State v. Wagner
295 Neb. 132
Neb.2016Background
- Two consolidated Nebraska appeals (State v. Wagner; State v. Rohde) challenge applying Neb. Rev. Stat. § 60-6,197.03(8) to convictions for refusing a chemical test under § 60-6,197 where defendants had three prior DUI convictions.
- Both defendants pled no contest to refusal-of-test charges and were sentenced under § 60-6,197.03(8), which prescribes harsher penalties for a person with three prior convictions who, "as part of the current violation," either had BAC ≥ .15 or "refused to submit to a test as required under section 60-6,197."
- Defendants moved to quash and filed pleas in bar arguing: (1) "current violation" must mean a current DUI (§ 60-6,196) not a refusal (§ 60-6,197); (2) the statute is unconstitutionally vague/overbroad; (3) using prior DUI convictions to elevate a refusal to felony status violates due process and constitutes cruel and unusual punishment; (4) double jeopardy/multiple punishment and (5) charging informations were defective for omitting the phrase "as part of the current violation."
- Trial courts denied the motions, concluding that § 60-6,197.03 unambiguously applies to convictions under either § 60-6,196 or § 60-6,197 and that using prior DUI convictions to sentence a current refusal under subsection (8) does not violate double jeopardy or other constitutional provisions.
- The Nebraska Supreme Court affirmed: "current violation" encompasses both DUI and refusal offenses; the statute is not vague; double jeopardy is not implicated because § 60-6,197 sets no penalty and subsection (8) provides the applicable sentencing range; informations were sufficient.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Construction of "current violation" in § 60-6,197.03(8) | State: statute punishes any person convicted of § 60-6,196 or § 60-6,197; "current violation" refers back to either statute | "Current violation" limited to DUI (§ 60-6,196); refusal (§ 60-6,197) should not trigger subsection (8) | Court: unambiguous text shows "current violation" includes violations of both § 60-6,196 and § 60-6,197; statute construed accordingly |
| Rule of lenity / statutory ambiguity | — | Any ambiguity must be resolved for defendant; phrase "as part of the current violation" creates ambiguity | Court: no ambiguity; rule of lenity inapplicable when language is clear |
| Double jeopardy / multiple punishment | — | Applying subsection (8) to refusal double-counts refusal as element and aggravator, yielding multiple punishments | Court: no double jeopardy — § 60-6,197 contains no penalty; subsection (8) is the applicable sentencing provision, not a second punishment; Ramirez precedent supports use of same fact/status in element and enhancement contexts |
| Vagueness, due process, cruel and unusual punishment, and charging sufficiency | — | Statute vague; retroactive cross‑enhancement (allowing prior DUIs to enhance refusals) violates due process/exposes to disproportionate punishment; informations defective for omitting "as part of the current violation" | Court: statute constitutionally definite as applied; cross‑enhancement and habitual sentencing do not violate due process or Eighth Amendment; informations were sufficient to notify defendants of charges |
Key Cases Cited
- State v. Ramirez, 274 Neb. 873, 745 N.W.2d 214 (Neb. 2008) (use of same prior conviction as element and for habitual enhancement does not necessarily constitute impermissible double enhancement)
- State v. Raatz, 294 Neb. 852, 885 N.W.2d 38 (Neb. 2016) (principles of statutory construction and considering statutes in context)
- State v. Perina, 282 Neb. 463, 804 N.W.2d 164 (Neb. 2011) (rule of lenity and statutory interpretation principles)
- State v. Covey, 290 Neb. 257, 859 N.W.2d 558 (Neb. 2015) (interpretive canons about consistent meaning of words in statutes)
- State v. Hansen, 258 Neb. 752, 605 N.W.2d 461 (Neb. 2000) (habitual/offender sentencing and ex post facto considerations)
- Navarro v. State, 469 S.W.3d 687 (Tex. App. 2015) (statutory subsections may constitute separate offense gradations rather than mere enhancements)
