283 P.3d 930
Or. Ct. App.2012Background
- Defendants pled conditional no contest to hindering prosecution under ORS 162.325; judgments of conviction entered.
- Defendants sought reversal of the pretrial ruling that barred relying on federal confidentiality regulations as a complete defense.
- 42 CFR Part 2 confidentiality rules generally prohibit acknowledging a patient’s presence where the location is publicly identified as only treatment.
- The 25th Street Bridgeway office provides only alcohol/drug treatment; evidence suggested the broader agency presented itself publicly with more services.
- Trial court held that the facility was publicly identified in a way that limited disclosure, denying a complete defense; remand ordered.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Part 2 can be a complete defense. | State: defense cannot negate hindering charge. | Toland/Fricano: compliance with Part 2 is a complete defense. | Yes; defendants may present Part 2 defense if applicable. |
| Whether the correct unit is the 25th Street office or the whole agency. | State: facility means the agency; public identification controls. | Toland/Fricano: facility is the specific 25th Street office. | Facility = the 25th Street office (not the entire agency). |
| Whether there was evidence to support the defense going to jury. | State: no evidence supports the defense as complete or mental-state related. | Toland/Fricano: there was evidence the office was publicly identified as more than treatment. | There was evidence; the defense could be presented to jury. |
Key Cases Cited
- State v. Brown, 306 Or 599 (Or. 1988) (jury entitlement to defense when facts support it)
- State v. Shelley, 110 Or App 225 (Or. App. 1991) (defendant entitled to present theory if evidence exists)
- Cervantes, 232 Or App 567 (Or. App. 2009) (demurrer vs. defense evidence outside indictment issue)
- State v. Clowes, 310 Or 686 (Or. 1990) (pretrial motion in limine and evidence ruling)
- United States v. Johnston, 810 F.2d 841 (8th Cir. 1987) (federal confidentiality aims to shield patient identity)
