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State v. Verhagen
827 N.W.2d 891
Wis. Ct. App.
2013
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Background

  • Verhagen charged third-offense OWI with an alcohol concentration enhancer; prior OWI convictions disclosed.
  • Nickles charged fifth-offense OWI; prior OWI convictions listed; Apprendi challenge raised.
  • Van Asten charged fifth-offense OWI; collaterally attacked 1999 second-offense conviction alleging lack of counsel; evidentiary hearing held; Waived right to counsel proceedings.
  • Van Asten also pursued Apprendi challenge to Wis. Stat. § 343.307(1); he pled no contest.
  • Bell charged fifth-offense OWI and related offenses; moved Apprendi challenge; denied; pled no contest.
  • Court explains OWI penalty structure: first offense is forfeiture, later offenses are crimes with penalties increasing by prior offenses; prior convictions counted for penalty enhancement under § 343.307(1); recidivism is treated as sentencing factor not element; collateral attack limited to denial of right to counsel; decisions affirm convictions.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Must the state prove underlying first-offense OWI elements to a jury beyond reasonable doubt for penalties on a subsequent OWI Apprendi/recidivism require jury proof of prior elements Prior convictions used for penalty enhancement are not elements; not required to prove at trial beyond doubt Not required; prior convictions treated as penalty enhancers per McAllister/Matke; jury not needed for prior status
Whether Van Asten's collateral attack on a prior conviction can succeed based on lack of counsel Van Asten argues denial of counsel violated Sixth Amendment in 1999 case Record shows awareness of rights and attempt to obtain counsel; no prima facie violation shown Waiver was knowing, intelligent, and voluntary; collateral challenge rejected

Key Cases Cited

  • State v. McAllister, 107 Wis. 2d 532 (Wis. 1982) (recidivism allowed as sentencing factor; prior OWI convictions used for penalty enhancement)
  • State v. Matke, 278 Wis. 2d 403 (Wis. Ct. App. 2005) (prior OWI offenses are not elements; determined at sentencing for enhanced penalties)
  • State v. Saunders, 255 Wis. 2d 589 (Wis. 2002) (reiterated that prior repeater status not an element; sentencing procedure pre-verdict)
  • State v. Novak, 107 Wis. 2d 31 (Wis. 1982) (uncounseled first-offense civil conviction valid to enhance later penalties)
  • State v. Alexander, 214 Wis. 2d 628 (Wis. 1997) (admission to prior status element can dispense with proof; status element considerations)
  • State v. Hahn, 2000 WI 118 (Wis. 2000) (collateral attack procedure; need to allege denial of right to counsel)
  • Apprendi v. New Jersey, 530 U.S. 466 (U.S. 2000) (fundamental rule: any fact increasing penalty beyond maximum must be jury-found beyond reasonable doubt, with exceptional recidivism exception)
  • Almendarez-Torres v. United States, 523 U.S. 224 (U.S. 1998) (recidivism is treated as sentencing factor; not require jury proof)
Read the full case

Case Details

Case Name: State v. Verhagen
Court Name: Court of Appeals of Wisconsin
Date Published: Jan 23, 2013
Citation: 827 N.W.2d 891
Docket Number: Nos. 2011AP2033-CR, 2011AP2192-CR, 2011AP2478-CR, 2011AP2889-CR
Court Abbreviation: Wis. Ct. App.