principle does not mean that there is a likelihood that the principle will be changed. Criticism of the constitutional mandate that juries are the judges of the law in criminal cases did not mean in 1979 that the Court of Appeals’ decisions applying the constitutional provision were about to be overruled, or that a reasonable trial attorney in 1979 should have objected to the advisory nature of the trial judge’s jury instructions.
E.
As earlier discussed, the only pre-Stevenson substantive change in the constitutional mandate that juries are the judges
Following the 1950 constitutional amendment, this Court adopted a rule requiring a trial judge “when requested in a criminal case, to give an advisory instruction on every essential question or point of law supported by the evidence.” Bruce v. State, supra,
On January 1, 1950, our predecessors also adopted a rule “which expressly provides that the court’s giving of advisory instructions prior to the argument of the case shall not preclude counsel from arguing to the contrary.” Schanker v. State, supra,
The pre-1950 cases, prohibiting a counsel’s jury argument contrary to the trial judge’s instructions, are significant because both the Stevenson majority and the majority today cite some of these cases in support of their argument that, prior to Stevenson, the jury’s function as judge of the law in a criminal case was quite limited. For example, the Stevenson opinion,
F.
Finally, there is strong practical evidence that, prior to Stevenson and Montgomery, the jury’s role in determining the law in Maryland criminal cases was very broad, and that the Stevenson and Montgomery opinions drastically changed the function of the jury in such cases. From the inception of the constitutional provision in 1851, until the Montgomery opinion filed 130 years later on December 4, 1981, it appears that no decision of this Court reversed a criminal conviction on the grounds that the trial judge’s instructions on particular matters should not have been “advisory” but should have been binding, or that the trial judge’s instructions gave too large a scope to the constitutional provision making the jury the judge of the law in a criminal case.
On the other hand, several cases in this Court reversed criminal convictions because rulings in the trial courts curtailed the constitutional right of the jurors to be judges of the law in criminal cases, including the jurors’ right to hear arguments on the law from counsel. See, e.g., Wilson v. State, supra,
As previously shown, for many years jurors in criminal cases were told that all of a trial judge’s instructions were advisory and that jurors could disregard them. The Rule in effect when Stevenson was decided, former Maryland Rule 757 b., mandated that “the court shall instruct the jury that they are the judges of the law and that the court’s instructions are advisory only.” Rule 757 contained no exceptions. Considering this sweeping instruction regularly given to jurors in criminal cases, if, prior to Stevenson, the jurors’ constitutional function as judges of the law were as narrow as the Stevenson
Although the majority of this Court, from 1980 to the present, has been unwilling to acknowledge it, the truth is that Stevenson was a novel opinion which re-wrote what is now the first paragraph of Article 23 of the Maryland Declaration of Rights. The Stevenson opinion did so in an effort to salvage an invalid state constitutional provision.
IV.
The Stevenson and Montgomery opinions were intended by the Court in those cases to be fully retroactive; in addition, as a matter of settled Maryland law, Stevenson and Montgomery were fully retroactive.
This Court, in numerous opinions, has explained when a decision shall be applied only prospectively. The first criterion for “prospective only” application is that the decision overrules prior law and establishes a new legal standard or principle. In Houghton v. County Com’rs of Kent Co.,
“As both the Supreme Court and this Court have made clear, the question of whether a particular judicial decision should be applied prospectively or retroactively, depends in the first instance on whether or not the decision overrules prior law and declares a new principle of law. If a decision does not declare' a new legal principle, no question of a ‘prospective only’ application arises; the decision applies retroactively in the same manner as most court decisions. United States v. Johnson,457 U.S. 537 , 548-549,102 S.Ct. 2579 , 2586,73 L.Ed.2d 202 (1982); Chevron Oil Company v. Huson, supra,404 U.S. at 106 ,92 S.Ct. at 355 ; Hanover Shoe, Inc. v. United Shoe Mach. Corp.,392 U.S. 481 , 496,88 S.Ct. 2224 , 2233,20 L.Ed.2d 1231 (1968); Potts v. State, 300*337 Md. 567, 577,479 A.2d 1335 (1984); State v. Hicks,285 Md. 310 , 336-338,403 A.2d 356 (1979). . . .”
We continued in Houghton,
“Just recently, in Potts v. State, supra,300 Md. at 577 ,479 A.2d 1335 , Chief Judge Murphy pointed out for this Court that ‘where a decision has applied settled precedent to new and different factual situations, the decision always applies retroactively.’
“Our holding in the case at bar, ... is not ‘novel’ and does not overrule any earlier cases in this Court.”
The Court in American Trucking Associations v. Goldstein,
“In the overwhelming majority of cases, a judicial decision sets forth and applies the rule of law that existed both before and after the date of the decision. In this usual situation, ‘where a decision has applied settled precedent to new and different factual situations, the decision always applies retroactively.’ Potts v. State,300 Md. 567 , 577,479 A.2d 1335 (1984). Thus, in the ordinary case, no issue of a ‘prospective only’ application arises. See, e.g., Hanover Shoe, Inc. v. United Shoe Mach. Corp.,392 U.S. 481 , 496,88 S.Ct. 2224 , 2233,20 L.Ed.2d 1231 (1968); Houghton v. County Com’rs of Kent Co.,307 Md. 216 , 220-221,513 A.2d 291 (1986), and cases there cited.
“When, however, a court overrules a prior interpretation of a constitutional or statutory provision, and renders a new interpretation of the provision, the question arises as to whether the new ruling is to operate retroactively or prospectively only. Generally, in determining whether a new interpretation of a federal constitutional provision is to operate retrospectively, a court must assess the various factors set forth in Linkletter v. Walker,381 U.S. 618 ,85 S.Ct. 1731 ,14 L.Ed.2d 601 (1965), and its progeny. See the discussions in Wiggins v. State,275 Md. 689 , 698-716,344 A.2d 80 (majority opinion), 732-741 (dissenting opinion), 275*338 Md. 689,344 A.2d 80 (1975). See also L. Tribe, American Constitutional Law § 3-3, at 30-31 & n. 26 (2d ed.1988). We have essentially followed the teaching of Linkletter v. Walker, supra, in deciding whether a new interpretation of a Maryland constitutional provision, statute, or rule, should receive retrospective effect. See, e.g., State v. Hicks,285 Md. 310 , 336-338,403 A.2d 356 , 370-371 (1979).”
See, e.g., Attorney Grievance Commission v. Saridakis,
It is clear that the majority of the Court in Stevenson and the majority of the Court in Montgomery intended that those two opinions be fully retroactive. This is because the majority in each case purported to believe that the two cases did not declare a new legal principle. “If a decision does not declare a new legal principle, ... the decision applies retroactively in the same manner as most court decisions.” Houghton v. County Com’rs of Kent Co., supra,
“The principles governing the retroactivity of new rulings by courts in criminal cases ... were extensively dealt with by both the majority and dissenting opinions in Wiggins v. State,275 Md. 689 , 717,344 A.2d 80 , 95 (1975), and we shall not repeat in detail what was said in that case. Briefly, it was initially pointed out in Wiggins that retroactivity of application was required where the rule involved affects the integrity of the fact-finding process, or where it is a non-procedural rule that would render a trial constitutionally impermissible (e.g., a new double jeopardy ruling), or where it renders a certain type of punishment impermissible,275 Md. at 701-707, 732-737 ,344 A.2d 80 . Under these criteria, it is clear that retroactivity of the new interpretation announced in the instant case is not required. It does not affect the integrity of the fact-finding process but is a sanction to compel compliance with the policy of prompt disposition of criminal cases.”
A trial court’s instructions to the jury concerning the controlling law, and the jury’s application of the law to the facts, clearly involve the integrity of the fact-finding process. In a situation where a new ruling related to the jury’s function, Judge Rodowsky for the Court in State v. Colvin, supra,
“In Mills v. Maryland,486 U.S. 367 ,108 S.Ct. 1860 ,100 L.Ed.2d 384 (1988), the Supreme Court held that the potential for uncertainty in a jury’s interpretation of the sentencing form for capital cases specified by former Rule 772A violated the eighth amendment’s prohibition against cruel and unusual punishments.
*340 “The Mills analysis affects ‘the very integrity of the fact-finding process’ with respect to finding an absence of mitigating factors. Therefore Mills applies retrospectively. See Linkletter v. Walker,381 U.S. 618 , 639,85 S.Ct. 1731 , 1743,14 L.Ed.2d 601 , 614 (1965). Consequently, Colvin-El’s death sentence must be vacated.”
See also Jones v. State,
In conclusion, Stevenson and Montgomery adopted a new interpretation of the state constitutional provision making juries the judges of the law in criminal cases. Under a uniform line of Maryland Court of Appeals cases, Stevenson and Montgomery are fully retroactive. Therefore, the judgments below should be affirmed.
Chief Judge BELL joins this dissenting opinion.
Judge BATTAGLIA joins this dissenting opinion with the exception of Part II.
. The majority opinion in the case at bar, for the most part, seems to agree that the waiver provisions of the Post Conviction Procedure Act, § 7-106(b) and (c) of the Criminal Procedure Article, are not directly applicable to this case. Nevertheless, the majority makes much ado over whether Adams’s argument based on § 7-106(c) is, procedurally, properly before the Court (majority opinion at 260,
. When the Curtis case was decided, the waiver provisions of the Maryland Post Conviction Procedure Act were codified in Maryland Code (1957, 1976 Repl.Vol.), Art. 27, § 645A(c). By Ch. 10 of the Acts of 2001, the waiver provisions of the Maryland Post Conviction Procedure Act were re-codified as § 7-106(b) and (c) of the Criminal Procedure Article. As pointed out in the Revisor’s Note, the 2001 ’’ re-codification of the waiver provisions was "without substantive change.” Section 7-106(b) and (c) provides as follows:
"(b) Waiver of allegation of error. — (l)(i) Except as provided in sub-paragraph (ii) of this paragraph, an allegation of error is waived when a petitioner could have made but intelligently and knowingly failed to make the allegation:
1. before trial;
2. at trial;
3. on direct appeal, whether or not the petitioner took an appeal;
4. in an application for leave to appeal a conviction based on a guilty plea;
5. in a habeas corpus or coram nobis proceeding began by the petitioner;
6. in a prior petition under this subtitle; or
7. in any other proceeding that the petitioner began.
(ii) 1. Failure to make an allegation of error shall be excused if special circumstances exist.
2. The petitioner has the burden of proving that special circumstances exist.
"(c) Effect of judicial decision that Constitution imposes new standard. — (l) This subsection applies after a decision on the merits of an allegation of error or after a proceeding in which an allegation of error may have been waived.
(2) Notwithstanding any other provision of this title, an allegation of error may not be considered to have been finally litigated or waived under this title if a court whose decisions are binding on the lower courts of the State holds that:
(i) the Constitution of the United States or the Maryland Constitution imposes on State criminal proceedings a procedural or substantive standard not previously recognized; and
(ii) the standard is intended to be applied retrospectively and would thereby affect the validity of the petitioner’s conviction or sentence.”
. The majority opinion in the present case takes the position that "fundamental constitutional rights” require a "knowing and intelligent waiver” by the defendant personally, whereas "[n]on-fundamental rights” do not require such a waiver. (Majority opinion at 262,
. The majority opinion, in discussing the principle that a court in a Post Conviction Procedure Act proceeding has discretion to excuse a waiver, asserts that the court may consider the prejudice to the State in light of the delay between the accused’s conviction and the filing of a post conviction action. The majority in effect says that, in a proceeding under the Maryland Post Conviction Procedure Act, laches is applicable in the exercise of discretion to excuse a waiver. For reasons hereafter set forth, there is no waiver in the present case, and, consequently, there is no waiver to excuse. Nevertheless, I do question the applicability of laches to a proceeding under the Maryland Post Conviction Procedure Act. The General Assembly has enacted numerous exceptions and limitations to the Post Conviction Procedure Act, many of which have been enacted recently. The General Assembly has not, however, enacted a laches provision. It is a sound principle that where an enactment contains numerous exceptions or limitations, courts should not insert additional ones. See the cases cited in footnote 16, infra.
With respect to both the federal habeas corpus statute and many post conviction or habeas corpus statutes in other states, laches is embodied in the statutes or in applicable rules. In this regard, the Maryland statute differs from those statutes and rules. Absent a statutory or rule provision, the concept of laches is inapplicable in a post conviction proceeding. See, e.g., Chessman v. Teets,
. The majority opinion in the present case does not discuss this portion of the Colvin case. Instead, the majority discusses that part of Colvin dealing with the trial judge's instructions that the jury is the judge of the law. The majority states that Colvin is "directly on point,” and quotes a selected portion of the Colvin opinion stating that the defendant had waived any challenge to the jury instructions concerning the advisory nature of the judge’s instructions. (Majority opinion at 265,
"When submitting guilt or innocence to the jury, the trial court instructed that Art. 23 of the Maryland Declaration of Rights made the jury the judge of the law, and that as a result the court’s instructions were advisory only and not binding. In conformance with Stevenson v. State,289 Md. 167 ,423 A.2d 558 (1980), however, the court went on to instruct that the juiy was to perform its role as a judge of the law only where there was a suggested conflict. Further, the court instructed that on the constitutional precepts such as burden of proof and need for unanimity, its instructions were binding and could not be disregarded. Colvin-El, citing Giaccio v. Pennsylvania,382 U.S. 399 , 403,86 S.Ct. 518 , 521,15 L.Ed.2d 447 , 450 (1966), contends that he was thereby deprived of due process because he was not tried in accordance with the law of the land and because the instruction was confusing. He also criticizes the reasonable doubt instruction.
"There were no exceptions taken to these instructions. On direct appeal when Colvin-El was represented by new counsel, the points were not presented. Under Md.Code (1957, 1987 Repl.Vol.), Art. 27, § 645A(c), part of the Post Conviction Procedure Act, failure to make the allegations is presumed to have been done intelligently and knowingly. Nothing is presented here to rebut the presumption.
"To the extent that Colvin-El rests his ineffectiveness of counsel argument on the absence of any exceptions to these instructions, we find neither deficient representation nor prejudice in light of the instructions, taken as a whole.”
. The majority asserts (opinion at 260,
This procedural argument is devoid of merit for several reasons. As previously discussed, § 7-106(b) and (c) are not directly applicable to this case. Even if § 7-106(c) were controlling, Rule 8-503(f) does not preclude the adoption of an argument from an amicus brief. The Rule simply does not address an amicus brief or whether a party may adopt an argument from an amicus brief. The majority cites no case holding that a party may not adopt an argument from an amicus brief.
Most importantly, the majority’s argument overlooks the facts that the State was the appellant in the Court of Special Appeals and is the petitioner in this Court. It was not incumbent upon Adams, as appellee and respondent, to raise any particular issues. Under Maryland Rule 8-131(b), the State’s certiorari petition determines the issues in this Court. The State’s petition raised the overall "waiver” question and specifically addressed § 7-106(c), arguing that the Court of Special Appeals’ opinion was "simply wrong” in relying upon § 7-106(c). (Petition for certiorari at 8, 11, 13 etseq.).
Moreover, the majority’s procedural argument is inconsistent with the settled " ‘principle that a judgment will ordinarily be affirmed on any ground adequately shown by the record, whether or not relied on by the trial court or raised by a party,’ ” Abrams v. Lamone,
Finally, the Court of Special Appeals’ decision in this case was, to a large extent, grounded on the principle that, after Adams’s trial, a new standard was imposed on Maryland criminal proceedings and the new standard affected Adams’s conviction. While Jenkins v. Hutchinson,
. Contrary to the above quotation from Stevenson, neither the Wheeler case nor the Beard case held that the jury is "limited” to deciding these matters. Neither opinion used the word "limited.” Wheeler merely
. This Court has never explained what legal issues precisely fall within the phrases "law of the crime” and "legal effect of the evidence.” Literally, the phrases could encompass a broad range of legal issues. The Stevenson opinion,
. The Constitution of 1851, for the first time in Maryland history, designated the judges of this Court as the "Chief Justice” and “Associate Justices.” This designation was repeated in the Constitution of 1864. In the Constitution of 1867, however, which is still in effect, the words "Justice” and “Associate” were abandoned, and the Judges of this Court were referred to simply as “Judges.” The only Maryland Judges who are constitutionally designated as “Associate Judges” are Judges of the Circuit Courts other than the Chief Judges of each circuit. See Article IV, § 21(c), of the Maryland Constitution.
. See Dillon v. State,
. They include Franklin v. The State,
Today’s majority opinion, citing the Giles, Hitchcock and Franklin cases, states that "[qjuestions of law of a constitutional nature were always off limits to the juty.” (Opinion at 275,
Hitchcock, written by Judge (later Chief Judge) Hammond for the Court, took the position, inter alia, that the voters’ ratifications of the Constitutions of 1864 and 1867, containing the same language that was construed in Franklin, in effect constitutionalized the dicta in Franklin. Judge Hammond explained (
“The very words that now appear, first appeared in the Constitution of 1851, and were proposed to the people and ratified by them as part of the Constitutions of 1864 and of 1867. On familiar principles, we think, that when the constitutional convention proposed and the*317 people adopted what is now Art. XV, § 5 of the Constitution of 1867, [subsequently placed in Article 23 of the Declaration of Rights,] they must be deemed to have accepted and used the words as meaning what the Court of Appeals said in 1858 they meant. Where a constitutional provision has received a judicial construction and then is incorporated into a new or revised constitution, it will be presumed to have been re-adopted with the knowledge of the previous construction and to have been intended to have the meaning given it by that construction.”
In light of the principle set forth in the above quotation, it seems clear that the “constitutional" exception in Article 23 is limited to the constitutionality of Acts of Congress or of the Maryland General Assembly.
. Cases recognizing the admissibility of evidence as the only exception include Lewis v. State,
The same analysis would be applicable to a court's ruling on a preliminary question of subject matter jurisdiction. See Kelly v. State,
. Wilson v. State,
. Schanker v. State,
. For a detailed discussion of the unconstitutional jury instruction in Davis, see State v. Grady,
. The 1950 constitutional amendment enacted the only exception set forth in the language of the constitutional provision making jurors the judges of the law in criminal cases. Under normal principles followed by this Court, when an enactment expressly contains an exception or exceptions, courts do not imply other exceptions. See, e.g., BAA v. Acacia,
. The Lewis opinion, in connection with Maryland law on the admissibility and voluntariness of confessions, referred to Dempsey v. State,
. Also in 1979, just months prior to Adams’s trial, this Court, in an opinion by Judge J. Dudley Digges, reversed a trial court because the trial judge "violated the mandate of these rules, an action that ... flies in the face of the established principle that the Maryland Rules are precise rubrics that are to be strictly followed .... ” King v. State Roads Comm’n,
. For a discussion of the constitutional amendment, see Wright v. State,
