STATE OF OREGON, Plaintiff-Appellant, v. MARY LOU CERVANTES, Defendant-Respondent.
Deschutes County Circuit Court 05FE0735ST; A130129
Court of Appeals of Oregon
December 23, 2009
Argued and submitted September 26, 2008, resubmitted en banc June 17, 2009
223 P3d 425
567
Before Brewer, Chief Judge, and Edmonds, Landau, Haselton, Armstrong, Schuman, Ortega, Rosenblum, Sercombe, Judges, and Carson, Senior Judge.
BREWER, C. J.
Edmonds, J., dissenting.
In this pretrial appeal, the state assigns error to the trial court‘s allowance of defendant‘s demurrers to three charges: causing another person to ingest a controlled substance,
As pertinent to the issues raised on appeal, the indictment provided:
“(Count 1 -
ORS 475.984 ) That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did knowingly cause another person to ingest, other than by administering or dispensing, a controlled substance or a controlled substance analog without consent of the other person. The State further alleges that this count is a separate and distinct criminal act from all other counts. The State further alleges that the following aggravating conditions were present: deliberate cruelty was involved; there was harm or loss significantly greater than typical; a vulnerable victim was involved; the victim sustained permanent injury.“(Count 2 -
ORS 475.986 ) That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did unlawfully and intentionally apply METHAMPHETAMINE, a Schedule II controlled substance, to the body of [EH], a person under 18 years, by means other thaninjection, inhalation or ingestion[.] The State further alleges that this count is a separate and distinct criminal act from all other counts. The State further alleges that the following aggravating conditions were present: deliberate cruelty was involved; there was harm or loss significantly greater than typical; a vulnerable victim was involved; the victim sustained permanent injury. “(Count 3 -
ORS 163.195 ) That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did unlawfully and recklessly create a substantial risk of serious physical injury to [EH] BY INGESTING METHAMPHETAMINE THAT WOULD BE PASSED TO [EH] UPON HER BIRTH[.] The State further alleges that this count is a separate and distinct criminal act from all other counts.”
Before trial, defendant filed what she characterized as a “motion to dismiss” the first two counts, asserting that “[t]he facts, as set forth in the State‘s discovery, are not sufficient to convict.” In particular, she argued that the state‘s theory of the case as to the first two counts was based on evidence that defendant ingested methamphetamine while the alleged victim, EH, was a fetus in defendant‘s womb and that methamphetamine was passed to the fetus via the umbilical cord and continued to be passed in the moments after EH was born but before the umbilical cord was severed. She argued that the legislature did not intend
The trial court held a hearing on the motions described above, as well as additional pending motions, taking evidence that indicated that the state‘s theories on the first two counts were, in fact, as defendant assumed—that
“[A]re you saying that Count 3 requires that [defendant] provides drugs to her child after the child is born, or are you saying it was the, it was [defendant‘s] act of taking the drugs while the child was, was unborn and the drugs entering the child‘s body while it was unborn which created a substantial risk of serious physical injury to the baby after it was born?”
The prosecutor responded:
“I think it‘s a little bit of both, Your Honor. Because the way the State is looking at this is that it is, she, she takes the controlled substance when the child is not a person, a person for purposes of criminal law. But those substances still, still passed, are still passed into that child upon birth before that umbilical cord is cut. * * * [T]he state has to prove that it is a person that‘s being placed in the risk of serious physical injury. So it has to be at the time of birth.”
At that point in the hearing, the court began to consider whether it was appropriate to be looking at factual issues, noting that criminal procedure did not, in essence, provide for summary judgment procedures. Defense counsel responded by suggesting that the court did not need to decide disputed facts but could simply view the anticipated evidence in the light most favorable to the state. Both parties then proceeded to argue the merits of defendant‘s motions. The court then asked counsel whether the issues raised by defendant were “appropriately raised now under this pleading, which doesn‘t talk anything about in Counts 1 and 2, prenatal use of methamphetamine,” and asked counsel for further argument on that issue.
When the court reconvened, it noted that the “motion to dismiss” filed by defendant concerning the first two charges was based on an argument that the facts as set forth in the state‘s discovery were not sufficient to convict, and it denied that motion, noting that it was the equivalent of
The court then proceeded to rule on defendant‘s demurrer to all three charges. Specifically, as to the first two charges, the court noted that a fetus is not a “person” under Oregon law, and that having methamphetamine in one‘s body is not a crime in Oregon and “only arguably becomes unlawful subsequently and then only if and when the child is born and then only if mother still has methamphetamine in their system and some of that methamphetamine passes to the newborn after the child is born and before the umbilical cord is severed.” The court went on to note that crimes require a “voluntary act,”
As for Count 3, reckless endangerment, the court noted that the pertinent allegation in the indictment was that defendant had ingested methamphetamine that “would be passed to” EH “upon her birth.” The court, based on the parties’ agreement on the definition of “person” as found in
The state appealed the court‘s pretrial demurrer rulings, arguing that, as a matter of substantive law, the court was incorrect. Defendant responded by arguing that, as a matter of substantive law, the court was correct. In their arguments with respect to the charges alleged in Counts 1 and 2, the parties both continue to make arguments pertaining to the facts that they expected the state to prove, rather than limiting their arguments to the facts as alleged in the indictment.
A demurrer in a criminal case is governed by
“The defendant may demur to the accusatory instrument when it appears upon the face thereof:
* * * * *
“(4) That the facts stated do not constitute an offense[.]”
(Emphasis added.) See, e.g., State v. Morgan, 151 Or App 750, 755, 951 P2d 187 (1997), rev den, 327 Or 82 (1998) (“a demurrer cannot be sustained on the basis of facts extrinsic to the indictment“); State v. Barker, 140 Or App 82, 84, 914 P2d 11 (1996), rev den, 323 Or 265 (1996) (“Defendant‘s argument about what he expects the state to present at trial is premature and does not provide a basis for sustaining a demurrer.“); State v. Durant, 122 Or App 380, 382, 857 P2d 891 (1993) (“A defendant may not rely on facts extrinsic to the indictment to support his theory of invalidity.“); State v. Kurtz, 46 Or App 617, 624, 612 P2d 749 (1980), rev den, 289 Or 588 (1980) (“Defendant does not contend that the indictment does not contain all the statutory requirements of the offense. To support his theory, defendant must rely on facts extrinsic to those contained in
Despite the limited scope of
As explained below, we conclude that we cannot decide the issues concerning Counts 1 and 2 on the basis that the parties argued in the trial court and continue to argue on appeal. In the trial court, the court suggested—and both defendant and the state agreed—that the court should consider by way of a pretrial demurrer the constitutionality of Counts 1 and 2 in light of the evidence that the state expected to introduce at trial. It appears that neither party cited
On appeal, both parties continue to argue the substantive merits of their positions. Neither party has questioned whether it was appropriate for the trial court to have decided the substantive issue by way of demurrer. In their supplemental memorandum to this court concerning this issue, the parties suggest that the trial court‘s approach is supported by this court‘s decision in State v. Gyenes, 121 Or App 208, 855 P2d 642 (1993), and that in any event, they should be allowed to stipulate that a court can consider extrinsic facts in ruling on a demurrer.
In Gyenes, the issue was whether the trial court erred in dismissing charges of giving a bribe under
This case presents different circumstances from those that existed in Gyenes. Here, the trial court based its grant of defendant‘s demurrer on the state‘s representation of what evidence it would offer at trial to prove Counts 1 and 2, which are alleged in the wording of the underlying statutes. In light of the legislature‘s codification of the principle that demurrers must be decided based on the information that appears on the face of a charging instrument, we decline to extend our dictum in Gyenes to this case where defendant expressly makes only as-applied constitutional challenges that do not implicate free speech concerns.
Moreover, State v. Knutson, 81 Or App 353, 725 P2d 407 (1986), relied on by the parties in their supplemental memorandum as authority for the proposition that parties may stipulate to have the court consider facts extrinsic to the indictment when deciding a demurrer, is not in the same posture as the present case. In Knutson, the trial court correctly determined that the parties’ arguments, which involved an
In sum, the parties, both in the trial court and on appeal, have urged the courts to address, by way of a demurrer, an issue that is not properly subject to a demurrer. The dissent suggests that the parties’ failure to heed
This precise problem does not lend itself easily to one of our standard labels. In one sense, it is not, strictly speaking, a lack of preservation of error—the parties made the arguments below that they are making on appeal. In another sense, however, it is lack of preservation—the correct answer to the preliminary question presented in this case is that the trial court should not have reached the merits of defendant‘s arguments concerning Counts 1 and 2 in the context of deciding a demurrer. Neither party, in the trial court or in this court, made the argument that the trial court should not do so. Where neither party has preserved or argued a point, unless the matter is a jurisdictional one, this court is not in a position to rule in one party‘s favor on that point. Moreover, in this case, when the trial court suggested that a demurrer was the appropriate procedural vehicle for raising these arguments, both parties agreed that the trial court should
The dissent, relying on Miller v. Water Wonderland Improvement District, 326 Or 306, 951 P2d 720 (1998), concludes that we should correct the trial court‘s error in deciding this issue by demurrer despite the parties’ joint position that no such error occurred. 232 Or App at 596 (Edmonds, J., dissenting). Our view, however, is that the state, as appellant, cannot obtain a reversal under these circumstances, because it invited the error that the trial court made. When both parties urge a trial court to commit legal error in making a ruling, neither party is in a position to benefit from that invited error and obtain a reversal of the ruling on appeal. Accord Anderson v. Oregon Railroad Co., 45 Or 211, 216-17, 77 P 119 (1904) (Under the invited error doctrine, a party who “was actively instrumental in bringing it about * * * cannot be heard to complain, and the case ought not to be reversed because of it.“).
Miller does not undermine that basic principle. Nothing in the court‘s brief opinion in Miller (or in Stull v. Hoke, 326 Or 72, 948 P2d 722 (1997)) suggests that the court intended to abrogate a century of case law and eliminate the prudential doctrine that a party that invites an error may not obtain a reversal on appeal based on that error. In Miller, the court merely noted in passing that a party‘s failure to argue the applicability of the pertinent law would not prevent the court from applying the pertinent law. 326 Or at 309 n 3. Moreover, in Stull, the court first concluded that the general issue on appeal was sufficiently preserved under the basic preservation principles enunciated in State v. Hitz, 307 Or 183, 188-89, 766 P2d 373 (1988), then rejected the notion that a party‘s failure to make a specific argument in the Court of Appeals precluded the Supreme Court from considering the argument, stating that the court was responsible for identifying the correct interpretation of a statute. Stull, 326 Or at 76. As the dissent notes, the court stated in Miller that “parties may not prevent a court from noticing and invoking an applicable statute by relying on other sources of law.” 232 Or App at 596 (quoting Miller, 326 Or at 309 n 3) (Edmonds, J., dissenting). In this case, both the majority and the dissent
The dissent also makes the superficially appealing argument that the state could not have invited the error because it has consistently taken the position, in the trial court and in this court, that defendant‘s demurrer to Counts 1 and 2 should not be sustained. 232 Or App at 596 (Edmonds, J., dissenting). What that assertion overlooks, however, is that the state, as appellant, invited the court to rule on the demurrer on a basis not permitted by the controlling statute and urges us also to ignore the controlling statute. The error that the state invited was not the allegedly erroneous result of the trial court‘s ruling on defendant‘s demurrer on Counts 1 and 2, but the erroneous consideration of the demurrer on those counts. The invited error doctrine has never been interpreted in the manner that the dissent would now suggest.
The dissent also suggests that State v. Ferguson, 201 Or App 261, 119 P3d 794 (2005), rev den, 340 Or 34 (2006), supports its proposition that the invited error doctrine does not apply in circumstances such as these. 232 Or App at 596 (Edmonds, J., dissenting). We disagree. In Ferguson, the defendant prevailed on a pretrial evidentiary issue, and the state wanted to appeal that ruling. 201 Or App at 263-64. The prosecutor informed the trial court that, although she was not going to dismiss the case, “under
“[W]hen the trial court specifically asked if the dismissal under
ORS 136.120 would adversely affect the state‘s pursuit of an appeal, and the prosecutor responded that it would not, the prosecutor‘s understanding was at least consistent with the approach that many of our * * * cases had reflected.”
Ferguson, 201 Or App at 270. We agreed with the state that the invited error doctrine should not be applied, because a number of our cases did, in fact, suggest that the state‘s course of action was permissible. We stated:
“Given the uncertainties of our case law at the time, and the fact that there is no inherent unfairness to the process or to the trial court in reversing the dismissal order, we agree that the state‘s role in suggesting a dismissal as an appropriate procedural disposition is not invited error that estops the state from challenging both the dismissal and the suppression orders on appeal.”
This case is significantly different from Ferguson in two ways. First, neither the controlling statute,
No cognizable exception to the invited error doctrine applies in these circumstances. The state does not argue that the trial court committed “plain error” in deciding the demurrer issue in violation of
In sum, the state is not in a position to obtain reversal on Counts 1 and 2. It asks this court to decide the merits of a demurrer based on facts not properly before the trial court. Moreover, because the state is precluded from taking a position (and in fact does not take the position) that facts extrinsic to the indictment were not properly before the trial court, it cannot prevail on appeal on its assignments of error relating to those counts, either on the ground set out by the dissent, or on the ground that it asserts on appeal. Accordingly, we reject the state‘s assignments of error pertaining to Counts 1 and 2.
We turn to defendant‘s demurrer to Count 3 of the indictment. As pertinent here, that count alleged:
“That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did unlawfully and recklessly create a substantial risk of serious physical injury to [EH] BY INGESTING METHAMPHETAMINE THAT WOULD BE PASSED TO [EH] UPON HER BIRTH[.]”
(Uppercase in original.) Defendant demurred to that count on the ground that the facts alleged failed to constitute the crime of reckless endangerment as provided in
This court reviews a trial court‘s ruling on a demurrer to a charging instrument for errors of law. State ex rel Juv. Dept. v. Aragorn, 189 Or App 65, 72, 73 P3d 939 (2003), rev den,
“(1) A person commits the crime of recklessly endangering another person if the person recklessly engages in conduct which creates a substantial risk of serious physical injury to another person.
“(2) Recklessly endangering another person is a Class A misdemeanor.”
For the purpose of the issue presented in this case,
The question then becomes whether, at the time that a defendant engages in the risk-creating conduct, both aspects of the third element of
The dissent agrees that
It does not follow, however, that such statutes apply when, at the time that a defendant commits the relevant risk-creating conduct, there are no persons at all, anywhere, who are in existence and capable of potentially coming into the zone of danger created by that particular risk-creating act. To the contrary; as discussed above, there must be some such person in existence, somewhere, at the time the risk is created and who therefore has at least the potential, at that time, to be harmed. Only if that requirement is met, is the crime complete—regardless of how long the possibility of harm may endure; when, if ever, a contemplated victim comes within the spatial danger zone; and when, if ever, the possibility of harm results in actual harm. Conversely, if no person having the potential to be harmed exists at the time that the defendant commits the risk-creating conduct, the defendant‘s conduct simply does not, and cannot, constitute a crime of the nature of
That is the case here. Here, defendant‘s alleged risk-creating conduct, by its nature, had the potential, at the time that she engaged in the conduct, to harm only an entity that was within the spatial boundaries of her physical body. Of course, that harm was not required to occur immediately; as discussed, the risk of harm contemplated by
Previous cases involving convictions for recklessly endangering another person as provided in
“[t]he shots penetrated the door. Directly outside was a public street and neighboring residences. A jury reasonably could conclude beyond a reasonable doubt on those facts
that defendant‘s conduct created a substantial risk that persons outside the house could be seriously injured.”
Id. at 141. Thus, we reasoned that, although evidence was lacking that any specific person was within the spatial danger zone, that zone was one in which persons ordinarily could be found. See also Mojarro-Sandoval, 208 Or App at 182-83 (
Finally, to the extent that the text of
“Notwithstanding occasional flights of fancy that may test the proposition, the law necessarily and correctly
presumes that Legislatures act reasonably, knowingly, and in pursuit of sensible public policy. When there is a legitimate issue of interpretation, therefore, courts are required, to the extent possible, to avoid construing a statute in a manner that would produce farfetched, absurd, or illogical results which would not likely have been intended by the enacting body. * * * “Keeping in mind that recklessness, not intention to injure, is the key element of the offense, if, as the State urges, the statute is read to apply to the effect of a pregnant woman‘s conduct on the child she is carrying, it could well be construed to include not just the ingestion of unlawful controlled substances but a whole host of intentional and conceivably reckless activity that could not possibly have been within the contemplation of the Legislature—everything from becoming (or remaining) pregnant with knowledge that the child likely will have a genetic disorder that may cause serious disability or death, to the continued use of legal drugs that are contraindicated during pregnancy, to consuming alcoholic beverages to excess, to smoking, to not maintaining a proper and sufficient diet, to avoiding proper and available prenatal medical care, to failing to wear a seat belt while driving, to violating other traffic laws in ways that create a substantial risk of producing or exacerbating personal injury to her child, to exercising too much or too little, indeed to engaging in virtually any injury-prone activity that, should an injury occur, might reasonably be expected to endanger the life or safety of the child. Such ordinary things as skiing or horseback riding could produce criminal liability. If the State‘s position were to prevail, there would seem to be no clear basis for categorically excluding any of those activities from the ambit of the statute; criminal liability would depend almost entirely on how aggressive, inventive, and persuasive any particular prosecutor might be.”
Kilmon, 905 A2d at 311-12. The Maryland court‘s concerns are not idle ones, see, e.g., State v. Deborah J.Z., 596 NW2d 490 (Wis App), rev den, 604 NW2d 570 (Wis 1999) (reversing denial of defendant‘s demurrer to charges of attempted first-degree intentional homicide and first-degree reckless injury based on her ingestion of alcohol during pregnancy and prior to delivering child, who presented with fetal alcohol effects),
Moreover, in the context of statutes governing the relationship of parents to their children, we have applied the “unreasonable results” canon to avoid interpreting a statute,
Because we affirm the trial court on state statutory grounds, we need not address defendant‘s federal constitutional arguments. In light of the dissent‘s discussion of them, however, we offer the following observations regarding her argument based on her right, under the
Defendant‘s argument under the
As the Supreme Court has explained, the
In Cleveland Board of Education, the Supreme Court held that a rule requiring mandatory maternity leave for pregnant teachers violated the
Having said that, we agree with the dissent that our ability to apply relevant constitutional principles in this case would be complicated by our inability to determine from the face of the indictment precisely when defendant allegedly ingested methamphetamine in relation to the birth of EH. 232 Or App at 609 (Edmonds, J., dissenting). Because that information is not set out in the indictment, we cannot determine whether, at that time, defendant was in fact in a position to exercise her fundamental right to choose whether to bear a child.
However, the dissent‘s construction of
Affirmed.
EDMONDS, J., dissenting.
The state appeals after the trial court sustained defendant‘s demurrers to the first three counts of the indictment returned against her by the grand jury in this case. Defendant was charged with four crimes: causing another person to ingest a controlled substance,
I first consider the demurrer to Counts 1 and 2.1 Pretrial, defendant filed a motion to dismiss Counts 1 and 2,
The majority holds that the state invited any error that the trial court may have made as to its ruling regarding Counts 1 and 2 because the state, along with defendant, asked the trial court to consider extrinsic evidence in addition to the allegations in the counts in ruling on defendant‘s demurrer. It concludes that the state‘s assignments of error as to Counts 1 and 2 are not reviewable on that basis. I disagree that the doctrine of invited error should be applied to those assignments of error.
“The defendant may demur to the accusatory instrument when it appears upon the face thereof:
“*****
“(4) That the facts stated do not constitute an offense[.]”3
(Emphasis added.) The principle that demurrers are decided on the basis of what is alleged and not on the evidence underlying the allegations is supported by a lengthy history in Oregon jurisprudence with regard to “speaking demurrers.” Speaking demurrers are demurrers based on information that does not appear in the indictment. Speaking demurrers never have been legally cognizable under Oregon criminal procedure statutes that govern the scope of authority granted to trial courts regarding demurrers. State v. Young, 122 Or 257, 260, 257 P 806 (1927). The common law did recognize so-called special demurrers in criminal cases, but they were abolished by the adoption of the 1864 Deady Code. State v. Nussbaum, 261 Or 87, 91, 491 P2d 1013 (1971); State v. Goodall, 82 Or 329, 333, 160 P 595 (1916). In place of the common law, the legislature has repeatedly codified criminal procedures that circumscribe the authority granted to courts with respect to demurrers. Nussbaum, 261 Or at 91. Thus, parties to a criminal proceeding have no ability by their agreement to create a different procedure or confer authority on a trial court to use a different procedure than that authorized by statute. Clearly, the trial court erred
It does not necessarily follow, however, that the trial court‘s error regarding its consideration of extrinsic evidence should be perpetuated by refusing to review the state‘s claims of error under the “invited error” doctrine. The invited error doctrine is a principle based on a policy of promoting efficient judicial administration. If the invitation of error in a trial court is intentional or strategic and proves to be unwise, a litigant “should not be allowed to blame the court for what he has himself done, and, by doing so get a second opportunity to try his case.” Crawford v. Jackson, 252 Or 552, 555, 451 P2d 115 (1969). At the core of the principle is the understanding that a party cannot take on appeal “a position inconsistent with that which he induced the trial court to take.” Howland v. Iron Fireman Mfg. Co., 188 Or 230, 290, 213 P2d 177 (1949), reh‘g den, 215 P2d 380 (1950). The purpose of the rule is not furthered by application in his case; neither party is taking a position on appeal that is inconsistent with the position that they took in the trial court. Defendant asked the trial court to grant her demurrer, and the state opposed the demurrer. On appeal, defendant asks that we affirm the trial court, and the state requests that we reverse the trial court‘s ruling.
But according to the majority, what the above reasoning overlooks is
“that the state, as appellant, invited the court to rule on the demurrer on a basis not permitted by the controlling statute and urges us also to ignore the controlling statute. The error that the state invited was not the allegedly erroneous result of the trial court‘s ruling on defendant‘s demurrer on Counts 1 and 2, but the erroneous consideration of the demurrer on those counts.”
232 Or App at 578. (Emphasis in majority.) Respectfully, the majority‘s reasoning makes little sense and is inconsistent with the record in the trial court. The record in the trial court reveals that it was not only the state who urged the trial court to consider extrinsic evidence. Indeed, the record is replete with indications that it was defendant who desired that the court consider extrinsic evidence and that the state acquiesced in that request in an effort to afford the trial court
Moreover, the fact that the parties did not heed the requirement of
Indeed, review in this case of the state‘s assignments of error is consistent with this court‘s own case law. In State v. Ferguson, 201 Or App 261, 270, 119 P3d 794 (2005), we concluded that the state‘s role in suggesting a dismissal as an appropriate procedural disposition after the court granted the defendant‘s motion to suppress evidence was not invited error that prevented the state from challenging both the dismissal and the suppression orders on appeal on preservation grounds, because there was no inherent unfairness to the process or to the trial court by reviewing the state‘s claim of error. In that case, “everyone involved—the prosecutor, the defense attorney, and the trial court—viewed the dismissal as a complementary disposition to the suppression ruling. Everyone likewise knew that the state intended to appeal and seek a reversal.” Id. at 270-71. The same reasoning applies here to similar circumstances; there is no inherent unfairness to the process or to the parties merely because we apply the correct standard of review to the trial court‘s grant of defendant‘s demurrer, and all that is required is to inquire
I would conclude that the trial court erred in granting defendant‘s demurrer to Counts 1 and 2 in light of the limitation in
“(Count 3—
ORS 163.195 ) That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did unlawfully and recklessly create a substantial risk of serious physical injury to [EH] BY INGESTING METHAMPHETAMINE THAT WOULD BE PASSED TO [EH] UPON HER BIRTH[.]”
The trial court explained its reasoning for granting defendant‘s demurrer as to Count 3 in its memorandum opinion:
“Defendant last says that Count 3 fails to allege a crime because it is logically impossible for the State to convict. She relies on State v. Downes, 31 Or App 1183, 572 P2d 1328 (1977). See also State v. Daline, 175 Or App 625, 30 P3d 426 (2001). These cases hold that once a drug enters one‘s body, control over that drug is lost. That is a critical point because criminal liability, at a minimum, requires ‘the performance by a person of conduct which includes a voluntary act.’
ORS 161.095 . The only voluntary act which the State alleges or can arguably prove is defendant‘s use of methamphetamine.“The indictment alleges that the victim is a living person, [EH]. The definition of a ‘person’ requires that the person ‘has been born and was alive at the time of the criminal act.’
ORS 163.005(3) . The indictment specifically alleges a contrary set of facts.“The State says that it is not necessary to prove that any person was actually in the zone of danger when the reckless behavior was committed. State v. Harbert, 155 Or App 137, 963 P2d 710 (1998). That may generally be the case. In this instance, that is not persuasive. First and foremost, the State has alleged a named victim, [EH]. She was not yet a living person when the voluntary act occurred. Second, [EH] was the only one who could possibly have been endangered, i.e., for whom a risk of serious physical injury could have been created by defendant‘s prenatal drug use.
“Because no voluntary act committed after [EH‘s] birth is even alleged in the indictment, no crime is alleged.”
(Boldface in original.)
The parties’ arguments present different conceptualizations about when an alleged crime is complete for purposes of
“there must be some such person in existence, somewhere, at the time the risk is created and who therefore has at least the potential, at that time, to be harmed. Only if that requirement is met, is the crime complete—regardless of how long the possibility of harm may endure[.]
“*****
“Here, defendant did not create a risk of harm ‘to another person,’ because, at the time of her conduct, there was no person in existence within the spatial zone of danger who potentially could be harmed.”
232 Or App at 584, 587.
In contrast to defendant‘s argument, the state‘s theory focuses on two different time periods that it asserts are
Thus, the issue as framed by the parties’ arguments is whether defendant‘s and the majority‘s interpretation of the scope of
Accordingly, I turn first to the wording of
The gravamen of the offense described in
“‘Recklessly,’ when used with respect to a result or to a circumstance described by a statute defining an offense, means that a person is aware of and consciously disregards a substantial and unjustifiable risk that the result will occur or that the circumstance exists. The risk must be of such nature and degree that disregard thereof constitutes a gross deviation from the standard of care that a reasonable person would observe in the situation.”
Thus, generally, to incur criminal responsibility for a “reckless” act, the actor is required by the law to foresee the future consequences of his or her conduct. If the conduct would create a substantial and unjustifiable risk to others, and if it constitutes a deviation from the standard of care that a
The “harm” that
In addition to the text of
In this case, however, the state alleges in Count 3 that defendant‘s child was a “person” at the time that she was exposed to a substantial risk of serious physical injury. Had the state alleged that the child was exposed to that risk only
Also, part of the context of
In summary, Count 3 alleges that defendant‘s child was “another person” for purposes of
“The 1971 legislature adopted the present kidnapping statutes as part of the complete revision of the Oregon Criminal Code. The 1967 legislature created the Oregon Criminal Law Revision Commission to revise the criminal laws of this state. Carefully kept records of the proceedings of the Commission and of its subcommittees were preserved and, accordingly, provide a rich source for determination of the drafter‘s intent.”
(Footnote omitted.) In State v. Lonergan, 344 Or 15, 25 n 3, 176 P3d 374 (2008), Justice Kistler, writing for the dissent, amplified the understanding expressed in Garcia regarding the import of the Commission‘s deliberations:
“The Commission divided responsibility for drafting the revised criminal code among three subcommittees. Those subcommittees produced drafts of the code and submitted those drafts, together with commentaries on them, to the Commission, which produced a final draft of the proposed code and presented the final draft and commentary to the legislature. This court has looked to both the commentary and the discussions that preceded the adoption of the final draft as legislative history for the resulting laws.”
The commentary to the section that is now codified as
Other parts of the commentary also support the understanding that the legislature intended
“It is unlawful to maintain or leave in a place accessible to children any discarded ice box, refrigerator or similar container with a door or lid attached that cannot be opened
Under that former statute, the criminal conduct creating the risk of danger was the leaving of a refrigerator with a door that could not be opened from the inside in a place accessible to children. The statute was obviously intended to address risks that existed during time periods beyond when a refrigerator was abandoned. At the moment of abandonment, there may not have been any children in the zone of danger, but the conduct created a risk that children could be endangered in the future when they entered the zone of danger created by the abandonment. The examples in the commentary regarding vicious animals and spring guns contemplate similar scenarios when there may not be another person endangered at the time of the conduct creating the risk of harm but where a person is subsequently placed in danger by the conduct.12
Admittedly, my review of the minutes of the commission and subcommittee meetings regarding proposed versions of
Additionally, the legislature has directed us in
For all of the above-stated reasons, I would conclude that the legislature did not intend to prevent the state from obtaining a conviction under
Additionally, the majority‘s reliance on the jurisprudence of other states is misplaced. For example, the majority
The Kilmon decision fails to meaningfully inform our decision for a number of reasons. First, our task is not to decide what is a reasonable or an unreasonable policy. Rather, our task as an Oregon intermediate appellate court is to apply well-settled principles of statutory interpretation to discern what the Oregon legislature would have intended, had it considered this issue. Moreover, the legislature has imposed its own limitations on the conduct that is deemed to violate the statute. For example, the state is required to prove that defendant acted “recklessly” as defined by
Defendant also makes alternative arguments in support of the trial court‘s ruling, none of which I find persuasive. First, defendant makes an as-applied vagueness challenge to
Defendant also argues that applying
“[i]n the present case, the state‘s theory of prosecution implicates defendant‘s substantive due process [rights] in two respects: (1) it intrudes on an individual‘s decision whether to have a child; and (2) it interferes with defendant‘s personal autonomy during her pregnancy. Both of those matters involve intimate and personal choices central to the liberty protected by the
Fourteenth Amendment .”
As I understand the constitutional implications of defendant‘s argument, they are that the application of
I would conclude that, as applied to her circumstances, at least on the record before us, defendant has not demonstrated that the state infringed upon her reproductive rights when it prosecuted her under
Defendant also argues that the application of
Finally, defendant argues that
Defendant made additional constitutional arguments to the trial court regarding all of the counts, some of which she repeats in response to the state‘s appeal. All her arguments suffer from infirmities that are similar to the
In sum, I would reverse the trial court‘s rulings as to the first three counts of the indictment and, for that reason, I dissent.
Carson, S. J., joins in this dissent.
Notes
“That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did knowingly cause another person to ingest, other than by administering or dispensing, a controlled substance or a controlled substance analog without consent of the other person[.]
“The State further alleges that this count is a separate and distinct criminal act from all other counts.
“The State further alleges that the following aggravating conditions were present: deliberate cruelty was involved; there was harm or loss significantly greater than typical; a vulnerable victim was involved; the victim sustained permanent injury.”
Count 2 alleges:
“That the said defendant, on or about the 19th day of July 2004, in Deschutes County, Oregon, did unlawfully and intentionally apply METHAMPHETAMINE, a Schedule II controlled substance, to the body of [EH], a person under 18 years, by means other than injection, inhalation or ingestion[.]
“A claim that a law or governmental policy, though constitutional on its face, is unconstitutional as applied, usu. because of a discriminatory effect; a claim that a statute is unconstitutional on the facts of a particular case or in its application to a particular party.”
(Emphasis added.)
“The indictment was written in terms of the statute, without elaboration. We thus do not know what specific operative facts the state will show, if the case is remanded for trial. It follows that, because this case arises out of the trial court‘s pretrial decision to sustain defendants’ demurrer, defendants are unable to assert at this time that the statute is unconstitutional as applied to them.”
State v. Chakerian, 325 Or 370, 373-74 n 4, 938 P2d 756 (1997).
“Prohibited
“(a) A person may not recklessly:
“(1) engage in conduct that creates a substantial risk of death or serious physical injury to another[.]”
The word “passed” in the context of the indictment means “[t]o transfer or be transferred.” Black‘s Law Dictionary 1233 (9th ed 2009).