312 Conn. 85
Conn.2014Background
- In January 2006, victim A, age 11, lived with her mother B and siblings in New Haven, with the defendant Shaw in the same residence.
- Around 1:20 a.m. B returned to the apartment, found the defendant in her bedroom with A, and alerted police after witnessing the scene.
- A was examined at Yale-New Haven Hospital with the defendant alleged to have assaulted her; a sexual assault kit was used.
- Shaw was charged with first-degree sexual assault ( § 53a-70 (a)(2)) and risk of injury to a child ( § 53-21 (a)(2)); a jury convicted him on both counts.
- Shaw sought to admit prior sexual conduct under the rape shield statute ( § 54-86f ) to propose an alternative source of injuries and to challenge A’s credibility, which the trial court initially denied.
- The appellate court reversed, holding the rape shield evidence should have been admitted for consideration and that the trial court’s exclusion potentially affected the outcome, remanding for a new trial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the trial court properly excluded prior sexual conduct evidence under 54-86f. | Shaw argues the evidence was relevant to show alternative source/credibility/motive and was admissible under 54-86f. | Shaw contends the evidence fulfills rape shield exceptions and constitutional rights require its admission. | Court erred; evidence admissible for defense; remand for new trial. |
| Whether the rape shield ruling violated Shaw's confrontation and due process rights. | The exclusion hampered Shaw’s ability to present a defense and confront witnesses. | The state’s interests in shielding the victim justify exclusion unless exceptions apply. | Rape shield exclusion implicated constitutional rights; reversal on this ground. |
| Whether the spontaneous utterance admission and related hearsay rulings were proper. | The court’s handling of spontaneous utterance evidence affected Shaw’s defense. | Not clearly resolved on appeal; issues may be reconsidered at retrial. | Not reviewable on retrial; remand for new trial. |
| Whether admitting the emergency room physician as an expert was properly justified. | Cicero’s testimony as expert was crucial to the medical findings supporting the charges. | Defense objected to basis/foundation for expert status. | Not reviewable on retrial; issues may be revisited later. |
| Whether the court should have given a jury instruction on credibility of child witnesses. | Credibility instructions are essential given A’s age and the evidence. | No appropriate instruction was given; defense sought credibility guidance. | Not reviewable on retrial; issues may be addressed in new trial. |
Key Cases Cited
- State v. Rolon, 257 Conn. 156 (2001) (rape shield framework and five-part test for admissibility of prior sexual conduct)
- State v. Kulmac, 230 Conn. 43 (1994) (cross-examination relevance; prior abuses and credibility concerns)
- State v. Rinaldi, 220 Conn. 345 (1991) (inferential as well as direct evidence under 54-86f; relevance balancing)
- State v. Crespo, 303 Conn. 589 (2012) (balancing probative value and prejudice under 54-86f; proper purposes)
- State v. Cerreta, 260 Conn. 251 (2002) (trial court discretion in evidentiary rulings; standard of review)
