989 N.W.2d 490
N.D.2023Background
- On July 6, 2021, Travis Smith stabbed Corinth Booker multiple times in Booker’s apartment; the encounter was recorded and Smith fled, saying he discarded the knife.
- Smith was charged with aggravated assault with a deadly weapon and proceeded to a jury trial in April 2022.
- At trial Smith testified he acted in self-defense and admitted discarding the knife; on cross-examination the prosecutor asked whether the knife was important to proving Smith’s innocence — objections were made and the court struck/rephrased questions and sustained objections.
- Several bench conferences/sidebars were held off the record (scheduling, short evidentiary objections, and one objection about the cross-examination question).
- The State called Dr. Joshua Gebur as an expert on Booker’s injuries; the defense argued the testimony was cumulative and the expert was not properly noticed.
- The jury convicted Smith; on appeal he challenged (1) prosecutorial misconduct and burden shifting, (2) violation of the public-trial right by off‑the‑record sidebars, and (3) admission of cumulative/improperly‑noticed expert testimony. The Supreme Court of North Dakota affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the State’s cross-examination amounted to prosecutorial misconduct or impermissibly shifted the burden | State: questioning was invited by defense and not improper; any form issues were corrected by the court | Smith: prosecutor’s questions and comments shifted burden to him and constituted misconduct | Not preserved as misconduct (obvious‑error review). Questions were invited by defense opening the door; near the line but no prejudice or burden shifting shown; conviction affirmed |
| Standard of review / preservation for misconduct claims | State: Smith failed to raise prosecutorial misconduct at trial, so obvious‑error review applies | Smith: claims should be reviewed de novo | Court: Smith did not specifically raise prosecutorial misconduct or move for mistrial; obvious‑error standard applied |
| Whether off‑the‑record bench conferences violated the Sixth Amendment right to a public trial | State: sidebars were routine scheduling/administrative/evidentiary matters and did not close the courtroom | Smith: unrecorded sidebars excluded the public and deprived him of a public trial | Not preserved; reviewed for obvious error. Sidebars addressed scheduling or routine evidentiary matters in view of the public and did not constitute a closure implicating the public‑trial right; no obvious error |
| Whether expert testimony was cumulative or improperly noticed under Rule 16 | State: Dr. Gebur was timely noticed (three months before trial) with CV and records; testimony was relevant to severity of injury and not overly cumulative | Smith: testimony was needlessly cumulative and the expert was not properly noticed | Court: notice complied with Rule 16; district court did not abuse discretion — expert testimony was relevant and not substantially cumulative; admission upheld |
Key Cases Cited
- State v. Bazile, 971 N.W.2d 884 (appellate standard when defendant moves for mistrial on prosecutorial misconduct)
- State v. Vondal, 803 N.W.2d 578 (obvious‑error review when misconduct not raised at trial)
- State v. Samaniego, 970 N.W.2d 222 (preservation required for prosecutorial‑misconduct claims; courts may review obvious error)
- State v. Schimmel, 409 N.W.2d 335 (prosecutor must not express personal beliefs or act as an unsworn witness)
- State v. Kruckenberg, 758 N.W.2d 427 (no reversal for invited argument or invited response)
- State v. Olander, 575 N.W.2d 658 (when self‑defense supported by evidence, State must prove defendant did not act in self‑defense)
- State v. Bauer, 783 N.W.2d 21 (self‑defense jury instruction places burden on State)
- Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555 (presumption of public trials; limited exceptions)
- State v. Martinez, 956 N.W.2d 772 (bench conferences on routine issues ordinarily do not implicate public‑trial right)
- State v. Pendleton, 978 N.W.2d 641 (administrative/off‑record conferences typically do not frustrate public‑trial objectives)
- State v. Poulor, 932 N.W.2d 534 (abuse‑of‑discretion standard for evidentiary rulings)
- State v. Thompson, 777 N.W.2d 617 (district court has broad discretion on relevance and cumulative‑evidence balancing)
- United States v. Bentley, 561 F.3d 803 (comments highlighting defense weaknesses do not shift burden)
- State v. McDaniel, 777 N.W.2d 739 (prosecutor’s comment on lack of evidence supporting a defense does not necessarily shift burden)
